0000950123-15-010385.txt : 20151022 0000950123-15-010385.hdr.sgml : 20151022 20151022160553 ACCESSION NUMBER: 0000950123-15-010385 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151022 DATE AS OF CHANGE: 20151022 EFFECTIVENESS DATE: 20151022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith, Graham & Co., Investment Advisors, LP CENTRAL INDEX KEY: 0001470414 IRS NUMBER: 760301817 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13596 FILM NUMBER: 151170331 BUSINESS ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 BUSINESS PHONE: 713-227-1100 MAIL ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470414 XXXXXXXX 09-30-2015 09-30-2015 Smith, Graham & Co., Investment Advisors, LP
6900 JPMORGAN CHASE TOWER 600 TRAVIS STREET HOUSTON TX 77002-3007
13F HOLDINGS REPORT 028-13596 N
Mark W. Dube Senior Vice President & Chief Compliance Officer (713) 292-2136 /S/ Mark W. Dube Houston TX 10-21-2015 0 136 685987 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABERCROMBIE FITCH CO COM 002896207 2377 112182 SH SOLE 79962 0 32220 ADVANCED ENERGY INDUSTRIES COM 007973100 7965 302841 SH SOLE 165889 0 136952 AECOM COM 00766T100 3859 140260 SH SOLE 100119 0 40141 AGCO CORP. COM 001084102 2760 59198 SH SOLE 42268 0 16930 AMEREN CORP. COM 023608102 1771 41890 SH SOLE 29910 0 11980 AMERISAFE INC. COM 03071H100 8195 164794 SH SOLE 90304 0 74490 AMSURG CORP. COM 03232P405 7882 101429 SH SOLE 55592 0 45837 ANTHEM COM 036752103 5167 36907 SH SOLE 26347 0 10560 ARROW ELECTRONIC COM 042735100 3043 55042 SH SOLE 39275 0 15767 ASTORIA FINANCIAL CORP COM 046265104 7359 457097 SH SOLE 250376 0 206721 ATLAS AIR WORLDWIDE HOLDINGS COM 049164205 6946 200991 SH SOLE 109924 0 91067 AUTONATION INC. COM 05329W102 2912 50048 SH SOLE 35736 0 14312 AVISTA CORP. COM 05379B107 4878 146699 SH SOLE 80414 0 66285 BBCN BANCORP INC COM 073295107 6741 448786 SH SOLE 245719 0 203067 BECTON DICKINSON COM 075887109 2532 19086 SH SOLE 13626 0 5460 BED BATH BEYOND INC COM 075896100 2491 43680 SH SOLE 31130 0 12550 BELDEN INC. COM 077454106 4942 105847 SH SOLE 58004 0 47843 BENCHMARK ELECTRONICS INC COM 08160H101 6214 285557 SH SOLE 156413 0 129144 BROADCOM CORP-A COM 111320107 4799 93310 SH SOLE 66510 0 26800 BROCADE COMMUNICATIONS SYSTEMS COM 111621306 2954 284630 SH SOLE 202880 0 81750 CABELAS INC. COM 126804301 4258 93371 SH SOLE 51140 0 42231 CAPITAL ONE FINANCIAL CORP COM 14040H105 3717 51250 SH SOLE 36600 0 14650 CAPSTEAD MORTGAGE CORP REIT 14067E506 4401 445032 SH SOLE 243772 0 201260 CARDINAL HEALTH COM 14149Y108 2892 37650 SH SOLE 26890 0 10760 CELANESE CORP.-A COM 150870103 3992 67460 SH SOLE 48110 0 19350 CHICAGO BRIDGE IRON CO COM 167250109 2797 70530 SH SOLE 50290 0 20240 CHICOS FAS INC. COM 168615102 2396 152304 SH SOLE 108532 0 43772 CIGNA CORP. COM 125509109 5084 37650 SH SOLE 26890 0 10760 CIRRUS LOGIC INC. COM 172755100 10423 330790 SH SOLE 181120 0 149670 COACH INC. COM 189754104 2657 91840 SH SOLE 65490 0 26350 COLUMBIA BANKING SYSTEM INC COM 197236102 8345 267371 SH SOLE 146455 0 120916 CONSTANT CONTACT COM 210313102 5834 240667 SH SOLE 131865 0 108802 CONSTELLATION-A COM 21036P108 4090 32668 SH SOLE 23319 0 9349 CONVERGYS CORP. COM 212485106 3807 164730 SH SOLE 117460 0 47270 CORNING INC. COM 219350105 2385 139310 SH SOLE 99360 0 39950 CSG SYSTEMS INTL