0001469751-19-000004.txt : 20190506 0001469751-19-000004.hdr.sgml : 20190506 20190506092609 ACCESSION NUMBER: 0001469751-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190506 EFFECTIVENESS DATE: 20190506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverFront Investment Group, LLC CENTRAL INDEX KEY: 0001469751 IRS NUMBER: 261599466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13577 FILM NUMBER: 19798217 BUSINESS ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-549-4800 MAIL ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001469751 XXXXXXXX 03-31-2019 03-31-2019 RiverFront Investment Group, LLC

1214 EAST CARY STREET RICHMOND VA 23219

13F COMBINATION REPORT 028-13577 028-12230 ALPS Advisors, Inc 028-06487 First Trust Advisors LP N Julie Gibbs 804-549-4808 Julie Gibbs Richmond VA 05-06-2019 0 62 4036916 false INFORMATION TABLE 2 20190331_InfoTable-2.xml WISDOMTREE TR ITL HDG DIV GT COM 97717X594 324 10072 SH SOLE 10072 0 0 ISHARES TR FLTG RATE NT COM 46429B655 49952 981190 SH SOLE 980500 0 690 JP MORGAN EXCHANGE TRADED FDBE COM 46641Q712 25262 1111908 SH SOLE 1108592 0 3316 ISHARES INC MSCI CDA INDEX COM 464286509 14747 533559 SH SOLE 532082 0 1477 ALPS ETF TR RIVERFRONT DYM COM 00162Q536 65930 2698172 SH SOLE 2698172 0 0 VANGUARD BD INDEX FD INC TOTAL ETF - EQUITY 921937835 300892 3706490 SH SOLE 3700915 0 5575 WISDOMTREE TR EUROPE HEDGED COM 97717X701 234 3657 SH SOLE 3657 0 0 ISHARES INC MSCI EMU INDEX ETF - EQUITY 464286608 378 9788 SH SOLE 9788 0 0 DBX ETF TR EAFE CURR HDG COM 233051200 227 7272 SH SOLE 7272 0 0 ISHARES TR DJ MED DEVICES COM 464288810 20202 87258 SH SOLE 86990 0 268 JPMORGAN DIVERSIFIED RETURN IN COM 46641Q209 114025 2062316 SH SOLE 2057434 0 4882 SPDR SER TR INV GRD FLT RT COM 78468R200 12206 397596 SH SOLE 395911 0 1685 Invesco Aerospace & Defense ET COM 46137V100 47155 813440 SH SOLE 812115 0 1325 ISHARES TR CONS GOODS IDX COM 464287812 9534 79822 SH SOLE 79644 0 178 INVESCO EXCHANGE TRADED FD TS& COM 46137V365 18275 360834 SH SOLE 359753 0 1081 ALPS ETF TR RIVERFRNT STR INC ETF - FIXED INCO 00162Q783 10759 437191 SH SOLE 437191 0 0 ISHARES TR DJ US TECH SEC COM 464287721 53181 279018 SH SOLE 278334 0 684 ISHARES TR 7-10 YR TRS BD COM 464287440 20589 193016 SH SOLE 192166 0 850 SELECT SECTOR SPDR TR SBI INT- COM 81369Y506 28333 428517 SH SOLE 428199 0 318 SPDR SERIES TRUST BARC CAPTL E COM 78464A474 34363 1124839 SH SOLE 1124165 0 674 FIRST TR EXCH TRADED FD III RI COM 33739P608 37429 664348 SH SOLE 664348 0 0 SELECT SECTOR SPDR TR SBI CONS COM 81369Y407 37125 326098 SH SOLE 325641 0 457 SELECT SECTOR SPDR TR SBI HEAL COM 81369Y209 82010 893844 SH SOLE 892531 0 1313 OPPENHEIMER RUSSELL 1000 DYNAM COM 68386C724 30762 1068955 SH SOLE 1065767 0 3188 FIRST TR EXCH TRADED FD III RI COM 33739P707 22579 360578 SH SOLE 360578 0 0 GOLDMAN SACHS ETF TR EQUITY