0001209191-15-046310.txt : 20150522
0001209191-15-046310.hdr.sgml : 20150522
20150522182447
ACCESSION NUMBER: 0001209191-15-046310
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150520
FILED AS OF DATE: 20150522
DATE AS OF CHANGE: 20150522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arcadia Biosciences, Inc.
CENTRAL INDEX KEY: 0001469443
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 810571538
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 202 COUSTEAU PLACE
STREET 2: SUITE 200
CITY: DAVIS
STATE: X1
ZIP: 95618
BUSINESS PHONE: 602-429-0476
MAIL ADDRESS:
STREET 1: 4222 E. THOMAS RD
STREET 2: SUITE 245
CITY: PHOENIX
STATE: X1
ZIP: 85018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gujadhur Sheokumar
CENTRAL INDEX KEY: 0001642125
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37383
FILM NUMBER: 15887740
MAIL ADDRESS:
STREET 1: C/O GFIN CORPORATE SERVICES LTD
STREET 2: 9TH FLOOR, ORANGE TOWER
CITY: CYBERCITY, EBENE
STATE: O4
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gujadhur Tej
CENTRAL INDEX KEY: 0001642124
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37383
FILM NUMBER: 15887741
MAIL ADDRESS:
STREET 1: C/O GFIN CORPORATE SERVICES LTD
STREET 2: 9TH FLOOR, ORANGE TOWER
CITY: CYBERCITY, EBENE
STATE: O4
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Redfern Dominic
CENTRAL INDEX KEY: 0001536904
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37383
FILM NUMBER: 15887742
MAIL ADDRESS:
STREET 1: C/O ALTIMA PARTNERS LLP
STREET 2: 23 SAVILE ROW, 6TH FLOOR
CITY: LONDON
STATE: X0
ZIP: W1S 2ET
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mandala Agribusiness Fund
CENTRAL INDEX KEY: 0001591836
STATE OF INCORPORATION: O4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37383
FILM NUMBER: 15887743
BUSINESS ADDRESS:
STREET 1: C/O GFIN CORPORATE SERVICES LTD.
STREET 2: 9TH FLOOR, ORANGE TOWER
CITY: CYBERCITY, EBENE
STATE: O4
ZIP: 00000
BUSINESS PHONE: 230-404-3900
MAIL ADDRESS:
STREET 1: C/O GFIN CORPORATE SERVICES LTD.
STREET 2: 9TH FLOOR, ORANGE TOWER
CITY: CYBERCITY, EBENE
STATE: O4
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mandala Agribusiness Co-Investments I Ltd
CENTRAL INDEX KEY: 0001642120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37383
FILM NUMBER: 15887744
BUSINESS ADDRESS:
STREET 1: C/O GFIN CORPORATE SERVICES LTD.
STREET 2: 9TH FLOOR, ORANGE TOWER
CITY: CYBERCITY, EBENE
STATE: O4
ZIP: 00000
BUSINESS PHONE: 230 404 3900
MAIL ADDRESS:
STREET 1: C/O GFIN CORPORATE SERVICES LTD.
STREET 2: 9TH FLOOR, ORANGE TOWER
CITY: CYBERCITY, EBENE
STATE: O4
ZIP: 00000
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-20
0
0001469443
Arcadia Biosciences, Inc.
RKDA
0001642120
Mandala Agribusiness Co-Investments I Ltd
C/O GFIN CORPORATE SERVICES LTD.
9TH FLOOR, ORANGE TOWER
CYBERCITY, EBENE
O4
MAURITIUS
0
0
1
0
0001591836
Mandala Agribusiness Fund
C/O GFIN CORPORATE SERVICES LTD.
9TH FLOOR, ORANGE TOWER
CYBERCITY, EBENE
O4
MAURITIUS
0
0
1
0
0001536904
Redfern Dominic
C/O GFIN CORPORATE SERVICES LTD.
9TH FLOOR, ORANGE TOWER
CYBERCITY, EBENE
O4
MAURITIUS
0
0
1
0
0001642124
Gujadhur Tej
C/O GFIN CORPORATE SERVICES LTD.
9TH FLOOR, ORANGE TOWER
CYBERCITY, EBENE
O4
MAURITIUS
0
0
1
0
0001642125
Gujadhur Sheokumar
C/O GFIN CORPORATE SERVICES LTD.
9TH FLOOR, ORANGE TOWER
CYBERCITY, EBENE
O4
MAURITIUS
0
0
1
0
Common Stock
2015-05-20
4
C
0
8705808
A
8705808
D
Common Stock
2015-05-20
4
P
0
375000
8.00
A
9080808
I
By Mandala Capital AG Limited
Series D Convertible Preferred Stock
2015-05-20
4
C
0
8918750
0.00
D
Common Stock
8705808
0
D
The Series D Preferred Stock converted into Arcadia Biosciences, Inc. common stock on a conversion ratio of one share of common stock for approximately every 1.0245 shares of preferred stock upon the closing of the issuer's initial public offering of common stock, and had no expiration date. The conversion ratio reflected an adjustment due to the issuer's 1-for-4 reverse stock split effected on May 8, 2015.
The Series D preferred stock which converted into Arcadia Biosciences, Inc. common stock is held by Mandala Agribusiness Co-Investments I Limited. Dominic Redfern, Tej Gujadhur and Sheokumar Gujadhur are members of the board of Mandala Agribusiness Fund, which exercises shared voting and investment power over the shares owned by Mandala Agribusiness Co-Investments I Limited. Dominic Redfern, Tej Gujadhur and Sheokumar Gujadhur disclaim beneficial ownership of all securities listed herein, except to the extent of their respective pecuniary interests therein.
/s/ Tej Gujadhur - as Director of Mandala Agribusiness Co-Investments I Limited
2015-05-22
/s/ Tej Gujadhur - as Director of Mandala Agribusiness Fund
2015-05-22
/s/ Tej Gujadhur
2015-05-22
/s/ Sheokumar Gujadhur
2015-05-22
/s/ Dominic Redfern
2015-05-22