SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Brown Stuart R

(Last) (First) (Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/20/2015
3. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BF'B ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common 158,242 D
Class B Common 31,156 D
Class B Common 1,293 I By Spouse
Class A Common 33,184 I Child-1 trust
Class B Common 8,619 I Child-1 trust
Class A Common 31,108 I Child-2 trust
Class B Common 7,062 I Child-2 trust
Class A Common 28,297 I Child-3 trust
Class B Common 5,187 I Child-3 trust
Class A Common 19,404 I Child-4 trust
Class B Common 6,789 I Child-4 trust
Class A Common 112,500 I Driftwood Partners
Class B Common 97,500 I Driftwood Partners
Class A Common 22,837 I First Ky Trust #2
Class B Common 21,000 I First Ky Trust #2
Class A Common 18,052 I Hedge Street Partners LLC
Class B Common 4,512 I Hedge Street Partners LLC
Class A Common 74,412 I Lyons Brown Children Trusts
Class A Common 4,033,032 I Olympus One, LLC
Class B Common 4,389,679 I Olympus One, LLC
Class A Common 31,302 I Trust u/w W.L. Lyons Brown, Sr. FBO W.L. Lyons Brown, Jr.
Class B Common 3,674 I Trust u/w W.L. Lyons Brown, Sr. FBO W.L. Lyons Brown, Jr.
Class A Common 50,418 I W. L. Lyons Brown Jr. 2012 Irrevocable Trust
Class B Common 11,649 I W. L. