0000950123-16-012995.txt : 20160125 0000950123-16-012995.hdr.sgml : 20160125 20160125135615 ACCESSION NUMBER: 0000950123-16-012995 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160125 DATE AS OF CHANGE: 20160125 EFFECTIVENESS DATE: 20160125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith, Graham & Co., Investment Advisors, LP CENTRAL INDEX KEY: 0001470414 IRS NUMBER: 760301817 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13596 FILM NUMBER: 161358391 BUSINESS ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 BUSINESS PHONE: 713-227-1100 MAIL ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470414 XXXXXXXX 12-31-2015 12-31-2015 Smith, Graham & Co., Investment Advisors, LP
6900 JPMORGAN CHASE TOWER 600 TRAVIS STREET HOUSTON TX 77002-3007
13F HOLDINGS REPORT 028-13596 N
Mark W. Dube Senior Vice President & Chief Compliance Officer (713) 292-2136 /S/ Mark W. Dube Houston TX 01-22-2016 0 138 704863 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABERCROMBIE FITCH CO COM 002896207 2794 103492 SH SOLE 71182 0 32310 ADVANCED ENERGY INDUSTRIES COM 007973100 6542 231741 SH SOLE 124079 0 107662 AECOM COM 00766T100 3809 126850 SH SOLE 87339 0 39511 AGCO CORP. COM 001084102 2410 53098 SH SOLE 36558 0 16540 AMEREN CORP. COM 023608102 1872 43300 SH SOLE 29820 0 13480 AMERISAFE INC. COM 03071H100 8155 160214 SH SOLE 85884 0 74330 AMSURG CORP. COM 03232P405 7493 98589 SH SOLE 52862 0 45727 ANTHEM COM 036752103 5319 38147 SH SOLE 26277 0 11870 ARROW ELECTRONIC COM 042735100 3083 56902 SH SOLE 39165 0 17737 ASTORIA FINANCIAL CORP COM 046265104 7040 444167 SH SOLE 237906 0 206261 ATLAS AIR WORLDWIDE HOLDINGS COM 049164205 8851 214101 SH SOLE 114624 0 99477 AUTONATION INC. COM 05329W102 3087 51738 SH SOLE 35636 0 16102 AVISTA CORP. COM 05379B107 5043 142589 SH SOLE 76454 0 66135 BBCN BANCORP INC COM 073295107 8094 470056 SH SOLE 251729 0 218327 BECTON DICKINSON COM 075887109 3037 19706 SH SOLE 13576 0 6130 BED BATH BEYOND INC COM 075896100 2179 45160 SH SOLE 31040 0 14120 BELDEN INC. COM 077454106 4907 102907 SH SOLE 55164 0 47743 BENCHMARK ELECTRONICS INC COM 08160H101 5737 277537 SH SOLE 148683 0 128854 BROCADE COMMUNICATIONS SYSTEMS COM 111621306 3549 386560 SH SOLE 266160 0 120400 CABELAS INC. COM 126804301 4244 90811 SH SOLE 48660 0 42151 CAPITAL ONE FINANCIAL CORP COM 14040H105 3824 52980 SH SOLE 36490 0 16490 CAPSTEAD MORTGAGE CORP REIT 14067E506 3779 432342 SH SOLE 231542 0 200800 CARDINAL HEALTH COM 14149Y108 3474 38920 SH SOLE 26820 0 12100 CELANESE CORP.-A COM 150870103 4697 69760 SH SOLE 47970 0 21790 CHICAGO BRIDGE IRON CO COM 167250109 2844 72940 SH SOLE 50150 0 22790 CHICOS FAS INC. COM 168615102 2754 258144 SH SOLE 177742 0 80402 CIGNA CORP. COM 125509109 5695 38920 SH SOLE 26820 0 12100 CIRRUS LOGIC INC. COM 172755100 9495 321550 SH SOLE 172220 0 149330 COACH INC. COM 189754104 3108 94970 SH SOLE 65300 0 29670 COLUMBIA BANKING SYSTEM INC COM 197236102 8447 259821 SH SOLE 139175 0 120646 CONSTELLATION BRANDS INC-A COM 21036P108 4810 33768 SH SOLE 23249 0 10519 CONVERGYS CORP. COM 212485106 3921 157550 SH SOLE 108470 0 49080 CORNING INC. COM 219350105 2633 144020 SH SOLE 99060 0 44960 CSG SYSTEMS INTL COM 126349109 7208 200347 SH SOLE 107309 0 93038 DECKERS OUTDOOR COM 243537107 7446 157745 SH SOLE 84457 0 73288 DICK'S SPORTING GOODS INC COM 253393102 2817 79690 SH SOLE 54880 0 24810 