0001469751-20-000010.txt : 20201028 0001469751-20-000010.hdr.sgml : 20201028 20201028075252 ACCESSION NUMBER: 0001469751-20-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201028 DATE AS OF CHANGE: 20201028 EFFECTIVENESS DATE: 20201028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverFront Investment Group, LLC CENTRAL INDEX KEY: 0001469751 IRS NUMBER: 261599466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13577 FILM NUMBER: 201266229 BUSINESS ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-549-4800 MAIL ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001469751 XXXXXXXX 09-30-2020 09-30-2020 RiverFront Investment Group, LLC

1214 EAST CARY STREET RICHMOND VA 23219

13F COMBINATION REPORT 028-13577 028-12230 ALPS Advisors, Inc. 028-06487 First Trust Advisors LP N Julie Gibbs 804549-4808 Julie Gibbs Richmond VA 10-28-2020 0 59 3965775 false INFORMATION TABLE 2 20200930_InfoTable.xml ALPS ETF TR RIVERFRNT DYMC COM 00162Q528 67468 1927600 SH SOLE 1927600 0 0 ALPS ETF TR RIVERFRNT FLEX COM 00162Q510 30216 864548 SH SOLE 864548 0 0 ALPS ETF TR RIVERFRNT STR INC ETF - FIXED INCO 00162Q783 5057 206259 SH SOLE 206259 0 0 ALPS ETF TR RIVERFRONT DYM COM 00162Q536 55025 2103001 SH SOLE 2103001 0 0 ALPS ETF TR RIVERFRONT UNC COM 00162Q544 3176 126568 SH SOLE 126568 0 0 BLOCK H & R INC COM COM 093671105 182 11176 SH SOLE 11176 0 0 COMMUNICATION SERVICES SELECT COM 81369Y852 29162 490957 SH SOLE 490848 0 109 DOLLAR GEN CORP NEW COM COM 256677105 11431 54534 SH SOLE 54441 0 93 EXXON MOBIL CORP COM 30231G102 25114 731569 SH SOLE 731074 0 495 FEDEX CORP COM COM 31428X106 205 816 SH SOLE 816 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P707 10477 172618 SH SOLE 172618 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P608 22371 395263 SH SOLE 395263 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P806 1725 29348 SH SOLE 29348 0 0 FIRST TRUST RIVERFRONT DYN ASI COM 33739P509 890 17719 SH SOLE 17719 0 0 GLOBAL X FDS US INFR DEV ET COM 37954Y673 23716 1406722 SH SOLE 1404396 0 2326 GOLDMAN SACHS ETF TR EQUITY ET COM 381430503 529133 7775663 SH SOLE 7769210 0 6453 Invesco QQQ Trust COM 46090E103 171674 617890 SH SOLE 617122 0 768 ISHARES CORE DIVIDEND GROWTH E COM 46434V621 21376 537228 SH SOLE 537110 0 118 ISHARES INC CORE MSCI EMKT COM 46434G103 107857 2042765 SH SOLE 2039443 0 3322 ISHARES INC MSCI GERMAN COM 464286806 48106 1651436 SH SOLE 1649996 0 1440 ISHARES TR 20 YR TRS BD COM 464287432 55962 342781 SH SOLE 342594 0 187 ISHARES TR CONS GOODS IDX COM 464287812 11143 74616 SH SOLE 74586 0 30 ISHARES TR CORE MSCI EAFE COM 46432F842 330092 5476000 SH SOLE 5473287 0 2713 ISHARES TR CORE MSCI EURO