0000950123-14-000806.txt : 20140130
0000950123-14-000806.hdr.sgml : 20140130
20140130093931
ACCESSION NUMBER: 0000950123-14-000806
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140130
DATE AS OF CHANGE: 20140130
EFFECTIVENESS DATE: 20140130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smith, Graham & Co., Investment Advisors, LP
CENTRAL INDEX KEY: 0001470414
IRS NUMBER: 760301817
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13596
FILM NUMBER: 14559094
BUSINESS ADDRESS:
STREET 1: 6900 JPMORGAN CHASE TOWER
STREET 2: 600 TRAVIS STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002-3007
BUSINESS PHONE: 713-227-1100
MAIL ADDRESS:
STREET 1: 6900 JPMORGAN CHASE TOWER
STREET 2: 600 TRAVIS STREET
CITY: HOUSTON
STATE: TX
ZIP: 77002-3007
13F-HR
1
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13F-HR
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0001470414
XXXXXXXX
12-31-2013
12-31-2013
Smith, Graham & Co., Investment Advisors, LP
6900 JPMORGAN CHASE TOWER
600 TRAVIS STREET
HOUSTON
TX
77002-3007
13F HOLDINGS REPORT
028-13596
N
Mark W. Dube
Senior Vice President & Chief Compliance Officer
(713) 292-2136
/S/ Mark W. Dube
Houston
TX
01-29-2014
0
133
707347
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACTUANT CORP.-A
COM
00508X203
6278
171352
SH
SOLE
105016
66336
21
ADV ENERGY INDS
COM
007973100
8315
363732
SH
SOLE
222800
140932
21
AGCO CORP.
COM
001084102
3307
55868
SH
SOLE
37208
18660
9
AGILENT TECH INC.
COM
00846U101
1980
34625
SH
SOLE
23072
11553
9
AMEREN CORP.
COM
023608102
1429
39520
SH
SOLE
26320
13200
9
AMERISAFE INC.
COM
03071H100
8574
202984
SH
SOLE
124344
78640
21
AMSURG CORP.
COM
03232P405
5726
124689
SH
SOLE
76402
48287
21
ARROW ELECTRONIC
COM
042735100
3317
61152
SH
SOLE
40725
20427
9
ASSURANT INC.
COM
04621X108
2826
42580
SH
SOLE
28360
14220
9
ASTEC INDUSTRIES
COM
046224101
5841
151204
SH
SOLE
92667
58537
21
ASTORIA FINL
COM
046265104
4126
298359
SH
SOLE
182846
115513
21
AUTONATION INC.
COM
05329W102
2347
47228
SH
SOLE
31456
15772
9
AVISTA CORP.
COM
05379B107
5087
180469
SH
SOLE
110584
69885
21
BECTON DICKINSON
COM
075887109
1987
17986
SH
SOLE
11976
6010
9
BED BATH &BEYOND
COM
075896100
2565
31940
SH
SOLE
21270
10670
9
BELDEN INC.
COM
077454106
10305
146267
SH
SOLE
89634
56633
21
BENCHMARK ELECTR
COM
08160H101
8129
352217
SH
SOLE
215853
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21
BIO-REFER LABS
COM
09057G602
6715
262917
SH
SOLE
161060
101857
21
BROADCOM CORP-A
COM
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2879
97120
SH
SOLE
64550
32570
9
BROCADE COMM SYS
COM
111621306
2849
321330
SH
SOLE
213670
107660
9
CABELAS INC.
COM
126804301
7670
115061
SH
SOLE
70460
44601
21
CAPITAL ONE FINA
COM
14040H105
3706
48370
SH
SOLE
32220
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CAPITALSOURCE IN
COM
14055X102
9121
634692
SH
SOLE
388930
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CAPSTEAD MORTGAG
REIT
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6625
548442
SH
SOLE
335982
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21
CARDINAL HEALTH
COM
14149Y108
2373
35520
SH
SOLE
23660
11860
9
CHICOS FAS INC.
COM
168615102
2216
117622
SH
SOLE
78332
39290
9
CIGNA CORP.
