SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Rhone Capital L.L.C.

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
QUIKSILVER INC [ ZQK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/19/2013 03/19/2013 A 15,000(1)(2) A $0.00 31,226,111(3)(4) I See Footnotes(3)(4)
Common Stock 03/19/2013 03/19/2013 A 15,000(1)(2) A $0.00 31,241,111(3)(4) I See Footnotes(3)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $6.45 03/19/2013 03/19/2013 A 25,000(2) 03/19/2013 03/19/2020 Common Stock 25,000 $0.00 25,000(3)(4) I See Footnotes(3)(4)
Stock Option (right to buy) $6.45 03/19/2013 03/19/2013 A 25,000(2) 03/19/2013 03/19/2020 Common Stock 25,000 $0.00 50,000(3)(4) I See Footnotes(3)(4)
1. Name and Address of Reporting Person*
Rhone Capital L.L.C.

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Rhone Holdings III L.L.C.

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Rhone Capital III L.P.

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Triton GP SPV LLC

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Romolo Holdings C.V.

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Triton SPV L.P.

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Triton Onshore SPV L.P.

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Triton Offshore SPV L.P.

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Triton Coinvestment SPV L.P.

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Rea Silvia GP C.V.

(Last) (First) (Middle)
630 FIFTH AVE, 27TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Vests in three equal annual installments.
2. Granted under the Issuer's 2000 Stock Incentive Plan to persons who are managing directors of Rhone Group L.L.C. and, at the time of the grant, directors of the Issuer. These persons each have an understanding with Rhone Group L.L.C. and Triton GP SPV LLC pursuant to which each holds his respective reported securities for the benefit of Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P.
3. This Statement is being filed by Rhone Capital L.L.C., Rhone Holdings III L.L.C., Rhone Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P. and Rea Silvia GP C.V. (collectively, the "Reporting Persons"). The principal business address of each Reporting Person is 630 Fifth Ave, 27th Floor, New York, New York 10111. Rea Silvia GP C.V., as the general partner of Romolo Holdings C.V., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Romolo Holdings C.V. Triton GP SPV LLC, as the general partner of each of Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P. and Triton Coinvestment SPV L.P. (Continued to footnote 4)
4. Rhone Capital III L.P., as the sole member of Triton GP SPV LLC, may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Triton GP SPV LLC. Rhone Holdings III L.L.C., as the general partner of Rhone Capital III L.P., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Rhone Capital III L.P. Rhone Capital L.L.C., as the sole member of Rhone Holdings III L.L.C., may be deemed to be the beneficial owner of securities that are deemed to be beneficially owned by Rhone Holdings III L.L.C. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its respective pecuniary interests.
Remarks:
This Form 4 and the Form 4 filed on the date hereof by Numitor Governance S.a r.l. and Rhone Group L.L.C. relate to the same transaction. Due to the inability to include more than ten joint filers in an electronic report, Numitor Governance S.a r.l and Rhone Group L.L.C. have filed a separate report. The complete list of joint filers for this transaction is as follows: Rhone Capital L.L.C., Rhone Holdings III L.L.C., Rhone Capital III L.P., Triton GP SPV LLC, Romolo Holdings C.V., Triton SPV L.P., Triton Onshore SPV L.P., Triton Offshore SPV L.P., Triton Coinvestment SPV L.P., Rea Silvia Capital GP C.V., Numitor Governance S.a r.l and Rhone Group L.L.C. Andrew Woodward Sweet and Michael Steven Langman have been designated by the Reporting Persons, pursuant to contractual rights held by Triton Onshore SPV L.P. and Triton Coinvestment SPV L.P., to serve on the Issuer's board of directors. Therefore, each of the Reporting Persons is a director of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934.
/s/ M. Allison Steiner, Authorized Signatory for RHONE CAPITAL L.L.C. 03/21/2013
/s/ M. Allison Steiner, Authorized Signatory for RHONE HOLDINGS III L.L.C. 03/21/2013
/s/ M. Allison Steiner, Authorized Signatory for RHONE CAPITAL III L.P. 03/21/2013
/s/ M. Allison Steiner, Authorized Signatory Rhone Capital III L.P., its sole member for TRITON GP SPV LLC 03/21/2013
/s/ M. Allison Steiner, Authorized Signatory Rea Silvia GP C.V., its general partner for ROMOLO HOLDINGS C.V. 03/21/2013
/s/ M. Allison Steiner, Authorized Signatory Triton GP SPV LLC, its general partner for TRITON SPV L.P. 03/21/2013
/s/ M. Allison Steiner, Authorized Signatory Triton GP SPV LLC, its general partner for TRITON ONSHORE SPV L.P. 03/21/2013
/s/ M. Allison Steiner, Authorized Signatory Triton GP SPV LLC, its general partner for TRITON OFFSHORE SPV L.P. 03/21/2013
/s/ M. Allison Steiner, Authorized Signatory Triton GP SPV LLC, its general partner for TRITON COINVESTMENT SPV L.P. 03/21/2013
/s/ M. Allison Steiner, Authorized Signatory Numitor Governance S.A R.L., its managing general partner for REA SILVIA GP C.V. 03/21/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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