ET COM 381430503 448433 7890804 SH SOLE 7878238 0 12566 ISHARES TR LEHMAN 10-20YR COM 464288653 71687 520833 SH SOLE 520407 0 426 ISHARES TR DJ US FINL SVC COM 464287770 115841 928144 SH SOLE 926682 0 1462 VANGUARD WORLD FDS INF TECH ET COM 92204A702 7471 37241 SH SOLE 37120 0 121 ISHARES TR MSCI GRW IDX COM 464288885 135273 1746595 SH SOLE 1741348 0 5247 ISHARES TR S&P 500 INDEX COM 464287200 253072 889345 SH SOLE 888649 0 696 ISHARES TR CORE MSCI EAFE COM 46432F842 297337 4892831 SH SOLE 4886261 0 6570 ISHARES TR MSCI EAFE IDX COM 464287465 5090 78490 SH SOLE 78290 0 200 VANGUARD SCOTTSDALE FDS MORTG- COM 92206C771 5135 98069 SH SOLE 98069 0 0 ISHARES INC CORE MSCI EMKT COM 46434G103 119756 2315934 SH SOLE 2308908 0 7026 ALPS ETF TR RIVERFRNT DYMC COM 00162Q528 57745 1798207 SH SOLE 1798207 0 0 ISHARES INC MSCI AUSTRALIA COM 464286103 11345 527210 SH SOLE 525583 0 1627 Invesco FTSE RAFI EmergingMark COM 46138E727 15450 721633 SH SOLE 719634 0 1999 VANGUARD WORLD FDS TELCOMM ETF COM 92204A884 14738 176464 SH SOLE 176336 0 128 FIRST TRUST RIVERFRONT DYN ASI COM 33739P509 8162 159746 SH SOLE 159746 0 0 ISHARES TR MBS FIXED BDFD COM 464288588 93731 881266 SH SOLE 880603 0 663 VANGUARD SCOTTSDALE FDS INT-TE COM 92206C706 176899 2743474 SH SOLE 2738684 0 4790 ISHARES TR S&P SMLCAP 600 COM 464287804 88547 1147725 SH SOLE 1145299 0 2426 FIRST TR EXCHANGE TRADED FD UT ETF - EQUITY 33734X184 35034 1238839 SH SOLE 1236725 0 2114 SELECT SECTOR SPDR TR SBI CONS COM 81369Y308 34388 612875 SH SOLE 611846 0 1029 ALPS ETF TR RIVERFRONT UNC COM 00162Q544 4725 188453 SH SOLE 188453 0 0 SELECT SECTOR SPDR TR SBI INT- COM 81369Y803 63053 852071 SH SOLE 851436 0 635 WISDOMTREE TRUST LARGECAP DIVI ETF - EQUITY 97717W307 87533 929028 SH SOLE 927985 0 1043 VANGUARD SCOTTSDALE FDS SHRT-T COM 92206C409 215228 2698443 SH SOLE 2696542 0 1901 FIRST TR EXCH TRADED FD III RI COM 33739P806 9380 160338 SH SOLE 160338 0 0 VANECK VECTORS ETF TR JP MORGA COM 92189H300 21107 632741 SH SOLE 630422 0 2319 Invesco QQQ Trust ETF - EQUITY 46090E103 121966 678878 SH SOLE 677327 0 1551 GLOBAL X FDS US INFR DEV ET COM 37954Y673 16369 1042656 SH SOLE 1039270 0 3386 VANGUARD SCOTTSDALE FDS INT-TE COM 92206C870 195154 2246515 SH SOLE 2244940 0 1575 ISHARES TR MSCI ACJPN IDX COM 464288182 19220 271894 SH SOLE 271129 0 765 SELECT SECTOR SPDR TR SBI INT- COM 81369Y704 14690 195794 SH SOLE 195637 0 157 ISHARES TR 20 YR TRS BD COM 464287432 43449 343640 SH SOLE 343206 0 434 ISHS US SHRT MTY BD ETF COM 46431W507 61210 1218374 SH SOLE 1217470 0 904 SELECT SECTOR SPDR TR SBI INT- COM 81369Y605 13514 525624 SH SOLE 524533 0 1091 VANGUARD INDEX FDS LARGE CAP E COM 922908637 1533 11813 SH SOLE 11728 0 85 PIMCO ETF TR INV GRD CRP BD COM 72201R817 55367 533716 SH SOLE 531720 0 1996 ALPS ETF TR RIVERFRNT FLEX COM 00162Q510 61811 1879311 SH SOLE 1879311 0 0