-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+chLIq7yzZ3/Ri0us/Fo8GZ1cruPT8br2JNkYRjLWwZhH+RUzI/pKSRLcjVqE7w U2BmkHPtu88vhAa5oZ/qVw== 0000950142-09-001774.txt : 20091104 0000950142-09-001774.hdr.sgml : 20091104 20091104170323 ACCESSION NUMBER: 0000950142-09-001774 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091102 FILED AS OF DATE: 20091104 DATE AS OF CHANGE: 20091104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICKEL CONTINUED IRREVOCABLE TRUST CENTRAL INDEX KEY: 0001470522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 091158454 BUSINESS ADDRESS: STREET 1: ATTENTION: DAVID LEY HAMILTON STREET 2: 1201 NORTH MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-658-9200 MAIL ADDRESS: STREET 1: ATTENTION: DAVID LEY HAMILTON STREET 2: 1201 NORTH MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 4 1 form4-nci_cc110209ex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0303 4 2009-11-02 0 0000815097 CARNIVAL CORP CCL 0001470522 NICKEL CONTINUED IRREVOCABLE TRUST ATTENTION: DAVID LEY HAMILTON 1201 NORTH MARKET STREET, 18TH FLOOR WILMINGTON DE 19801 0 0 1 1 See Remarks Common Stock 2009-11-02 4 S 0 765 30.0000 D 232888 D These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated August 12, 2009. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of CarnivalCorporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is amember of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for anyother purpose. /s/ John J. O'Neil, Vice President of JMD Delaware, Inc., as Trustee for Nickel Continued Irrevocable Trust 2009-11-04 -----END PRIVACY-ENHANCED MESSAGE-----