DISCOVER FINANCIAL SERVICES COM 254709108 5170 96410 SH SOLE 66410 0 30000 DSW INC CL A COM 23334L102 2993 125450 SH SOLE 86350 0 39100 DTS INC. COM 23335C101 5359 237316 SH SOLE 127079 0 110237 DYCOM INDUSTRIES INC COM 267475101 7311 104507 SH SOLE 55950 0 48557 EAST WEST BANCORP INC COM 27579R104 4037 97130 SH SOLE 66880 0 30250 ELECTRONICS FOR IMAGING COM 286082102 5329 114006 SH SOLE 61049 0 52957 ENCORE CAPITAL GROUP INC COM 292554102 7850 269958 SH SOLE 144908 0 125050 ENERSYS COM 29275Y102 7226 129194 SH SOLE 69192 0 60002 FIFTH THIRD BANCORP COM 316773100 3014 149960 SH SOLE 103210 0 46750 FIRST AMERICAN FINANCIAL COM 31847R102 3260 90816 SH SOLE 62426 0 28390 FIRST SOLAR INC. COM 336433107 4882 73975 SH SOLE 39675 0 34300 FULTON FINANCIAL COM 360271100 3434 263930 SH SOLE 181730 0 82200 GATX CORP. COM 361448103 4540 106699 SH SOLE 57150 0 49549 GENESCO INC. COM 371532102 6097 107276 SH SOLE 57554 0 49722 GENTEX CORP. COM 371901109 4781 298600 SH SOLE 205570 0 93030 GOODYEAR TIRE RUBBER CO COM 382550101 3134 95920 SH SOLE 66040 0 29880 GREATBATCH INC. COM 39153L106 6926 131919 SH SOLE 70709 0 61210 GREEN DOT CORP.-A COM 39304D102 8274 503886 SH SOLE 269856 0 234030 GROUP 1 AUTOMOTIVE INC COM 398905109 7767 102608 SH SOLE 55000 0 47608 GUESS? INC. COM 401617105 3591 190204 SH SOLE 130694 0 59510 HARMAN INTERNATIONAL COM 413086109 3143 33360 SH SOLE 22970 0 10390 HMS HOLDINGS CORP COM 40425J101 6863 556156 SH SOLE 297786 0 258370 HOLLYFRONTIER CORP COM 436106108 3135 78580 SH SOLE 54020 0 24560 HUMANA INC. COM 444859102 3789 21226 SH SOLE 14580 0 6646 IBERIABANK CORP. COM 450828108 4735 85988 SH SOLE 46074 0 39914 ICONIX BRAND GROUP INC COM 451055107 2920 427465 SH SOLE 228675 0 198790 ITRON INC. COM 465741106 5534 152959 SH SOLE 81969 0 70990 J2 GLOBAL INC COM 48123V102 10293 125033 SH SOLE 66967 0 58066 JABIL CIRCUIT COM 466313103 2462 105690 SH SOLE 72780 0 32910 JACK HENRY ASSOCIATES INC COM 426281101 8179 104775 SH SOLE 56105 0 48670 JANUS CAPITAL GROUP INC COM 47102X105 6304 447430 SH SOLE 239640 0 207790 JETBLUE AIRWAYS COM 477143101 4756 209970 SH SOLE 144310 0 65660 KEYCORP. COM 493267108 3825 290000 SH SOLE 199750 0 90250 KINDRED HEALTHCARE INC COM 494580103 7508 630369 SH SOLE 337506 0 292863 LA-Z-BOY INC. COM 505336107 7777 318459 SH SOLE 170593 0 147866 LEAR CORP. COM 521865204 4160 33870 SH SOLE 23340 0 10530 LEXMARK INTL-A COM 529771107 2879 88730 SH SOLE 61000 0 27730 LIFEPOINT HEALTH INC COM 53219L109 8582 116920 SH SOLE 62624 0 54296 LINCOLN NATIONAL CORPORATION COM 534187109 4267 84893 SH SOLE 58477 0 26416 LITHIA MOTORS-A COM 536797103 10550 98901 SH SOLE 52992 0 45909 M T BANK CORP COM 55261F104 3691 30460 SH SOLE 20980 0 9480 MACYS INC. COM 55616P104 2612 74670 SH SOLE 51420 0 23250 MAGELLAN HEALTH COM 559079207 9119 147891 SH SOLE 79261 0 68630 MEDASSETS INC. COM 584045108 4105 132670 SH SOLE 71040 0 61630 MENTOR GRAPHICS COM 587200106 4469 242635 SH SOLE 129819 0 112816 MOLSON COORS BREWING CO-B COM 60871R209 3580 38120 SH SOLE 26250 0 11870 NVIDIA CORP. COM 67066G104 5057 153430 SH SOLE 105630 0 47800 OMNIVISION TECH COM 682128103 4765 164197 SH SOLE 87914 0 76283 OPKO HEALTH COM 68375N103 5867 583812 SH SOLE 312706 0 271106 PACWEST BANCORP COM 695263103 6119 141981 SH SOLE 76059 0 65922 PERKINELMER INC. COM 714046109 3393 63340 SH SOLE 43640 0 19700 PHARMERICA CORP. COM 71714F104 10894 