0001469528-16-000021.txt : 20161109 0001469528-16-000021.hdr.sgml : 20161109 20161109151010 ACCESSION NUMBER: 0001469528-16-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 EFFECTIVENESS DATE: 20161109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZEKE CAPITAL ADVISORS, LLC CENTRAL INDEX KEY: 0001469528 IRS NUMBER: 743245430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13565 FILM NUMBER: 161983873 BUSINESS ADDRESS: STREET 1: 1205 WESTLAKES DRIVE, SUITE 270 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 610-572-4529 MAIL ADDRESS: STREET 1: 1205 WESTLAKES DRIVE, SUITE 270 CITY: BERWYN STATE: PA ZIP: 19312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001469528 XXXXXXXX 09-30-2016 09-30-2016 ZEKE CAPITAL ADVISORS, LLC

1205 WESTLAKES DRIVE, SUITE 270 BERWYN PA 19312

13F COMBINATION REPORT 028-13565 028-12111 Guardian Investment Management 028-00791 Merrill Lynch Asset Management Inc 028-04558 Parametric Portfolio Associates, LLC 028-10489 Broadview Advisors, LLC 028-07342 Mairs & Power Inc N N. Gee Smith 610-572-4506 N. Gee Smith Berwyn PA 11-09-2016 0 82 222186 false INFORMATION TABLE 2 inftable_093016.XML AMAZON COM INC COM Stock 023135106 681 813 SH SOLE 0 813 0 0 JOHNSON & JOHNSON COM Stock 478160104 882 7767 SH SOLE 0 7767 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 234 1536 SH SOLE 0 1536 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 899 10692 SH SOLE 0 10692 0 0 COCA COLA CO COM Stock 191216100 378 8891 SH SOLE 0 8891 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 454 4189 SH SOLE 0 4189 0 0 VANGUARD REIT ETF ETF 922908553 208 2492 SH SOLE 0 2492 0 0 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 29154 709263 SH SOLE 0 709263 0 0 INTEL CORP COM Stock 458140100 393 11153 SH SOLE 0 11153 0 0 MEDTRONIC PLC SHS Stock G5960L103 265 3182 SH SOLE 0 3182 0 0 MERCK & CO INC COM Stock 58933Y105 679 11173 SH SOLE 0 11173 0 0 SPDR S&P 500 ETF ETF 78462F103 13985 65079 SH SOLE 0 65079 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 206 1995 SH SOLE 0 1995 0 0 DU PONT E I DE NEMOURS & CO COM Stock 263534109 423 6034 SH SOLE 0 6034 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 634 13154 SH SOLE 0 13154 0 0 PEPSICO INC COM Stock 713448108 356 3315 SH SOLE 0 3315 0 0 HOME DEPOT INC COM Stock 437076102 331 2589 SH SOLE 0 2589 0 0 CATCHMARK TIMBER TR INC CL A REIT 14912Y202 12827 1169305 SH SOLE 0 1169304 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 705 4900 SH SOLE 0 4900 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 511 612 SH SOLE 0 612 0 0 COMCAST CORP NEW CL A Stock 20030N101 348 5358 SH SOLE 0 5358 0 0 MICROSOFT CORP COM Stock 594918104 975 15978 SH SOLE 0 15978 0 0 UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN ETF 902641646 5670 204473 SH SOLE 0 204473 0 0 SCHLUMBERGER LTD COM Stock 806857108 287 3569 SH SOLE 0 3569 0 0 CVS HEALTH CORP COM Stock 126650100 224 2540 SH SOLE 0 2540 0 0 BOEING CO COM Stock 097023105 299 2178 SH SOLE 0 2178 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 241 4378 SH SOLE 0 4378 0 0 VANGUARD S&P SMALL-CAP 600 ETF ETF 921932828 727 6580 SH SOLE 0 6580 0 0 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN MLP 726503105 254 7770 SH SOLE 0 7770 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 333 2730 SH SOLE 0 2730 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP MLP 559080106 615 8800 SH SOLE 0 8800 0 0 VISA INC COM CL A Stock 92826C839 323 3880 SH SOLE 0 3880 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 33328 386501 SH