COM 126349109 6346 206047 SH SOLE 112819 0 93228 CYTEC INDUSTRIES COM 232820100 11449 155033 SH SOLE 92788 0 62245 DECKERS OUTDOOR COM 243537107 5622 96827 SH SOLE 53007 0 43820 DICKS SPORTING COM 253393102 2921 58880 SH SOLE 42040 0 16840 DISCOVER FINANCIAL SERVICES COM 254709108 4848 93250 SH SOLE 66600 0 26650 DSW INC CL A COM 23334L102 3070 121310 SH SOLE 86580 0 34730 DTS INC. COM 23335C101 5490 205606 SH SOLE 112779 0 92827 DYCOM INDUSTRIES INC COM 267475101 9360 129357 SH SOLE 70830 0 58527 EAST WEST BANCORP INC COM 27579R104 3608 93920 SH SOLE 67050 0 26870 ELECTRONICS FOR IMAGING COM 286082102 5077 117316 SH SOLE 64239 0 53077 ENERSYS COM 29275Y102 7647 142714 SH SOLE 78122 0 64592 FIFTH THIRD BANCORP COM 316773100 2743 145050 SH SOLE 103510 0 41540 FIRST AMERICAN FINANCIAL COM 31847R102 3431 87816 SH SOLE 62606 0 25210 FIRST SOLAR INC. COM 336433107 3250 76015 SH SOLE 41645 0 34370 FULTON FINANCIAL COM 360271100 3088 255240 SH SOLE 182210 0 73030 GATX CORP. COM 361448103 4848 109799 SH SOLE 60140 0 49659 GENESCO INC. COM 371532102 5714 100116 SH SOLE 54834 0 45282 GENTEX CORP. COM 371901109 4187 270150 SH SOLE 192800 0 77350 GOODYEAR TIRE RUBBER CO COM 382550101 2422 82590 SH SOLE 58960 0 23630 GREATBATCH INC. COM 39153L106 7652 135629 SH SOLE 74289 0 61340 GREEN DOT CORP.-A COM 39304D102 9128 518636 SH SOLE 284076 0 234560 GROUP 1 AUTOMOTIVE INC COM 398905109 8987 105548 SH SOLE 57830 0 47718 GUESS? INC. COM 401617105 3929 183954 SH SOLE 131074 0 52880 HARMAN INTERNATIONAL COM 413086109 2475 25780 SH SOLE 18360 0 7420 HOLLYFRONTIER CORP COM 436106108 3712 76000 SH SOLE 54180 0 21820 HUMANA INC. COM 444859102 3674 20526 SH SOLE 14620 0 5906 IBERIABANK CORP. COM 450828108 5150 88478 SH SOLE 48474 0 40004 ICONIX BRAND GROUP INC COM 451055107 5944 439645 SH SOLE 240415 0 199230 ITRON INC. COM 465741106 5020 157309 SH SOLE 86179 0 71130 J2 GLOBAL INC COM 48123V102 9117 128683 SH SOLE 70487 0 58196 JACK HENRY ASSOCIATES INC COM 426281101 8061 115805 SH SOLE 63465 0 52340 JANUS CAPITAL GROUP INC COM 47102X105 6265 460660 SH SOLE 252380 0 208280 JETBLUE AIRWAYS COM 477143101 5233 203060 SH SOLE 144730 0 58330 KEYCORP. COM 493267108 3650 280530 SH SOLE 200340 0 80190 KINDRED HEALTHCARE INC COM 494580103 6120 388574 SH SOLE 212866 0 175708 LA-Z-BOY INC. COM 505336107 8703 327689 SH SOLE 179493 0 148196 LEAR CORP. COM 521865204 3566 32780 SH SOLE 23410 0 9370 LEXMARK INTL-A COM 529771107 2487 85810 SH SOLE 61170 0 24640 LIFEPOINT HEALTH INC COM 53219L109 8524 120230 SH SOLE 65824 0 54406 LINCOLN NATIONAL CORPORATION COM 534187109 3898 82123 SH SOLE 58647 0 23476 LITHIA MOTORS-A COM 536797103 11415 105591 SH SOLE 57872 0 47719 M T BANK CORP COM 55261F104 3590 29440 SH SOLE 21020 0 8420 MACYS INC. COM 55616P104 2973 57940 SH SOLE 41300 0 16640 MAGELLAN HEALTH COM 559079207 8434 152161 SH SOLE 83371 0 68790 MEDASSETS INC. COM 584045108 6773 337660 SH SOLE 184940 0 152720 MENTOR GRAPHICS COM 587200106 6144 249465 SH SOLE 136649 0 112816 MOLSON COORS-B COM 60871R209 3062 36880 SH SOLE 26330 0 10550 NETSCOUT SYSTEMS COM 64115T104 3359 94981 SH SOLE 52015 0 42966 NVIDIA CORP. COM 67066G104 4378 177610 SH SOLE 126650 0 50960 OMNIVISION TECH COM 682128103 14956 569547 SH SOLE 312074 0 257473 OPKO HEALTH COM 68375N103 5054 600932 SH SOLE 329206 0 271726 PACWEST