311259 SH SOLE 166705 0 144554 PNM RESOURCES COM 69349H107 4732 154780 SH SOLE 82936 0 71844 POLYCOM INC. COM 73172K104 6837 543081 SH SOLE 290850 0 252231 PROASSURANCE CORP COM 74267C106 3659 75390 SH SOLE 40440 0 34950 PUBLIC SERVICE ENTERPRISE GP COM 744573106 3312 85610 SH SOLE 58850 0 26760 QLOGIC CORP. COM 747277101 8260 677050 SH SOLE 362608 0 314442 QUALITY SYSTEMS COM 747582104 5918 367151 SH SOLE 196590 0 170561 QUANTA SERVICES COM 74762E102 3308 163350 SH SOLE 112450 0 50900 RALPH LAUREN CORP COM 751212101 3698 33170 SH SOLE 22840 0 10330 RAYMOND JAMES FINANCIAL INC COM 754730109 3999 68990 SH SOLE 47500 0 21490 RAYTHEON CO COM 755111507 4100 32920 SH SOLE 22660 0 10260 RED ROBIN GOURMET BURGERS COM 75689M101 6156 99704 SH SOLE 53399 0 46305 REGIONS FINANCIAL CORP COM 7591EP100 3496 364180 SH SOLE 250750 0 113430 RELIANCE STEEL ALUMINUM COM 759509102 2505 43260 SH SOLE 29750 0 13510 ROVI CORP. COM 779376102 8931 536095 SH SOLE 287025 0 249070 SANDISK CORP. COM 80004C101 4138 54460 SH SOLE 37500 0 16960 SELECT MEDICAL HOLDINGS CORP COM 81619Q105 7847 658847 SH SOLE 353318 0 305529 SELECTIVE INSURANCE GROUP COM 816300107 7724 230010 SH SOLE 123232 0 106778 SEMPRA ENERGY COM 816851109 2763 29390 SH SOLE 20250 0 9140 SKYWORKS SOLUTIONS INC COM 83088M102 4513 58740 SH SOLE 40390 0 18350 SOUTHWEST AIR COM 844741108 6523 151480 SH SOLE 104290 0 47190 STANLEY BLACK DECKER INC COM 854502101 2867 26860 SH SOLE 18460 0 8400 STIFEL FINANCIAL COM 860630102 3345 78960 SH SOLE 54400 0 24560 SYKES ENTERPRISE COM 871237103 8326 270504 SH SOLE 144911 0 125593 SYNAPTICS INC. COM 87157D109 9907 123315 SH SOLE 66055 0 57260 SYNCHRONOSS TECH COM 87157B103 6351 180272 SH SOLE 96543 0 83729 SYNOPSYS INC. COM 871607107 3512 76999 SH SOLE 53041 0 23958 TCF FINL CORP. COM 872275102 3193 226152 SH SOLE 155716 0 70436 TELEDYNE TECHNOLOGIES INC COM 879360105 6526 73575 SH SOLE 39471 0 34104 TESORO CORP. COM 881609101 5828 55310 SH SOLE 38090 0 17220 TETRA TECH INC. COM 88162G103 5462 209908 SH SOLE 112431 0 97477 THE CHILDREN'S PLACE INC COM 168905107 5665 102622 SH SOLE 55062 0 47560 THE FRESH MARKET INC COM 35804H106 7188 306921 SH SOLE 164401 0 142520 TOTAL SYSTEM SERVICES INC COM 891906109 4508 90520 SH SOLE 62350 0 28170 TRINITY INDUSTRIES INC COM 896522109 3490 145290 SH SOLE 99830 0 45460 TRIUMPH GROUP COM 896818101 5529 139091 SH SOLE 74473 0 64618 TRUEBLUE INC. COM 89785X101 6403 248562 SH SOLE 133142 0 115420 ULTRA CLEAN HOLDINGS INC COM 90385V107 4955 967805 SH SOLE 517951 0 449854 UNITED BANKSHARES INC COM 909907107 6223 168235 SH SOLE 90177 0 78058 VALERO ENERGY COM 91913Y100 4081 57710 SH SOLE 39740 0 17970 VALSPAR CORP. COM 920355104 2351 28348 SH SOLE 19497 0 8851 WASHINGTON FEDERAL INC COM 938824109 5933 248968 SH SOLE 133396 0 115572 WEBSTER FINANCIAL CORP COM 947890109 6652 178860 SH SOLE 95820 0 83040 WELLCARE HEALTH PLANS INC COM 94946T106 3306 42272 SH SOLE 29102 0 13170 WESTERN DIGITAL COM 958102105 2430 40460 SH SOLE 27840 0 12620 WESTLAKE CHEMICAL CORP COM 960413102 2693 49576 SH SOLE 34120 0 15456 WEX INC COM 96208T104 5943 67231 SH SOLE 36029 0 31202 WILLIAMS-SONOMA COM 969904101 2378 40720 SH SOLE 27990 0 12730 WORTHINGTON INDS COM 981811102 6228 206620 SH SOLE 110670 0 95950 WR BERKLEY CORP. COM 084423102 3891 71060 SH SOLE 48940 0 22120 ZIMMER BIOMET HOLDINGS INC COM 98956P102 2776 27060 SH SOLE 18650 0 8410