0001469528-15-000014.txt : 20151028 0001469528-15-000014.hdr.sgml : 20151028 20151027180649 ACCESSION NUMBER: 0001469528-15-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151028 DATE AS OF CHANGE: 20151027 EFFECTIVENESS DATE: 20151028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZEKE CAPITAL ADVISORS, LLC CENTRAL INDEX KEY: 0001469528 IRS NUMBER: 743245430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13565 FILM NUMBER: 151178702 BUSINESS ADDRESS: STREET 1: 1235 WESTLAKES DRIVE, SUITE 402 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 610-296-1400 MAIL ADDRESS: STREET 1: 1235 WESTLAKES DRIVE, SUITE 402 CITY: BERWYN STATE: PA ZIP: 19312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001469528 XXXXXXXX 09-30-2015 09-30-2015 ZEKE CAPITAL ADVISORS, LLC

1235 WESTLAKES DRIVE, SUITE 402 BERWYN PA 19312

13F COMBINATION REPORT 028-13565 028-12111 GUARDIAN INVESTMENT MANAGEMENT 028-00791 MERRILL LYNCH - LONDON DIVIDEND 028-04558 PARAMETRIC PORTFOLIO ASSOC 028-10489 BROADVIEW ADVISORS 028-07342 MAIRS AND POWER N Christopher Fagley 610-572-1317 Christopher Fagley BERWYN PA 10-27-2015 0 60 151961 false INFORMATION TABLE 2 inftable_093015.xml Deutsche Bank Buffered Russell COM 25152rtl7 15737 16393000 PRN SOLE 0 0 16393000 Alliqua, Inc. COM 019621101 66 20820 SH SOLE 0 0 20820 Altria Group Inc. COM 02209s103 3071 56447 SH SOLE 0 0 56447 Amer Express Company COM 025816109 210 2827 SH SOLE 0 0 2827 Apple Inc. COM 037833100 302 2739 SH SOLE 0 0 2739 AT&T Inc. COM 00206R102 285 8762 SH SOLE 0 0 8762 Autonation Inc. Com COM 05329W102 22141 380552 SH SOLE 0 0 380552 Bank of America Corp COM 060505104 490 31458 SH SOLE 0 0 31458 Berkshire Hath Hld B COM 846707024 253 1943 SH SOLE 0 0 1943 Berkshire Hathawy Cla A COM 084990175 2343 1200 SH SOLE 0 0 1200 BioSig Technologies, Inc COM XXXXXXXXX 160 114500 SH SOLE 0 0 114500 Chevron Corp COM 166764100 1202 15233 SH SOLE 0 0 15233 Comcast Corp COM 20030N101 870 15302 SH SOLE 0 0 15302 Comcast Corp New Cl A Spl COM 20030N200 13138 229533 SH SOLE 0 0 229533 Deutsche X-trackers MSCI EAFE COM 233051200 24184 927297 SH SOLE 0 0 927297 Deutsche X-trackers MSCI Japan COM 233051507 8439 231446 SH SOLE 0 0 231446 Dominion Res Inc. New Va COM 25746u109 315 4470 SH SOLE 0 0 4470 Du Pont E I De Nemours COM 263534109 246 5111 SH SOLE 0 0 5111 Duke Energy Corp New COM 26441c204 2129 29592 SH SOLE 0 0 29592 Exxon Mobil Corp COM 30231G102 1495 20105 SH SOLE 0 0 20105 Ford Mtr Co Del Com Par COM 345370860 166 12200 SH SOLE 0 0 12200 General Electric COM 369604103 545 21615 SH SOLE 0 0 21615 Globus Medical, Inc COM 379577208 13388 648022 SH SOLE 0 0 648022 Home Depot Inc. COM 437076102 366 3165 SH SOLE 0 0 3165 International Dispensing Corp COM 459407102 15 49500 SH SOLE 0 0 49500 Johnson And Johnson Com COM 478160104 543 5815 SH SOLE 0 0 5815 Kohlberg Kravis Roberts & Co COM XXXXXXXXX 420 25000 SH SOLE 0 0 25000 La Quinta Holdings Inc COM 50420d108 238 15092 SH SOLE 0 0 15092 MannKind Corp COM XXXXXXXXX 2121 660615 SH SOLE 0 0 660615 Merck & Co Inc. COM 58933y105 307 6213 SH SOLE 0 0 6213 Metlife Inc. Com COM 59156r108 213 4515 SH SOLE 0 0 4515 Mondelez International, Inc. COM 609207105 1201 28677 SH SOLE 0 0 28677 Nestle SA COM 641069406 208 2777 SH SOLE 0 0 2777 New Senior Investment Group In COM XXXXXXXXX 213 20383 SH SOLE 0 0 20383 NextEra Energy, Inc. COM 302571104 6092 62450 SH SOLE 0 0 62450 NorthStar Asset Management Gro COM XXXXXXXXX 287 20000 SH SOLE 0 0 20000 Northstar Realty Fin Cp COM 66704r100 247 20000 SH SOLE 0 0 20000 Philip Morris Intl Inc. COM 718172109 4147 52277 SH SOLE 0 0 52277 Procter & Gamble Co COM 742718109 429 5963 SH SOLE 0 0 5963 Republic Services Inc. COM 760759100 3009 73027 SH SOLE 0 0 73027 Rite Aid Corporation COM 767754104 70 11500 SH SOLE 0 0 11500 Rubicon Technology, Inc COM 78112T107 85 83000 SH SOLE 0 0 83000 Second Sight Medical Products, COM XXXXXXXXX 2956 498428 SH SOLE 0 0 498428 Skinny Nutritional Corp COM 830695102 0 50200 SH SOLE 0 0 50200 Spectra Energy Corp COM 847560109 1269 48322 SH SOLE 0 0 48322 Sun Bancorp Inc NJ COM 86663b201 292 15204 SH SOLE 0 0 15204 Team Health Holdings, Inc. COM 87817a107 1249 23108 SH SOLE 0 0 23108 Teekay Tankers Ltd COM XXXXXXXXX 138 20000 SH SOLE 0 0 20000 The Blackstone Group L.P. COM 09253U108 1381 43620 SH SOLE 0 0 43620 The Kraft Heinz Company COM 500754106 675 9559 SH SOLE 0 0 9559 United Parcel Svc Cl B COM 911312106 261 2640 SH SOLE 0 0 2640 Verizon Communications Inc. COM 92343v104 1137 26128 SH SOLE 0 0 26128 Virtu Financial, Inc COM XXXXXXXXX 573 25000 SH SOLE 0 0 25000 Vodafone Group PLC ADR COM 92857w308 2030 63946 SH SOLE 0 0 63946 Wells Fargo Company COM 949746101 4658 90713 SH SOLE 0 0 90713 First Eagle Global I COM 32008F606 383 7663 SH SOLE 0 0 7663 Parnassus COM XXXXXXXXX 224 4814 SH SOLE 0 0 4814 Pax World International Indivi COM 704223759 142 18175 SH SOLE 0 0 18175 Herald Bank Warrants $10.00 (E COM 42703q112 0 15000 SH SOLE 0 0 15000 PEDEVCO Corp Warrants $1.00 (E COM XXXXXXXXX 0 154615 SH SOLE 0 0 154615 RBC Issued S&P Structured Note COM 78011x670 3207 348000 PRN SOLE 0 0 348000