0000950123-17-000200.txt : 20170113 0000950123-17-000200.hdr.sgml : 20170113 20170113101959 ACCESSION NUMBER: 0000950123-17-000200 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170113 DATE AS OF CHANGE: 20170113 EFFECTIVENESS DATE: 20170113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith, Graham & Co., Investment Advisors, LP CENTRAL INDEX KEY: 0001470414 IRS NUMBER: 760301817 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13596 FILM NUMBER: 17526745 BUSINESS ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 BUSINESS PHONE: 713-227-1100 MAIL ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470414 XXXXXXXX 12-31-2016 12-31-2016 Smith, Graham & Co., Investment Advisors, LP

6900 JPMORGAN CHASE TOWER 600 TRAVIS STREET HOUSTON TX 77002-3007

13F HOLDINGS REPORT 028-13596 N Mark W. Dube (713) 292-2136 /S/ Mark W. Dube Houston TX 01-12-2017 0 139 923990 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABERCROMBIE FITCH CO COM 002896207 2971 247622 SH SOLE 172442 0 75180 ADVANCED ENERGY INDUSTRIES, INC. COM 007973100 8787 160491 SH SOLE 77659 0 82832 AECOM COM 00766T100 5062 139230 SH SOLE 96899 0 42331 AKORN, INC. COM 009728106 4510 206600 SH SOLE 143820 0 62780 AMEREN CORPORATION COM 023608102 2287 43590 SH SOLE 30330 0 13260 AMERISAFE INC COM 03071H100 11087 177819 SH SOLE 86124 0 91695 ANTHEM INC COM 036752103 5522 38407 SH SOLE 26727 0 11680 ARROW ELECTRONICS, INC. COM 042735100 4094 57422 SH SOLE 39945 0 17477 ASTORIA FINANCIAL CORPORATION COM 046265104 9190 492747 SH SOLE 238496 0 254251 ATLAS AIR WORLDWIDE HOLDINGS, INC. COM 049164205 13141 251980 SH SOLE 121944 0 130036 AUTONATION, INC. COM 05329W102 2995 61558 SH SOLE 42836 0 18722 AVISTA CORPORATION COM 05379B107 6326 158182 SH SOLE 76634 0 81548 BANC OF CALIFORNIA INC COM 05990K106 10923 629557 SH SOLE 304727 0 324830 BECTON, DICKINSON AND COMPANY COM 075887109 2979 17996 SH SOLE 12526 0 5470 BED BATH BEYOND COM 075896100 3672 90360 SH SOLE 62920 0 27440 BELDEN INC. COM 077454106 8534 114137 SH SOLE 55274 0 58863 BENCHMARK ELECTRONICS, INC. COM 08160H101 10536 345437 SH SOLE 167192 0 178245 BROCADE COMMUNICATIONS SYSTEMS, INC. COM 111621306 1519 121650 SH SOLE 84690 0 36960 CABELAS INC COM 126804301 5892 100636 SH SOLE 48810 0 51826 CAPITAL ONE FINANCIAL CORPORATION COM 14040H105 4656 53370 SH SOLE 37140 0 16230 CAPSTEAD MORTGAGE CORPORATION REIT 14067E506 6225 610882 SH SOLE 295652 0 315230 CARDINAL HEALTH, INC. 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COM 126349109 10495 216841 SH SOLE 104941 0 111900 DEAN FOODS CO COM 242370203 9803 450100 SH SOLE 217810 0 232290 DECKERS OUTDOOR CO COM 243537107 9697 175065 SH SOLE 84737 0 90328 DIAMONDROCK HOSPITALITY COMPANY REIT 252784301 10714 929249 SH SOLE 449679 0 479570 DICK'S SPORTING GOODS, INC. COM 253393102 4606 86740 SH SOLE 60390 0 26350 DISCOVER FINANCIAL SERVICES COM 254709108 7000 97100 SH SOLE 67560 0 29540 DSW INC COM 23334L102 4123 182030 SH SOLE 126740 0 55290 DYCOM INDUSTRIES INC. COM 267475101 7741 96417 SH SOLE 46730 0 49687 EAST WEST BANCORP INC COM 27579R104 5003 98420 SH SOLE 68490 0 29930 ELECTRONICS FOR IMAGING COM 286082102 6427 146526 SH SOLE 70989 0 75537 ENCORE CAPITAL GROUP INC. COM 292554102 13046 455368 SH SOLE 220278 0 235090 ENERSYS COM 29275Y102 11188 143246 SH SOLE 69362 0 73884 ENVISION