SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Wong Rich

(Last) (First) (Middle)
C/O ACCEL PARTNERS
428 UNIVERSITY AVENUE

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/04/2015
3. Issuer Name and Ticker or Trading Symbol
Sunrun Inc. [ RUN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 313,204 I Held by Accel X L.P.(1)
Common Stock 23,507 I Held by Accel X Strategic Partners L.P.(2)
Common Stock 12,574 I Held by Accel Investors 2009 L.L.C.(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock (4) (4) Common Stock 43,872 (4) I Held by Accel X L.P.(1)
Series A Preferred Stock (4) (4) Common Stock 3,292 (4) I Held by Accel X Strategic Partners L.P.(2)
Series A Preferred Stock (4) (4) Common Stock 1,761 (4) I Held by Accel Investors 2009 L.L.C.(3)
Series B Preferred Stock (5) (5) Common Stock 6,613,216 (5) I Held by Accel X L.P.(1)
Series B Preferred Stock (5) (5) Common Stock 496,342 (5) I Held by Accel X Strategic Partners L.P.(2)
Series B Preferred Stock (5) (5) Common Stock 265,502 (5) I Held by Accel Investors 2009 L.L.C.(3)
Series C Preferred Stock (6) (6) Common Stock 2,354,097 (6) I Held by Accel X L.P.(1)
Series C Preferred Stock (6) (6) Common Stock 176,681 (6) I Held by Accel X Strategic Partners L.P.(2)
Series C Preferred Stock (6) (6) Common Stock 94,510 (6) I Held by Accel Investors 2009 L.L.C.(3)
Series D Preferred Stock (7) (7) Common Stock 323,835 (7) I Held by Accel X L.P.(1)
Series D Preferred Stock (7) (7) Common Stock 24,305 (7) I Held by Accel X Strategic Partners L.P.(2)
Series D Preferred Stock (7) (7) Common Stock 13,001 (7) I Held by Accel Investors 2009 L.L.C.(3)
Series E Preferred Stock (8) (8) Common Stock 97,227 (8) I Held by Accel X L.P.(1)
Series E Preferred Stock (8) (8) Common Stock 7,297 (8) I Held by Accel X Strategic Partners L.P.(2)
Series E Preferred Stock (8) (8) Common Stock 3,903 (8) I Held by Accel Investors 2009 L.L.C.(3)
Explanation of Responses:
1. Accel X Associates L.L.C. ("A10A") is the General Partner of Accel X L.P. and has sole voting and investment power. Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of A10A and share such powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.
2. A10A is the General Partner of Accel X Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of A10A and share such powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.
3. Andrew G. Braccia, James W. Breyer, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, a director of the Issuer, are the Managing Members of Accel Investors 2009 L.L.C. and therefore share the voting and investment powers. Each Managing Member disclaims beneficial ownership except to the extent of his or her pecuniary interest therein.
4. The Series A Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series A Preferred Stock will be converted into shares of Common Stock.
5. The Series B Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series B Preferred Stock will be converted into shares of Common Stock.
6. The Series C Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series C Preferred Stock will be converted into shares of Common Stock.
7. The Series D Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series D Preferred Stock will be converted into shares of Common Stock.
8. The Series E Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series E Preferred Stock will be converted into shares of Common Stock.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Jay Maloney, Attorney-in-Fact 08/04/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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