0001469528-15-000006.txt : 20150210 0001469528-15-000006.hdr.sgml : 20150210 20150209175230 ACCESSION NUMBER: 0001469528-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150210 DATE AS OF CHANGE: 20150209 EFFECTIVENESS DATE: 20150210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZEKE CAPITAL ADVISORS, LLC CENTRAL INDEX KEY: 0001469528 IRS NUMBER: 743245430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13565 FILM NUMBER: 15589727 BUSINESS ADDRESS: STREET 1: 1235 WESTLAKES DRIVE, SUITE 400 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 610-296-1400 MAIL ADDRESS: STREET 1: 1235 WESTLAKES DRIVE, SUITE 400 CITY: BERWYN STATE: PA ZIP: 19312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001469528 XXXXXXXX 12-31-2014 12-31-2014 ZEKE CAPITAL ADVISORS, LLC

1235 WESTLAKES DRIVE, SUITE 400 BERWYN PA 19312

13F COMBINATION REPORT 028-13565 028-12111 GUARDIAN INVESTMENT MANAGEMENT 028-00791 MERRILL LYNCH - LONDON DIVIDEND 028-04558 PARAMETRIC PORTFOLIO ASSOC N Christopher Fagley 610-572-1317 Christopher Fagley BERWYN PA 02-09-2015 0 90 128545 false INFORMATION TABLE 2 inftable.xml 3M Company COM 88579y101 446 2712 SH SOLE 0 0 2712 Alliqua, Inc. COM 019621101 110 20820 SH SOLE 0 0 20820 Altria Group Inc. COM 02209s103 3039 61676 SH SOLE 0 0 61676 Amer Express Company COM 025816109 512 5504 SH SOLE 0 0 5504 Amgen Inc. Com COM 031162100 234 1471 SH SOLE 0 0 1471 Anheuser Busch Cos Inc. COM 03524A108 359 3200 SH SOLE 0 0 3200 Apple Inc. COM 037833100 839 7602 SH SOLE 0 0 7602 AT&T Inc. COM 00206R102 375 11175 SH SOLE 0 0 11175 Autonation Inc. Com COM 05329W102 22989 380552 SH SOLE 0 0 380552 Bank of America Corp COM 060505104 463 25870 SH SOLE 0 0 25870 Berkshire Hath Hld B COM 846707024 968 6450 SH SOLE 0 0 6450 Berkshire Hathawy Cla A COM 084990175 2712 1200 SH SOLE 0 0 1200 BioSig Technologies, Inc COM XXXXXXXXX 245 87500 SH SOLE 0 0 87500 CC Land Holdings Limited COM B1NPLW7XX 9 25000 SH SOLE 0 0 25000 Charter Financial Corporation COM 16122w108 115 10000 SH SOLE 0 0 10000 Chevron Corp COM 166764100 2195 19571 SH SOLE 0 0 19571 China Oilfield Services Ltd COM XXXXXXXXX 34 19581 SH SOLE 0 0 19581 China Shipping Container Lines COM XXXXXXXXX 22 70890 SH SOLE 0 0 70890 Cisco Systems Inc. COM 17275R102 217 7799 SH SOLE 0 0 7799 Citigroup Inc. COM 172967101 310 5734 SH SOLE 0 0 5734 CKX Inc - Cash Merger COM 12562m106 0 17075 SH SOLE 0 0 17075 Comcast Corp COM 20030N101 1073 18496 SH SOLE 0 0 18496 Comcast Corp New Cl A Spl COM 20030N200 13225 229740 SH SOLE 0 0 229740 Costco Wholesale Crp Del COM 22160k105 285 2011 SH SOLE 0 0 2011 Dominion Res Inc. New Va COM 25746u109 523 6807 SH SOLE 0 0 6807 Du Pont E I De Nemours COM 263534109 557 7533 SH SOLE 0 0 7533 Duke Energy Corp New COM 26441c204 2573 30803 SH SOLE 0 0 30803 E M C Corporation Mass COM 268648102 203 6812 SH SOLE 0 0 6812 Ecolab Inc. COM 278865100 230 2197 SH SOLE 0 0 2197 Exxon Mobil Corp COM 30231G102 2042 22084 SH SOLE 0 0 22084 Fifth Street Senior Floating R COM XXXXXXXXX 257 25100 SH SOLE 0 0 25100 First Niagra Financial Group I COM 33582v108 90 10697 SH SOLE 0 0 10697 General Electric COM 369604103 928 36717 SH SOLE 0 0 36717 Globus Medical, Inc COM 379577208 15644 658122 SH SOLE 0 0 658122 Goldman Sachs Group Inc. COM 38141G104 242 1247 SH SOLE 0 0 1247 Google Inc. Cl A COM 38259P508 354 672 SH SOLE 0 0 672 Home Depot Inc. COM 437076102 437 4166 SH SOLE 0 0 