0001172661-20-000722.txt : 20200214 0001172661-20-000722.hdr.sgml : 20200214 20200214131223 ACCESSION NUMBER: 0001172661-20-000722 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. CENTRAL INDEX KEY: 0001469877 IRS NUMBER: 264245035 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16918 FILM NUMBER: 20617261 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Pyxis Capital, L.P. /DE DATE OF NAME CHANGE: 20120406 FORMER COMPANY: FORMER CONFORMED NAME: Highland Funds Asset Management, L.P. DATE OF NAME CHANGE: 20090806 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001469877 XXXXXXXX 12-31-2019 12-31-2019 false HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.

300 Crescent Court Suite 700 Dallas TX 75201

13F COMBINATION REPORT 028-16918 0001086763 028-05785 FIRST FOUNDATION ADVISORS N Frank Waterhouse 972-628-4100 /s/ Frank Waterhouse Dallas TX 02-14-2020 2 337 1317419 1 0001167365 028-10659 HIGHLAND CAPITAL MANAGEMENT LP 2 0001617621 028-16920 NexPoint Advisors, L.P. INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 1328 15000 SH SOLE 15000 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 7 225 SH DFND 2 225 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 664 20000 SH SOLE 20000 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 351 35000 SH SOLE 35000 0 0 ADOBE INC COM 00724F101 989 3000 SH SOLE 3000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 7082 293000 SH DFND 1 293000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 11836 489710 SH DFND 2 489710 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 1134 46900 SH SOLE 46900 0 0 AFYA LTD CL A COM G01125106 1041 38400 SH DFND 2 38400 0 0 AGILE THERAPEUTICS INC COM 00847L100 150 60000 SH SOLE 60000 0 0 AIMMUNE THERAPEUTICS INC COM 00900T107 813 24300 SH SOLE 24300 0 0 ALLY FINL INC COM 02005N100 917 30000 SH SOLE 30000 0 0 ALPHABET INC CAP STK CL A 02079K305 5358 4000 SH SOLE 4000 0 0 ALPINE INCOME PPTY TR INC COM 02083X103 1703 89473 SH DFND 2 89473 0 0 ALPINE INCOME PPTY TR INC COM 02083X103 300 15790 SH SOLE 15790 0 0 AMAZON COM INC COM 023135106 4620 2500 SH DFND 2 2500 0 0 AMAZON COM INC COM 023135106 2402 1300 SH SOLE 1300 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1861 64900 SH DFND 2 64900 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1106 38549 SH SOLE 38549 0 0 AMERICAN TOWER CORP NEW COM 03027X100 689 3000 SH SOLE 3000 0 0 AMERIPRISE FINL INC COM 03076C106 1666 10000 SH SOLE 10000 0 0 AMETEK INC NEW COM 031100100 3491 35000 SH SOLE 35000 0 0 AMGEN INC COM 031162100 7 30 SH DFND 2 30 0 0 AMGEN INC COM 031162100 723 3000 SH SOLE 3000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 640 65700 SH SOLE 65700 0 0 ANALOG DEVICES INC COM 032654105 1188 10000 SH SOLE 10000 0 0 ANI PHARMACEUTICALS INC COM 00182C103 438 7100 SH SOLE 7100 0 0 ANIXTER INTL INC COM 035290105 884 9599 SH SOLE 9599 0 0 ANTHEM INC COM 036752103 1057 3500 SH SOLE 3500 0 0 APEX TECHNOLOGY ACQUISITN CO UNIT 06/11/2026 03768F201 367 35000 SH SOLE 35000 0 0 ARCH COAL INC CL A 039380407 28750 400751 SH DFND 1 400751 0 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 1960 14090 SH SOLE 14090 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 492 176500 SH SOLE 176500 0 0 AVAYA HLDGS CORP COM 05351X101 29435 2180398 SH DFND 1 2180398 0 0 AVAYA HLDGS CORP COM 05351X101 3662 271271 SH DFND 2 271271 0 0 AVAYA HLDGS CORP COM 05351X101 3014 223288 SH SOLE 223288 0 0 AVERY DENNISON CORP COM 053611109 1308 10000 SH SOLE 10000 0 0 AXONICS MODULATION TECH INC COM 05465P101 554 20000 SH SOLE 20000 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 564 63000 SH DFND 2 63000 0 0 BANCORP NEW JERSEY INC NEW COM 059915108 1146 59373 SH SOLE 59373 0 0 BANK AMER CORP COM 060505104 2465 70000 SH SOLE 70000 0 0 BECTON DICKINSON & CO COM 075887109 1088 4000 SH SOLE 4000 0 0 BIO RAD LABS INC CL A 090572207 2220 6000 SH SOLE 6000 0 0 BIO RAD LABS INC CL A 090572207 7 20 SH DFND 2 20 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 397 115000 SH SOLE 115000 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 1307 24000 SH SOLE 24000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 507 6000 SH SOLE 6000 0 0 BLACK KNIGHT INC COM 09215C105 220 3406 SH SOLE 3406 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 2816 233732 SH DFND 2 233732 0 0 BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 6129 322581 SH DFND 2 322581 0 0 BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 22371 1177419 SH SOLE 1177419 0 0 BROOKDALE SR LIVING INC COM 112463104 323 44450 SH DFND 2 44450 0 0 BROOKDALE SR LIVING INC COM 112463104 448 61625 SH SOLE 61625 0 0 CALLON PETE CO DEL COM 13123X102 359 74264 SH SOLE 74264 0 0 CANNAE HLDGS INC COM 13765N107 709 19070 SH SOLE 19070 0 0 CARDINAL HEALTH INC COM 14149Y108 1012 20000 SH SOLE 20000 0 0 CAROLINA TR BANCSHARES INC COM 14422P105 1437 110084 SH SOLE 110084 0 0 CASTLE BIOSCIENCES INC COM 14843C105 24301 707032 SH DFND 1 707032 0 0 CATERPILLAR INC DEL COM 149123101 2068 14000 SH SOLE 14000 0 0 CBRE GROUP INC CL A 12504L109 3647 59500 SH SOLE 59500 0 0 CDK GLOBAL INC COM 12508E101 3622 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0 CREDIT SUISSE NASSAU BRH VELCTY 3X LG ETN 22542D290 2222 24200 SH SOLE 24200 0 0 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 154 15000 SH SOLE 15000 0 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 2008 65168 SH SOLE 65168 0 0 CRESUD S A C I F Y A SPONSORED ADR 226406106 2066 293449 SH DFND 2 293449 0 0 CRYOLIFE INC COM 228903100 542 20000 SH SOLE 20000 0 0 DIAMONDPEAK HLDGS COR COM CL A 25280H100 306 30796 SH SOLE 30796 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 2735 28900 SH DFND 2 28900 0 0 DISNEY WALT CO COM DISNEY 254687106 1446 10000 SH SOLE 10000 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 1442 107168 SH DFND 2 107168 0 0 DRIL QUIP INC COM 262037104 301 6420 SH SOLE 6420 0 0 DYNAGAS LNG PARTNERS LP COM UNIT LTD PT Y2188B108 51 24220 SH SOLE 24220 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 2949 65000 SH SOLE 65000 0 0 EBIX INC COM NEW 278715206 770 23050 SH SOLE 23050 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 25533 1990064 SH SOLE 1990064 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 15263 1189600 SH DFND 2 1189600 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 725 118307 SH SOLE 118307 0 0 ENPHASE ENERGY INC COM 29355A107 592 22650 SH DFND 2 22650 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 3942 140000 SH DFND 2 140000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2958 105031 SH SOLE 105031 0 0 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 746 24944 SH SOLE 24944 0 0 ESSENT GROUP LTD COM G3198U102 1394 26812 SH SOLE 26812 0 0 ESTABLISHMENT LABS HLDGS INC COM G31249108 332 12000 SH SOLE 12000 0 0 EVOLENT HEALTH INC CL A 30050B101 317 35000 SH SOLE 35000 0 0 EVOLUS INC COM 30052C107 122 10000 SH SOLE 10000 0 0 EXPEDIA GROUP INC COM NEW 30212P303 541 5000 SH SOLE 5000 0 0 EYEPOINT PHARMACEUTICALS INC COM 30233G100 845 545000 SH SOLE 545000 0 0 FACEBOOK INC CL A 30303M102 6158 30000 SH SOLE 30000 0 0 FASTENAL CO COM 311900104 1293 35000 SH SOLE 35000 0 0 FGL HLDGS ORD SHS G3402M102 1065 100000 SH SOLE 100000 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 1175 10000 SH SOLE 10000 0 0 FOAMIX PHARMACEUTICALS LTD SHS M46135105 83 25000 SH SOLE 25000 0 0 GENESCO INC COM 371532102 484 10100 SH SOLE 10100 0 0 GENTHERM INC COM 37253A103 364 8200 SH SOLE 8200 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 1288 16200 SH SOLE 16200 0 0 GLOBAL PMTS INC COM 37940X102 2738 15000 SH SOLE 15000 0 0 GLOBANT S A COM L44385109 1315 12400 SH DFND 2 12400 0 0 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 695 188858 SH SOLE 188858 0 0 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 258 70240 SH DFND 2 70240 0 0 HAYMAKER ACQUISITION CORP II COM CL A 42087L101 302 30000 SH SOLE 30000 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 604 57500 SH SOLE 57500 0 0 HEALTHCARE MERGER CORP UNIT 12/17/2021 42227L201 621 60000 SH SOLE 60000 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 267 26250 SH SOLE 26250 0 0 HERON THERAPEUTICS INC COM 427746102 6117 260300 SH DFND 1 260300 0 0 HERON THERAPEUTICS INC COM 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