COM
125509109
3107
35520
SH
SOLE
23660
11860
9
CIMAREX ENERGY C
COM
171798101
2771
26410
SH
SOLE
17600
8810
9
CIRRUS LOGIC INC.
COM
172755100
7868
385230
SH
SOLE
236000
149230
21
COLUMBIA BANKING
COM
197236102
9063
329671
SH
SOLE
202035
127636
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CONSTANT CONTACT
COM
210313102
9607
309204
SH
SOLE
189410
119794
21
CONSTELLATION-A
COM
21036P108
2172
30858
SH
SOLE
20549
10309
9
CORNING INC.
COM
219350105
2819
158220
SH
SOLE
105360
52860
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CSG SYSTEMS INTL
COM
126349109
7749
263585
SH
SOLE
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CYTEC INDS
COM
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123647
SH
SOLE
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DENBURY RESOURCE
COM
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2029
123500
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SOLE
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DICKS SPORTING
COM
253393102
1794
30880
SH
SOLE
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10320
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DISCOVER FINANCI
COM
254709108
4924
88010
SH
SOLE
58610
29400
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DTE ENERGY CO
COM
233331107
1573
23694
SH
SOLE
15784
7910
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DYCOM INDS
COM
267475101
7560
272057
SH
SOLE
166730
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ELEC FOR IMAGING
COM
286082102
12156
313876
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SOLE
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ENERSYS
COM
29275Y102
13515
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SOLE
118152
74672
21
FIFTH THIRD BANC
COM
316773100
2377
113020
SH
SOLE
75270
37750
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FIRST SOLAR INC.
COM
336433107
5741
105075
SH
SOLE
64345
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21
GATX CORP.
COM
361448103
7057
135269
SH
SOLE
82890
52379
21
GENESCO INC.
COM
371532102
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123156
SH
SOLE
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GENTEX CORP.
COM
371901109
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91070
SH
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60650
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GENWORTH FINANCI
COM
37247D106
2457
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SH
SOLE
105310
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GREATBATCH INC.
COM
39153L106
7397
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SH
SOLE
102459
64740
21
GROUP 1 AUTOMOTI
COM
398905109
10432
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SH
SOLE
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GUESS? INC.
COM
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SH
SOLE
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HARMAN INTL
COM
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SOLE
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HCC INSURANCE
COM
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HELMERICH & PAYN
COM
423452101
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HUMANA INC.
COM
444859102
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SH
SOLE
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IBERIABANK CORP.
COM
450828108
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SH
SOLE
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INTL GAME TECH
COM
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SOLE
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IXIA
COM
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SH
SOLE
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J2 GLOBAL INC
COM
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SH
SOLE
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21
JACK HENRY
COM
426281101
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SH
SOLE
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JANUS CAPITAL GR
COM
47102X105
7023
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SH
SOLE
347800
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JONES GROUP INC.
COM
48020T101
6644
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SH
SOLE
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KEYCORP.
COM
493267108
3553
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SH
SOLE
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KINDRED HEALTHCA
COM
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SH
SOLE
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21
KLA-TENCOR CORP.
COM
482480100
2147
33300
SH
SOLE
22180
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9
LA-Z-BOY INC.
COM
505336107
7394
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SH
SOLE
146110
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21
LEAR CORP.
COM
521865204
2504
30930
SH
SOLE
20610
10320
9
LEXMARK INTL-A
COM
529771107
2685
75600
SH
SOLE
50240
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LIFEPOINT HOSPIT
COM
53219L109
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SH
SOLE
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21
LINC.OLN NATL CRP
COM
534187109
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77483
SH
SOLE
51597
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LINDSAY CORP.
COM
535555106
6191
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SH
SOLE
45840
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21
LITHIA MOTORS-A
COM
536797103
11447
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SH
SOLE
100992
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21
M & T BK CORP COM
COM
55261F104
2985
25640
SH
SOLE
17080
8560
9
MACYS INC.
COM
55616P104
3427
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SH
SOLE
42740
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MAGELLAN HEALTH
COM
559079207
1654
27600
SH
SOLE
16910
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21
MENTOR GRAPHICS
COM
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7403
307545
SH
SOLE
188469
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21
MOLSON COORS-B
COM
60871R209
2161
38490
SH
SOLE
25630
12860
9
NETAPP INC.