BANCORP COM 695263103 6255 146111 SH SOLE 80039 0 66072 PERKINELMER INC. COM 714046109 2816 61280 SH SOLE 43770 0 17510 PHARMERICA CORP. COM 71714F104 9118 320259 SH SOLE 175375 0 144884 PNM RESOURCES COM 69349H107 4468 159290 SH SOLE 87276 0 72014 POLYCOM INC. COM 73172K104 5856 558801 SH SOLE 306010 0 252791 PROASSURANCE CORP COM 74267C106 3800 77450 SH SOLE 42440 0 35010 PUBLIC SERVICE ENTERPRISE GP COM 744573106 3490 82790 SH SOLE 59020 0 23770 QLOGIC CORP. COM 747277101 7142 696750 SH SOLE 381588 0 315162 QUANTA SERVICES COM 74762E102 2638 108960 SH SOLE 77680 0 31280 RAYMOND JAMES COM 754730109 3310 66700 SH SOLE 47610 0 19090 RAYTHEON CO COM 755111507 3730 34140 SH SOLE 24330 0 9810 RED ROBIN GOURMET BURGERS COM 75689M101 7769 102574 SH SOLE 56169 0 46405 REGIONS FINANCIAL CORP COM 7591EP100 3173 352210 SH SOLE 251430 0 100780 RELIANCE STEEL COM 759509102 2259 41830 SH SOLE 29830 0 12000 ROVI CORP. COM 779376102 4332 412935 SH SOLE 226165 0 186770 SANDISK CORP. COM 80004C101 3214 59150 SH SOLE 42210 0 16940 SELECT MEDICAL HOLDINGS CORP COM 81619Q105 6565 608475 SH SOLE 333326 0 275149 SELECTIVE INSURANCE GROUP COM 816300107 7353 236730 SH SOLE 129702 0 107028 SEMPRA ENERGY COM 816851109 2751 28440 SH SOLE 20310 0 8130 SKYWORKS SOLUTIONS INC COM 83088M102 4784 56810 SH SOLE 40510 0 16300 SOUTHWEST AIR COM 844741108 6187 162640 SH SOLE 115950 0 46690 STANLEY BLACK DECKER INC COM 854502101 2521 25990 SH SOLE 18520 0 7470 STIFEL FINANCIAL COM 860630102 3214 76340 SH SOLE 54530 0 21810 SYKES ENTERPRISE COM 871237103 7099 278394 SH SOLE 152521 0 125873 SYNAPTICS INC. COM 87157D109 10458 126825 SH SOLE 69435 0 57390 SYNOPSYS INC. COM 871607107 3440 74489 SH SOLE 53201 0 21288 TCF FINL CORP. COM 872275102 3315 218692 SH SOLE 156116 0 62576 TELEDYNE TECHNOLOGIES INC COM 879360105 6829 75625 SH SOLE 41451 0 34174 TESORO CORP. COM 881609101 5202 53500 SH SOLE 38200 0 15300 TETRA TECH INC. COM 88162G103 5253 216078 SH SOLE 118371 0 97707 THE CHILDREN'S PLACE INC COM 168905107 6078 105392 SH SOLE 57722 0 47670 THE FRESH MARKET INC COM 35804H106 7130 315641 SH SOLE 172821 0 142820 TOTAL SYSTEM SERVICES INC COM 891906109 3978 87560 SH SOLE 62530 0 25030 TRINITY INDUSTRIES INC COM 896522109 3186 140530 SH SOLE 100120 0 40410 TRIUMPH GROUP COM 896818101 3308 78611 SH SOLE 43033 0 35578 TRUEBLUE INC. COM 89785X101 5747 255782 SH SOLE 140102 0 115680 ULTRA CLEAN HOLDINGS INC COM 90385V107 5713 995235 SH SOLE 544781 0 450454 UNITED BANKSHARES INC COM 909907107 6574 173055 SH SOLE 94827 0 78228 VALERO ENERGY COM 91913Y100 3356 55840 SH SOLE 39860 0 15980 VALSPAR CORP. COM 920355104 1971 27418 SH SOLE 19557 0 7861 WASHINGTON FEDERAL INC COM 938824109 5827 256138 SH SOLE 140316 0 115822 WEBSTER FINANCIAL CORP COM 947890109 6559 184080 SH SOLE 100840 0 83240 WELLCARE HEALTH PLANS INC COM 94946T106 2367 27462 SH SOLE 19572 0 7890 WESTERN DIGITAL COM 958102105 3109 39140 SH SOLE 27930 0 11210 WESTLAKE CHEMICAL CORP COM 960413102 2487 47936 SH SOLE 34210 0 13726 WEX INC COM 96208T104 6004 69141 SH SOLE 37869 0 31272 WILLIAMS-SONOMA COM 969904101 3007 39380 SH SOLE 28070 0 11310 WORTHINGTON INDS COM 981811102 5630 212620 SH SOLE 116450 0 96170 WR BERKLEY CORP. COM 084423102 3737 68740 SH SOLE 49090 0 19650 ZIMMER BIOMET HD COM 98956P102 2459 26180 SH SOLE 18700 0 7480