0001127602-13-026861.txt : 20130910 0001127602-13-026861.hdr.sgml : 20130910 20130910144524 ACCESSION NUMBER: 0001127602-13-026861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130909 FILED AS OF DATE: 20130910 DATE AS OF CHANGE: 20130910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PENN BANCSHARES INC CENTRAL INDEX KEY: 0000700733 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 232215075 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHILADELPHIA AND READING AVES STREET 2: PO BOX 547 CITY: BOYERTOWN STATE: PA ZIP: 19512 BUSINESS PHONE: 1-800-822-3321 MAIL ADDRESS: STREET 1: PHILADELPHIA AND READING AVES STREET 2: P. O. BOX 547 CITY: BOYERTOWN STATE: PA ZIP: 19512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHES MICHAEL J CENTRAL INDEX KEY: 0001470524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22537-01 FILM NUMBER: 131087827 MAIL ADDRESS: STREET 1: P O BOX 547 CITY: BOYERTOWN STATE: PA ZIP: 19512 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-09-09 0000700733 NATIONAL PENN BANCSHARES INC NPBC 0001470524 HUGHES MICHAEL J READING AND PHILADELPHIA AVES. P. O. BOX 547 BOYERTOWN PA 19512 1 CHIEF FINANCIAL OFFICER Common Stock 2013-09-09 4 M 0 8000 5.60 A 264263.2979 D Employee Stock Option (Right to Buy) 5.60 2013-09-09 4 M 0 8000 0 D 2009-08-31 2019-08-31 Common Stock 8000 8000 D Includes shares acquired through the Company's exempt Employee Stock Purchase Plan during 2013 and includes shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan. /s/ H. Anderson Ellsworth 2013-09-10