0001209191-15-046310.txt : 20150522 0001209191-15-046310.hdr.sgml : 20150522 20150522182447 ACCESSION NUMBER: 0001209191-15-046310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150520 FILED AS OF DATE: 20150522 DATE AS OF CHANGE: 20150522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arcadia Biosciences, Inc. CENTRAL INDEX KEY: 0001469443 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 810571538 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 202 COUSTEAU PLACE STREET 2: SUITE 200 CITY: DAVIS STATE: X1 ZIP: 95618 BUSINESS PHONE: 602-429-0476 MAIL ADDRESS: STREET 1: 4222 E. THOMAS RD STREET 2: SUITE 245 CITY: PHOENIX STATE: X1 ZIP: 85018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gujadhur Sheokumar CENTRAL INDEX KEY: 0001642125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37383 FILM NUMBER: 15887740 MAIL ADDRESS: STREET 1: C/O GFIN CORPORATE SERVICES LTD STREET 2: 9TH FLOOR, ORANGE TOWER CITY: CYBERCITY, EBENE STATE: O4 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gujadhur Tej CENTRAL INDEX KEY: 0001642124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37383 FILM NUMBER: 15887741 MAIL ADDRESS: STREET 1: C/O GFIN CORPORATE SERVICES LTD STREET 2: 9TH FLOOR, ORANGE TOWER CITY: CYBERCITY, EBENE STATE: O4 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Redfern Dominic CENTRAL INDEX KEY: 0001536904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37383 FILM NUMBER: 15887742 MAIL ADDRESS: STREET 1: C/O ALTIMA PARTNERS LLP STREET 2: 23 SAVILE ROW, 6TH FLOOR CITY: LONDON STATE: X0 ZIP: W1S 2ET REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mandala Agribusiness Fund CENTRAL INDEX KEY: 0001591836 STATE OF INCORPORATION: O4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37383 FILM NUMBER: 15887743 BUSINESS ADDRESS: STREET 1: C/O GFIN CORPORATE SERVICES LTD. STREET 2: 9TH FLOOR, ORANGE TOWER CITY: CYBERCITY, EBENE STATE: O4 ZIP: 00000 BUSINESS PHONE: 230-404-3900 MAIL ADDRESS: STREET 1: C/O GFIN CORPORATE SERVICES LTD. STREET 2: 9TH FLOOR, ORANGE TOWER CITY: CYBERCITY, EBENE STATE: O4 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mandala Agribusiness Co-Investments I Ltd CENTRAL INDEX KEY: 0001642120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37383 FILM NUMBER: 15887744 BUSINESS ADDRESS: STREET 1: C/O GFIN CORPORATE SERVICES LTD. STREET 2: 9TH FLOOR, ORANGE TOWER CITY: CYBERCITY, EBENE STATE: O4 ZIP: 00000 BUSINESS PHONE: 230 404 3900 MAIL ADDRESS: STREET 1: C/O GFIN CORPORATE SERVICES LTD. STREET 2: 9TH FLOOR, ORANGE TOWER CITY: CYBERCITY, EBENE STATE: O4 ZIP: 00000 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-20 0 0001469443 Arcadia Biosciences, Inc. RKDA 0001642120 Mandala Agribusiness Co-Investments I Ltd C/O GFIN CORPORATE SERVICES LTD. 9TH FLOOR, ORANGE TOWER CYBERCITY, EBENE O4 MAURITIUS 0 0 1 0 0001591836 Mandala Agribusiness Fund C/O GFIN CORPORATE SERVICES LTD. 9TH FLOOR, ORANGE TOWER CYBERCITY, EBENE O4 MAURITIUS 0 0 1 0 0001536904 Redfern Dominic C/O GFIN CORPORATE SERVICES LTD. 9TH FLOOR, ORANGE TOWER CYBERCITY, EBENE O4 MAURITIUS 0 0 1 0 0001642124 Gujadhur Tej C/O GFIN CORPORATE SERVICES LTD. 9TH FLOOR, ORANGE TOWER CYBERCITY, EBENE O4 MAURITIUS 0 0 1 0 0001642125 Gujadhur Sheokumar C/O GFIN CORPORATE SERVICES LTD. 9TH FLOOR, ORANGE TOWER CYBERCITY, EBENE O4 MAURITIUS 0 0 1 0 Common Stock 2015-05-20 4 C 0 8705808 A 8705808 D Common Stock 2015-05-20 4 P 0 375000 8.00 A 9080808 I By Mandala Capital AG Limited Series D Convertible Preferred Stock 2015-05-20 4 C 0 8918750 0.00 D Common Stock 8705808 0 D The Series D Preferred Stock converted into Arcadia Biosciences, Inc. common stock on a conversion ratio of one share of common stock for approximately every 1.0245 shares of preferred stock upon the closing of the issuer's initial public offering of common stock, and had no expiration date. The conversion ratio reflected an adjustment due to the issuer's 1-for-4 reverse stock split effected on May 8, 2015. The Series D preferred stock which converted into Arcadia Biosciences, Inc. common stock is held by Mandala Agribusiness Co-Investments I Limited. Dominic Redfern, Tej Gujadhur and Sheokumar Gujadhur are members of the board of Mandala Agribusiness Fund, which exercises shared voting and investment power over the shares owned by Mandala Agribusiness Co-Investments I Limited. Dominic Redfern, Tej Gujadhur and Sheokumar Gujadhur disclaim beneficial ownership of all securities listed herein, except to the extent of their respective pecuniary interests therein. /s/ Tej Gujadhur - as Director of Mandala Agribusiness Co-Investments I Limited 2015-05-22 /s/ Tej Gujadhur - as Director of Mandala Agribusiness Fund 2015-05-22 /s/ Tej Gujadhur 2015-05-22 /s/ Sheokumar Gujadhur 2015-05-22 /s/ Dominic Redfern 2015-05-22