COM
64110D104
2427
58990
SH
SOLE
39260
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NETSCOUT SYSTEMS
COM
64115T104
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SH
SOLE
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NEWPARK RES INC
COM
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SH
SOLE
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OIL STATES INTL
COM
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SH
SOLE
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OMNIVISION TECH
COM
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SH
SOLE
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OUTERWALL INC
COM
690070107
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SH
SOLE
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OWENS-ILLINOIS
COM
690768403
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SH
SOLE
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PARKER HANNIFIN
COM
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SH
SOLE
13330
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9
PATTERSON-UTI
COM
703481101
1955
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SOLE
51410
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9
PERKINELMER INC.
COM
714046109
2384
57810
SH
SOLE
38500
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PHARMERICA CORP.
COM
71714F104
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SH
SOLE
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PNM RESOURCES
COM
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SH
SOLE
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PROASSURANCE COR
COM
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SH
SOLE
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PROSPECT CAPITAL
COM
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SH
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PROTECTIVE LIFE
COM
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SOLE
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PUB SERV ENTERP
COM
744573106
2026
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SH
SOLE
42030
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QLOGIC CORP.
COM
747277101
6971
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SH
SOLE
361008
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21
QUANTA SERVICES
COM
74762E102
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SH
SOLE
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RAYMOND JAMES
COM
754730109
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SOLE
25440
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RAYTHEON CO
COM
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SH
SOLE
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RED ROBIN GOURME
COM
75689M101
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SH
SOLE
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REGIONS FINANCIAL CORP NEW COM
COM
7591EP100
2328
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SH
SOLE
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RLI CORP.
COM
749607107
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SH
SOLE
40866
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ROVI CORP.
COM
779376102
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SH
SOLE
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SANDISK CORP.
COM
80004C101
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SH
SOLE
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SELECT INS GRP
COM
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SOLE
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SELECT MEDICAL
COM
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SEMPRA ENERGY
COM
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SOLE
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SKYWORKS SOLUTIO
COM
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SOLE
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SOUTHWEST AIR
COM
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SH
SOLE
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STANLEY BLACK &
COM
854502101
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28030
SH
SOLE
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STAPLES INC.
COM
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SOLE
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STIFEL FINANCIAL
COM
860630102
3162
65980
SH
SOLE
43940
22040
9
SUSSER HOLDINGS
COM
869233106
12035
183765
SH
SOLE
112609
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21
SYNAPTICS INC.
COM
87157D109
9657
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SH
SOLE
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21
SYNOPSYS INC.
COM
871607107
2852
70309
SH
SOLE
46831
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TCF FINL CORP.
COM
872275102
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SH
SOLE
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TELEDYNE TECH
COM
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SH
SOLE
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21
TESORO CORP.
COM
881609101
2954
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SH
SOLE
33630
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TETRA TECH INC.
COM
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SH
SOLE
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TOTAL SYS SERVS
COM
891906109
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SOLE
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TRINITY INDUSTRI
COM
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SH
SOLE
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TRIUMPH GROUP
COM
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SOLE
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UNITED BANKSHS
COM
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SH
SOLE
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VALERO ENERGY
COM
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SH
SOLE
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VALSPAR CORP.
COM
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SOLE
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VERIFONE SYSTEMS
COM
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SOLE
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WASHINGTON FEDERAL INC
COM
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SH
SOLE
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WEBSTER FINL
COM
947890109
7074
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SH
SOLE
139040
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21
WELLPOINT INC.
COM
94973V107
3220
34847
SH
SOLE
23217
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9
WESTERN DIGITAL
COM
958102105
3499
41710
SH
SOLE
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WEX INC
COM
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SH
SOLE
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WILLIAMS-SONOMA
COM
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SH
SOLE
28720
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WORTHINGTON INDS
COM
981811102
9824
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SH
SOLE
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WR BERKLEY CORP.
COM
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SH
SOLE
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ZIMMER HLDGS
COM
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