SOLE 0 386500 0 0 VANGUARD GROWTH INDEX FUND ETF 922908736 42274 378354 SH SOLE 0 378354 0 0 FACEBOOK INC CL A Stock 30303M102 634 4760 SH SOLE 0 4760 0 0 MONDELEZ INTL INC CL A Stock 609207105 394 9251 SH SOLE 0 9251 0 0 ABBVIE INC COM Stock 00287Y109 353 5774 SH SOLE 0 5774 0 0 BLACKSTONE GROUP L P COM UNIT LTD MLP 09253U108 2479 100000 SH SOLE 0 50000 0 50000 QUALCOMM INC COM Stock 747525103 258 3794 SH SOLE 0 3794 0 0 MCDONALDS CORP COM Stock 580135101 246 2169 SH SOLE 0 2169 0 0 CISCO SYS INC COM Stock 17275R102 361 11860 SH SOLE 0 11860 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 481 2810 SH SOLE 0 2810 0 0 AT&T INC COM Stock 00206R102 584 15838 SH SOLE 0 15838 0 0 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF ETF 808524771 31165 1017810 SH SOLE 0 1017810 0 0 GENERAL ELECTRIC CO COM Stock 369604103 593 20508 SH SOLE 0 20508 0 0 FLEXSHARES MORNINGSTAR EMERGING MARKETS FACTOR TILT INDEX FUND ETF 33939L308 730 15100 SH SOLE 0 15100 0 0 PROSHARES S&P 500 ARISTOCRATS ETF ETF 74348A467 1109 21150 SH SOLE 0 21150 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 391 4167 SH SOLE 0 4167 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 844 6962 SH SOLE 0 6962 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 543 2514 SH SOLE 0 2514 0 0 WELLS FARGO & CO NEW COM Stock 949746101 533 11704 SH SOLE 0 11704 0 0 SPDR EURO STOXX 50 ETF ETF 78463X202 232 7109 SH SOLE 0 7109 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 649 9423 SH SOLE 0 9423 0 0 CHEVRON CORP NEW COM Stock 166764100 488 4846 SH SOLE 0 4846 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 351 9542 SH SOLE 0 9542 0 0 BANK AMER CORP COM Stock 060505104 442 26335 SH SOLE 0 26335 0 0 WAL-MART STORES INC COM Stock 931142103 268 3873 SH SOLE 0 3873 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 314 2087 SH SOLE 0 2087 0 0 ORACLE CORP COM Stock 68389X105 266 6948 SH SOLE 0 6948 0 0 VIACOM INC NEW CL B Stock 92553P201 9023 240934 SH SOLE 0 120934 0 120000 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 261 6834 SH SOLE 0 6834 0 0 PFIZER INC COM Stock 717081103 448 13943 SH SOLE 0 13943 0 0 3M CO COM Stock 88579Y101 238 1392 SH SOLE 0 1392 0 0 GILEAD SCIENCES INC COM Stock 375558103 204 2751 SH SOLE 0 2751 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 500 615 SH SOLE 0 615 0 0 AMGEN INC COM Stock 031162100 264 1660 SH SOLE 0 1660 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 8333 74626 SH SOLE 0 74626 0 0 LENDINGCLUB CORP COM Stock 52603A109 1948 400000 SH SOLE 0 200000 0 200000 PHILIP MORRIS INTL INC COM Stock 718172109 345 3557 SH SOLE 0 3557 0 0 DEUTSCHE X-TRACKERS MSCI ALL WORLD EX US HEDGED EQUITY ETF ETF 233051820 266 11350 SH SOLE 0 11350 0 0 DOW CHEM CO COM Stock 260543103 266 4897 SH SOLE 0 4897 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 287 5825 SH SOLE 0 5825 0 0 ALTRIA GROUP INC COM Stock 02209S103 394 6064 SH SOLE 0 6064 0 0 DOMINION RES INC VA NEW COM Stock 25746U109 434 5941 SH SOLE 0 5941 0 0 CITIGROUP INC COM NEW Stock 172967424 368 7430 SH SOLE 0 7430 0 0 EXXON MOBIL CORP COM Stock 30231G102 991 11397 SH SOLE 0 11397 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 318 2198 SH SOLE 0 2198 0 0 LOWES COS INC COM Stock 548661107 215 3026 SH SOLE 0 3026 0 0 KRAFT HEINZ CO COM Stock 500754106 217 2443 SH SOLE 0 2443 0 0 APPLE INC Stock 037833100 1562 13279 SH SOLE 0 13278 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 284 3037 SH SOLE 0 3037 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 209 2000 SH SOLE 0 2000 0 0