0000950123-17-009137.txt : 20171019 0000950123-17-009137.hdr.sgml : 20171019 20171019102008 ACCESSION NUMBER: 0000950123-17-009137 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171019 DATE AS OF CHANGE: 20171019 EFFECTIVENESS DATE: 20171019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith, Graham & Co., Investment Advisors, LP CENTRAL INDEX KEY: 0001470414 IRS NUMBER: 760301817 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13596 FILM NUMBER: 171143912 BUSINESS ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 BUSINESS PHONE: 713-227-1100 MAIL ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470414 XXXXXXXX 09-30-2017 09-30-2017 Smith, Graham & Co., Investment Advisors, LP

6900 JPMORGAN CHASE TOWER 600 TRAVIS STREET HOUSTON TX 77002-3007

13F HOLDINGS REPORT 028-13596 N Mark W. Dube (713) 292-2136 /S/ Mark W. Dube Houston TX 10-18-2017 0 132 953915 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABERCROMBIE & FITCH CO COM 002896207 4798 332292 SH SOLE 232972 0 99320 ADVANCED ENERGY INDUSTRIES, INC. COM 007973100 9834 121771 SH SOLE 56909 0 64862 AECOM COM 00766T100 5001 135850 SH SOLE 95249 0 40601 AMEREN CORPORATION COM 023608102 2462 42560 SH SOLE 29830 0 12730 AMERISAFE INC COM 03071H100 9534 163819 SH SOLE 76574 0 87245 ANDEAVOR COM 03349M105 5604 54330 SH SOLE 38080 0 16250 ANTHEM INC COM 036752103 6674 35147 SH SOLE 24657 0 10490 ARROW ELECTRONICS, INC. COM 042735100 4505 56022 SH SOLE 39275 0 16747 ASTORIA FINANCIAL CORPORATION COM 046265104 9758 453867 SH SOLE 211976 0 241891 ATLAS AIR WORLDWIDE HOLDINGS, INC. COM 049164205 14439 219440 SH SOLE 102534 0 116906 AUTONATION, INC. COM 05329W102 3727 78528 SH SOLE 55086 0 23442 BANC OF CALIFORNIA INC COM 05990K106 13090 630867 SH SOLE 294647 0 336220 BED BATH & BEYOND COM 075896100 4046 172390 SH SOLE 120870 0 51520 BELDEN INC. COM 077454106 8484 105357 SH SOLE 49274 0 56083 BENCHMARK ELECTRONICS, INC. COM 08160H101 10867 318217 SH SOLE 148632 0 169585 BOSTON BEER CO INC COM 100557107 8452 54108 SH SOLE 25293 0 28815 CAPITAL ONE FINANCIAL CORPORATION COM 14040H105 4409 52080 SH SOLE 36500 0 15580 CAPSTEAD MORTGAGE CORPORATION REIT 14067E506 6400 663182 SH SOLE 309822 0 353360 CATHAY GENERAL BCP COM 149150104 4922 122450 SH SOLE 85890 0 36560 CELANESE CORPORATION COM 150870103 6502 62360 SH SOLE 43720 0 18640 CHICOS FAS INC COM 168615102 4677 522514 SH SOLE 365952 0 156562 CHILDREN'S PLACE INC COM 168905107 7183 60792 SH SOLE 28402 0 32390 CIGNA CORPORATION COM 125509109 7143 38210 SH SOLE 26780 0 11430 CIRRUS LOGIC, INC. 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COM 398905109 8594 118608 SH SOLE 55410 0 63198 GUESS INC COM 401617105 4772 280204 SH SOLE 196454 0 83750 HMS HOLDINGS CORP COM 40425J101 10459 526612 SH SOLE 246002 0 280610 HOLLYFRONTIER CORPORATI COM 436106108 4634 128820 SH SOLE 90320 0 38500 HOPE BANCORP INC COM 43940T109 8507 480376 SH SOLE 224349 0 256027 HOST HOTELS & RESORTS INC REIT 44107P104 4045 218760 SH SOLE 153420 0 65340 HUMANA INC. COM 444859102 5106 20956 SH SOLE 14680 0 6276 IBERIABANK CORP COM 450828108 7229 87998 SH SOLE 41134 0 46864 ICONIX BRAND GROUP INC COM 451055107 6775 1190598 SH SOLE 556147 0 634451 INTEGER HOLDINGS CORPORATION COM 45826H109 13137 256839 SH SOLE 119969 0 136870 ITRON, INC. COM 465741106 10073 130057 SH SOLE 60729 0 69328 J2 GLOBAL, INC. 