HEALTHCARE HOLDINGS INC COM 29414D100 5860 92596 SH SOLE 44872 0 47724 FERRO CORPORATION COM 315405100 7820 545712 SH SOLE 264000 0 281712 FIFTH THIRD BANCORP COM 316773100 4529 167910 SH SOLE 116890 0 51020 FIRST AMERICAN FINANCIAL CORPORATION COM 31847R102 3369 91986 SH SOLE 64006 0 27980 FIRST SOLAR INC COM 336433107 2634 82085 SH SOLE 39825 0 42260 FULTON FINANCIAL CORPORATION COM 360271100 5934 315620 SH SOLE 219660 0 95960 GATX CORPORATION COM 361448103 8901 144545 SH SOLE 69960 0 74585 GENESCO INC COM 371532102 9658 155516 SH SOLE 75254 0 80262 GENTEX CORP COM 371901109 5227 265440 SH SOLE 184790 0 80650 GREEN DOT CORP COM 39304D102 11656 494963 SH SOLE 239569 0 255394 GREENHILL CO INC COM 395259104 9147 330229 SH SOLE 159760 0 170469 GROUP 1 AUTOMOTIVE, INC. COM 398905109 10034 128738 SH SOLE 62330 0 66408 GUESS INC COM 401617105 3350 276884 SH SOLE 192764 0 84120 HMS HOLDINGS CORP COM 40425J101 11163 614686 SH SOLE 297376 0 317310 HOLLYFRONTIER CORPORATI COM 436106108 4325 132030 SH SOLE 91890 0 40140 HOPE BANCORP INC COM 43940T109 11416 521516 SH SOLE 252409 0 269107 HOST HOTELS RESORTS INC REIT 44107P104 3830 203310 SH SOLE 141490 0 61820 HUMANA INC. COM 444859102 4380 21466 SH SOLE 14940 0 6526 IBERIABANK CORP COM 450828108 7990 95408 SH SOLE 46204 0 49204 ICONIX BRANDS GROUP INC. COM 451055107 6378 682868 SH SOLE 330435 0 352433 INTEGER HOLDINGS CORPORATION COM 45826H109 9990 339208 SH SOLE 164524 0 174684 ITRON, INC. COM 465741106 8876 141227 SH SOLE 68349 0 72878 J2 GLOBAL, INC. COM 48123V102 10400 127141 SH SOLE 61517 0 65624 JABIL CIRCUIT INC COM 466313103 3627 153230 SH SOLE 106650 0 46580 JANUS CAPITAL GROUP INC. COM 47102X105 6579 495790 SH SOLE 239980 0 255810 JETBLUE AIRWAYS CORPORATION COM 477143101 7010 312660 SH SOLE 217590 0 95070 JUNIPER NETWORKS COM 48203R104 3169 112140 SH SOLE 77890 0 34250 KEYCORP COM 493267108 5338 292190 SH SOLE 203350 0 88840 KINDRED HEALTHCARE, INC. COM 494580103 7487 953700 SH SOLE 461457 0 492243 LA-Z-BOY INC COM 505336107 9720 313059 SH SOLE 151473 0 161586 LEAR CORPORATION COM 521865204 4518 34130 SH SOLE 23750 0 10380 LIFEPOINT HEALTH, INC COM 53219L109 7367 129700 SH SOLE 62784 0 66916 LINCOLN NATIONAL CORPORATION COM 534187109 6845 103293 SH SOLE 71877 0 31416 LITHIA MOTORS INCORPORATED COM 536797103 10621 109691 SH SOLE 53132 0 56559 MT BANK CORPORATION COM 55261F104 4820 30810 SH SOLE 21440 0 9370 MACY'S, INC. COM 55616P104 3735 104310 SH SOLE 72590 0 31720 MAGELLAN HEALTH INC COM 559079207 12342 164011 SH SOLE 79391 0 84620 MATRIX SERVICE CO COM 576853105 8001 352465 SH SOLE 170540 0 181925 OPKO HEALTH, INC. COM 68375N103 6011 646332 SH SOLE 313216 0 333116 PACWEST BANCORP COM 695263103 8576 157533 SH SOLE 76269 0 81264 PENNYMAC MORTGAGE INVESTMENT TRUST REIT 70931T103 6329 386613 SH SOLE 187334 0 199279 PERKINELMER, INC. COM 714046109 3327 63790 SH SOLE 44390 0 19400 PHARMERICA CORPORA COM 71714F104 10890 433009 SH SOLE 209495 0 223514 PNM RESOURCES INC. COM 69349H107 5877 171350 SH SOLE 83096 0 88254 PROASSURANCE CORPORATION COM 74267C106 4695 83540 SH SOLE 40570 0 42970 PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED COM 744573106 3806 86730 SH SOLE 60360 0 26370 QUALITY SYSTEMS COM 747582104 7533 572886 SH SOLE 277210 0 295676 QUANTA SERVICES, INC. COM 74762E102 5775 165700 SH SOLE 115330 0 