4166 Industrial and Commercial Bank COM XXXXXXXXX 26 35140 SH SOLE 0 0 35140 Intel Corp COM 458140100 363 10007 SH SOLE 0 0 10007 International Dispensing Corp COM 459407102 19 49500 SH SOLE 0 0 49500 Johnson And Johnson Com COM 478160104 729 6971 SH SOLE 0 0 6971 JP Morgan Chase & Co COM 46625H100 349 5576 SH SOLE 0 0 5576 Kimberly Clark COM 494368103 316 2732 SH SOLE 0 0 2732 Kingsway Financial Services In COM 496904202 214 38500 SH SOLE 0 0 38500 Kohlberg Kravis Roberts & Co COM XXXXXXXXX 580 25000 SH SOLE 0 0 25000 Kraft Foods Group Inc COM 50076q106 600 9581 SH SOLE 0 0 9581 Lorillard, Inc. COM 544147101 237 3760 SH SOLE 0 0 3760 Malvern Bancorp, Inc. COM 561409103 169 14000 SH SOLE 0 0 14000 MannKind Corp COM XXXXXXXXX 2924 560615 SH SOLE 0 0 560615 Merck & Co Inc. COM 58933y105 564 9934 SH SOLE 0 0 9934 Metlife Inc. Com COM 59156r108 539 9962 SH SOLE 0 0 9962 Microsoft Corp COM 594918104 667 14365 SH SOLE 0 0 14365 Mondelez International, Inc. COM 609207105 1043 28714 SH SOLE 0 0 28714 Nestle SA COM 641069406 365 5000 SH SOLE 0 0 5000 New Media Investment Group Inc COM XXXXXXXXX 733 31000 SH SOLE 0 0 31000 New Senior Investment Group In COM XXXXXXXXX 335 20383 SH SOLE 0 0 20383 Newcastle Investment Corp COM 65105m504 92 20383 SH SOLE 0 0 20383 NextEra Energy, Inc. COM 302571104 6692 62963 SH SOLE 0 0 62963 Nippon Steel & Sumitomo Metal COM XXXXXXXXX 28 11116 SH SOLE 0 0 11116 NorthStar Asset Management Gro COM XXXXXXXXX 451 20000 SH SOLE 0 0 20000 Northstar Realty Fin Cp COM 66704r100 352 20000 SH SOLE 0 0 20000 Nutrisystem, Inc COM XXXXXXXXX 196 10000 SH SOLE 0 0 10000 OFS Capital Corporation COM XXXXXXXXX 270 22881 SH SOLE 0 0 22881 Philip Morris Intl Inc. COM 718172109 4443 54545 SH SOLE 0 0 54545 PowerShares KBW Bank COM 73937B746 541 14167 SH SOLE 0 0 14167 Procter & Gamble Co COM 742718109 696 7640 SH SOLE 0 0 7640 PT Indofood Sukses Makmur TBK COM XXXXXXXXX 18 34135 SH SOLE 0 0 34135 Raytheon Co Delaware New COM 755111507 270 2495 SH SOLE 0 0 2495 Redwood Trust Inc. Reit COM 758075402 591 30000 SH SOLE 0 0 30000 Republic Services Inc. COM 760759100 2941 73062 SH SOLE 0 0 73062 Rubicon Technology, Inc COM 78112T107 379 83000 SH SOLE 0 0 83000 Santander Consumer USA COM 80283M101 1961 100000 SH SOLE 0 0 100000 Schlumberger LTD COM 806857108 482 5648 SH SOLE 0 0 5648 Skinny Nutritional Corp COM 830695102 0 50200 SH SOLE 0 0 50200 SPDR Tr Unit Ser 1 COM 78462F103 6064 29502 SH SOLE 0 0 29502 Spectra Energy Corp COM 847560109 1754 48322 SH SOLE 0 0 48322 Sun Bancorp Inc NJ COM 86663b201 295 15204 SH SOLE 0 0 15204 Team Health Holdings, Inc. COM 87817a107 1329 23108 SH SOLE 0 0 23108 The Blackstone Group L.P. COM 09253U108 1712 50620 SH SOLE 0 0 50620 Time Warner Inc. New COM XXXXXXXXX 346 4045 SH SOLE 0 0 4045 Travelers Cos Inc. COM 89417e109 277 2613 SH SOLE 0 0 2613 Union Pacific Corp COM 907818108 383 3214 SH SOLE 0 0 3214 United Industrial Ord F COM v93768105 58 22901 SH SOLE 0 0 22901 United Parcel Svc Cl B COM 911312106 336 3024 SH SOLE 0 0 3024 Verizon Communications Inc. COM 92343v104 1367 29216 SH SOLE 0 0 29216 Vodafone Group PLC ADR COM 92857w308 2266 66316 SH SOLE 0 0 66316 Wal-Mart Stores Inc. COM 931142103 580 6752 SH SOLE 0 0 6752 Waste Management Inc. COM 94106L109 201 3909 SH SOLE 0 0 3909 Wells Fargo Company COM 949746101 5297 96628 SH SOLE 0 0 96628 Wisconsin Energy Corp COM 976657106 249 4723 SH SOLE 0 0 4723