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COM 55616P104 4801 220010 SH SOLE 154280 0 65730 MAGELLAN HEALTH INC COM 559079207 13037 151061 SH SOLE 70541 0 80520 MATRIX SERVICE CO COM 576853105 13609 895361 SH SOLE 418026 0 477335 OPKO HEALTH, INC. COM 68375N103 4084 595382 SH SOLE 278496 0 316886 OWENS & MINOR INC COM 690732102 8622 295262 SH SOLE 137942 0 157320 PACWEST BANCORP COM 695263103 7337 145263 SH SOLE 67899 0 77364 PENNYMAC MORTGAGE INVESTMENT TRUST REIT 70931T103 6194 356183 SH SOLE 166574 0 189609 PERKINELMER, INC. COM 714046109 3848 55790 SH SOLE 39130 0 16660 PNM RESOURCES INC. COM 69349H107 6367 157990 SH SOLE 73976 0 84014 PROASSURANCE CORPORATION COM 74267C106 4211 77060 SH SOLE 36120 0 40940 PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED COM 744573106 3916 84670 SH SOLE 59350 0 25320 QUALITY SYSTEMS COM 747582104 8304 527906 SH SOLE 246580 0 281326 QUANTA SERVICES, INC. COM 74762E102 6096 163120 SH SOLE 114390 0 48730 RALPH LAUREN CORPORATION COM 751212101 4728 53550 SH SOLE 37540 0 16010 RAYMOND JAMES FINANCIAL INC. COM 754730109 5752 68210 SH SOLE 47810 0 20400 RAYTHEON COMPANY COM 755111507 6073 32550 SH SOLE 22810 0 9740 RED ROBIN GOURMET COM 75689M101 8365 124847 SH SOLE 58322 0 66525 REGIONS FINANCIAL CORPORATION COM 7591EP100 5479 359760 SH SOLE 252240 0 107520 RELIANCE STEEL & ALUMINUM CO. COM 759509102 3966 52070 SH SOLE 36520 0 15550 SABRA HEALTH CARE REIT, INC. REIT 78573L106 8217 374502 SH SOLE 174933 0 199569 SCANSOURCE INC COM 806037107 7345 168278 SH SOLE 78629 0 89649 SELECT MEDICAL HOLDINGS CORPORATION COM 81619Q105 12895 671617 SH SOLE 313668 0 357949 SELECTIVE INSURANCE GROUP INC. COM 816300107 12652 234940 SH SOLE 109792 0 125148 SEMPRA ENERGY COM 816851109 2687 23540 SH SOLE 16490 0 7050 SKYWORKS SOLUTIONS, INC. COM 83088M102 6881 67530 SH SOLE 47360 0 20170 SOUTHWEST AIRLINES CO. COM 844741108 8039 143600 SH SOLE 100700 0 42900 STANLEY BLACK & DECKER, INC. COM 854502101 3998 26480 SH SOLE 18560 0 7920 STEEL DYNAMICS, INC. COM 858119100 4768 138318 SH SOLE 96968 0 41350 STERICYCLE, INC. COM 858912108 4998 69780 SH SOLE 48930 0 20850 STIFEL FINANCIAL CORPORATION COM 860630102 5023 93960 SH SOLE 65870 0 28090 SYKES ENTERPRISES COM 871237103 8253 283035 SH SOLE 132221 0 150814 SYNAPTICS INCORPORATED COM 87157D109 9321 237895 SH SOLE 111105 0 126790 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 7125 763638 SH SOLE 356238 0 407400 SYNOPSYS INC COM 871607107 5143 63859 SH SOLE 44791 0 19068 TCF FINANCIAL CORPORATION COM 872275102 3806 223382 SH SOLE 156616 0 66766 TELEDYNE TECHNOLOGIES INC COM 879360105 10120 63575 SH SOLE 29761 0 33814 TETRA TECH INC COM 88162G103 7731 166088 SH SOLE 77601 0 88487 THE GOODYEAR TIRE & RUBBER COMPANY COM 382550101 4771 143500 SH SOLE 100630 0 42870 THE GREENBRIER COMPANIES, INC. COM 393657101 8278 171914 SH SOLE 80334 0 91580 TIVO CORPORATION COM 88870P106 13736 691974 SH SOLE 323254 0 368720 TOTAL SYSTEM SERVICES, INC. COM 891906109 4810 73440 SH SOLE 51480 0 21960 TOWER INTL INC COM 891826109 9415 346146 SH SOLE 161703 0 184443 TRINITY INDUSTRIES, INC. COM 896522109 5092 159610 SH SOLE 111900 0 47710 TRIUMPH GROUP, INC. COM 896818101 10465 351771 SH SOLE 164343 0 187428 ULTRA CLEAN HLDGS COM 90385V107 18456 602752 SH SOLE 281612 0 321140 UTD BANKSHARES INC COM 909907107 6395 172145 SH SOLE 80507 0 91638 VALERO ENERGY CORPORATION COM 91913Y100 4363 56710 SH SOLE 39750 0 16960 VISHAY INTERTECHNOLOGY, INC. COM 928298108 3955 210390 SH SOLE 147547 0 62843 W.R. BERKLEY CORPORATION COM 084423102 4658 69790 SH SOLE 48920 0 20870 WASHINGTON FEDERAL INC COM 938824109 8566 254550 SH SOLE 118956 0 135594 WEBSTER FINANCIAL CORPORATION COM 947890109 9600 182690 SH SOLE 85360 0 97330 WELLCARE HEALTH PLANS INC COM 94946T106 4191 24402 SH SOLE 17112 0 7290 WESTERN DIGITAL CORP. COM 958102105 7114 82341 SH SOLE 57719 0 24622 WESTLAKE CHEMICAL CORPORATION COM 960413102 6112 73556 SH SOLE 51560 0 21996 WEX INC COM 96208T104 6730 59971 SH SOLE 28029 0 31942 WILLIAMS-SONOMA, INC. COM 969904101 4281 85870 SH SOLE 59880 0 25990 WORTHINGTON INDUSTRIES, INC. COM 981811102 7780 169123 SH SOLE 78985 0 90138 ZIMMER BIOMET HOLDINGS INC COM 98956P102 3940 33650 SH SOLE 23610 0 10040