50370 RALPH LAUREN CORPORATION COM 751212101 4087 45250 SH SOLE 31500 0 13750 RAYMOND JAMES FINANCIAL INC. COM 754730109 4839 69860 SH SOLE 48630 0 21230 RAYTHEON COMPANY COM 755111507 4739 33370 SH SOLE 23210 0 10160 RED ROBIN GOURMET COM 75689M101 9938 176214 SH SOLE 85349 0 90865 REGIONS FINANCIAL CORPORATION COM 7591EP100 5295 368700 SH SOLE 256620 0 112080 RELIANCE STEEL ALUMINUM CO. COM 759509102 3484 43800 SH SOLE 30480 0 13320 SABRA HEALTH CARE REIT, INC. REIT 78573L106 5295 216835 SH SOLE 104923 0 111912 SCANSOURCE INC COM 806037107 7491 185640 SH SOLE 89859 0 95781 SELECT MEDICAL HOLDINGS CORPORATION COM 81619Q105 9661 729097 SH SOLE 352868 0 376229 SELECTIVE INSURANCE GROUP INC. COM 816300107 10974 254910 SH SOLE 123432 0 131478 SEMPRA ENERGY COM 816851109 2424 24090 SH SOLE 16760 0 7330 SKYWORKS SOLUTIONS, INC. COM 83088M102 5157 69070 SH SOLE 48090 0 20980 SOUTHWEST AIRLINES CO. COM 844741108 7663 153760 SH SOLE 107000 0 46760 STANLEY BLACK DECKER, INC. COM 854502101 3116 27170 SH SOLE 18890 0 8280 STERICYCLE, INC. COM 858912108 3017 39160 SH SOLE 27210 0 11950 STIFEL FINANCIAL CORPORATION COM 860630102 4808 96260 SH SOLE 66990 0 29270 SYKES ENTERPRISES COM 871237103 8012 277618 SH SOLE 134401 0 143217 SYNAPTICS INCORPORATED COM 87157D109 8494 158535 SH SOLE 76705 0 81830 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 11258 293953 SH SOLE 142243 0 151710 SYNOPSYS INC COM 871607107 4567 77589 SH SOLE 53991 0 23598 TCF FINANCIAL CORPORATION COM 872275102 4485 228942 SH SOLE 159336 0 69606 TELEDYNE TECHNOLOGIES INC COM 879360105 8461 68785 SH SOLE 33321 0 35464 TESORO CORPORATION COM 881609101 4870 55690 SH SOLE 38760 0 16930 TETRA TECH INC COM 88162G103 7773 180138 SH SOLE 87161 0 92977 THE GOODYEAR TIRE RUBBER COMPANY COM 382550101 5428 175850 SH SOLE 122410 0 53440 THE GREENBRIER COMPANIES, INC. COM 393657101 8835 212634 SH SOLE 102884 0 109750 TIVO CORPORATION COM 88870P106 11770 563158 SH SOLE 272548 0 290610 TOTAL SYSTEM SERVICES, INC. COM 891906109 3691 75280 SH SOLE 52390 0 22890 TOWER INTL INC COM 891826109 6788 239423 SH SOLE 115840 0 123583 TRINITY INDUSTRIES, INC. COM 896522109 4542 163600 SH SOLE 113840 0 49760 TRIUMPH GROUP, INC. COM 896818101 6470 244141 SH SOLE 117983 0 126158 ULTRA CLEAN HLDGS COM 90385V107 12112 1248681 SH SOLE 604318 0 644363 UNITED THERAPEUTICS CORPORATION COM 91307C102 3706 25835 SH SOLE 17985 0 7850 UTD BANKSHARES INC COM 909907107 8635 186705 SH SOLE 90447 0 96258 VALERO ENERGY CORPORATION COM 91913Y100 3969 58100 SH SOLE 40430 0 17670 W.R. BERKLEY CORPORATION COM 084423102 4759 71550 SH SOLE 49780 0 21770 WASHINGTON FEDERAL INC COM 938824109 9488 276220 SH SOLE 133736 0 142484 WEBSTER FINANCIAL CORPORATION COM 947890109 10762 198260 SH SOLE 95990 0 102270 WELLCARE HEALTH PLANS INC COM 94946T106 4178 30482 SH SOLE 21222 0 9260 WESTERN DIGITAL CORP. COM 958102105 5733 84371 SH SOLE 58709 0 25662 WESTLAKE CHEMICAL CORPORATION COM 960413102 4220 75366 SH SOLE 52450 0 22916 WEX INC COM 96208T104 7250 64961 SH SOLE 31449 0 33512 WHOLE FOODS MARKET, INC. COM 966837106 4097 133200 SH SOLE 92730 0 40470 WILLIAMS-SONOMA, INC. COM 969904101 3518 72700 SH SOLE 50620 0 22080 WORTHINGTON INDUSTRIES, INC. COM 981811102 8708 183563 SH SOLE 88805 0 94758 ZIMMER BIOMET HOLDINGS INC COM 98956P102 3554 34440 SH SOLE 23990 0 10450