COM 46434V738 35245 788326 SH SOLE 786815 0 1511 ISHARES TR DJ MED DEVICES COM 464288810 22406 74781 SH SOLE 74659 0 122 ISHARES TR DJ US FINL SVC COM 464287770 114833 941098 SH SOLE 940482 0 616 ISHARES TR DJ US TECH SEC COM 464287721 71549 237649 SH SOLE 237449 0 200 ISHARES TR FLTG RATE NT COM 46429B655 228 4488 SH SOLE 4488 0 0 ISHARES TR LEHMAN 10-20YR COM 464288653 29829 179164 SH SOLE 179131 0 33 ISHARES TR MBS FIXED BDFD COM 464288588 96286 872166 SH SOLE 871971 0 195 ISHARES TR MSCI GRW IDX COM 464288885 112287 1249309 SH SOLE 1247289 0 2020 ISHARES TR S&P 500 INDEX COM 464287200 314410 935578 SH SOLE 935342 0 236 ISHARES TR S&P NA SOFTWR COM 464287515 25067 80570 SH SOLE 80388 0 182 ISHS US SHRT MTY BD ETF COM 46431W507 220 4387 SH SOLE 4387 0 0 JP MORGAN EXCHANGE TRADED FDBE COM 46641Q712 23285 943857 SH SOLE 942296 0 1561 JPMORGAN DIVERSIFIED RETURN IN COM 46641Q209 29224 566267 SH SOLE 565392 0 875 LOWES COS INC COM COM 548661107 14966 90235 SH SOLE 90079 0 156 PROLOGIS INC. COM COM 74340W103 10285 102223 SH SOLE 102048 0 175 SELECT SECTOR SPDR TR SBI CONS COM 81369Y308 34092 531875 SH SOLE 531401 0 474 SELECT SECTOR SPDR TR SBI CONS COM 81369Y407 64287 437387 SH SOLE 437270 0 117 SELECT SECTOR SPDR TR SBI HEAL COM 81369Y209 130532 1237506 SH SOLE 1236457 0 1049 SELECT SECTOR SPDR TR SBI INT- COM 81369Y506 1309 43717 SH SOLE 43717 0 0 SELECT SECTOR SPDR TR SBI INT- COM 81369Y704 49211 639270 SH SOLE 639133 0 137 SELECT SECTOR SPDR TR SBI INT- COM 81369Y803 98877 847283 SH SOLE 847097 0 186 SELECT SECTOR SPDR TR SBI MATE COM 81369Y100 19393 304728 SH SOLE 304660 0 68 SPDR SERIES TRUST BARC CAPTL E COM 78464A474 10819 344892 SH SOLE 344892 0 0 SPDR SERIES TRUST PORTFOLIO AG COM 78464A649 223185 7243907 SH SOLE 7242366 0 1541 STARBUCKS CORP COM COM 855244109 7629 88798 SH SOLE 88647 0 151 TARGET CORP COM 87612E106 15931 101204 SH SOLE 101028 0 176 UNITED PARCEL SERVICE INC CL B COM 911312106 21260 127588 SH SOLE 127370 0 218 VANGUARD BD INDEX FD INC TOTAL COM 921937835 416153 4717214 SH SOLE 4713945 0 3269 VANGUARD SCOTTSDALE FDS INT-TE COM 92206C706 116917 1658871 SH SOLE 1657898 0 973 VANGUARD SCOTTSDALE FDS INT-TE COM 92206C870 237785 2482096 SH SOLE 2481219 0 877 VANGUARD SCOTTSDALE FDS LG-TER COM 92206C813 28185 263706 SH SOLE 263651 0 55 VANGUARD SCOTTSDALE FDS MORTG- COM 92206C771 7913 145805 SH SOLE 145805 0 0 VANGUARD SCOTTSDALE FDS SHRT-T COM 92206C409 249511 3011613 SH SOLE 3009653 0 1960 VANGUARD WORLD FDS INF TECH ET COM 92204A702 9843 31603 SH SOLE 31530 0 73 VANGUARD WORLD FDS TELCOMM ETF COM 92204A884 18426 180887 SH SOLE 180850 0 37 VISA INC COM CL A COM 92826C839 8847 44244 SH SOLE 44167 0 77