-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JOcxWQwBa9BvaQJXTLX796OSagOVQamIxWoxY85YDrzVsIqllGbepidz7PXZeOND FkbZDFav/qHTbYiRUl6U5g== 0001322311-09-000006.txt : 20091013 0001322311-09-000006.hdr.sgml : 20091012 20091013163927 ACCESSION NUMBER: 0001322311-09-000006 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Resolute Energy Corp CENTRAL INDEX KEY: 0001469510 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85025 FILM NUMBER: 091117325 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY STREET 2: SUITE 1950 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-573-4886 MAIL ADDRESS: STREET 1: 1675 BROADWAY STREET 2: SUITE 1950 CITY: DENVER STATE: CO ZIP: 80202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH ENERGY FUND LP CENTRAL INDEX KEY: 0001322311 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 180 NORTH STETSON STREET 2: SUITE 5500 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 NORTH STETSON STREET 2: SUITE 5500 CITY: CHICAGO STATE: IL ZIP: 60611 SC 13G 1 ren13g1501.txt SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. __________) Resolute Energy Corporation - ------------------------------------------------------------------ (Name of Issuer) Common Stock - ------------------------------------------------------------------ (Title of Class of Securities) 76116A108 - ------------------------------------------------------------------ (CUSIP Number) September 25, 2009 - ------------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [x] Rule 13d-1 (c) [ ] Rule 13d-1 (d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes.) CUSIP NO. 76116A108 13G 1 Name of Reporting Person / IRS Identification Number: Advisory Research Energy Fund, L.P. / 20-2354375 - ------------------------------------------------------------------ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] - ------------------------------------------------------------------ 3 SEC Use Only - ------------------------------------------------------------------ 4 Citizenship or Place of Organization Illinois - ------------------------------------------------------------------ Number of 5 Sole Voting Power Shares 0 Shares ----------------------------------------------- Beneficially 6 Shared Voting Power Owned By 4,216,566 Shares* ----------------------------------------------- Each 7 Sole Dispositive Power Reporting 0 Shares ----------------------------------------------- Person 8 Shared Dispositive Power With 4,216,566 Shares* - ------------------------------------------------------------------ 9 Aggregate Amount Beneficially Owned by Each Reporting Person 4,216,566 Shares* - ------------------------------------------------------------------ 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - ------------------------------------------------------------------ 11 Percent of Class Represented by Amount in Row (9) 7.51% - ------------------------------------------------------------------ 12 Type of Reporting Person PN - ------------------------------------------------------------------ * Includes 2,966,566 shares underlying currently exercisable warrants. Item 1 (a) Name of Issuer: Resolute Energy Corporation Item 1 (b) Name of Issuer's Principal Executive Offices: 1675 Broadway, Suite 1950 Denver, Colorado 80202 Item 2 (a) Person Filing: Advisory Research Energy Fund, L.P. Item 2 (b) Address: 180 North Stetson St., Suite 5500 Chicago, IL 60601 Item 2 (c) Citizenship: Advisory Research Energy Fund, L.P. is an Illinois Limited Partnership Item 2 (d) Title of Class of Securities: Common Stock Item 2 (e) CUSIP Number: 76116A108 Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [ ] Investment Advisor in accordance with section 240.13d-1(b)(1)(ii)(E) (f) [ ] Employee Benefit Plan or Endowment Fund in accordance with section 240.13d-1(b) (1)(ii)(F) (g) [ ] Parent Holding Company or Control Person in accordance with section 13d-1(b) (1)(ii)(G) (h) [ ] A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 Item 4 Ownership (a) Amount Beneficially Owned: Advisory Research Energy Fund, L.P. 4,216,566 Shares* (b) Percent of Class 7.51% (c) Number of shares as to which reporting person has: (i) Sole Voting Power 0 Shares (ii) Shared Voting Power 4,216,566 Shares* (iii) Sole Dispositive Power 0 Shares (iv) Shared Dispositive Power 4,216,566 Shares* * Includes 2,966,566 shares underlying currently exercisable warrants. The securities reported herein were acquired by the reporting person pursuant to a business combination transaction by and among the Issuer, Hicks Acquisition Company I, Inc. ('Hicks') and certain other entities, which was closed on September 25, 2009. Prior to the closing of this transaction, the reporting persons held more than 5 percent of a class of voting equity securities of Hicks, and had reported such holding on a Schedule 13G dated September 21, 2009. Item 5 Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ] Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security being Reported on by the Parent Holding Company: Not Applicable Item 8 Identification and Classification if Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 10/13/2009 ---------------------------------- Date ADVISORY RESEARCH ENERGY FUND, L.P. By: Advisory Research, Inc. its General Partner /s/ Brien M. O'Brien ---------------------------------- Signature Brien M. O'Brien, Chairman & CEO ---------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----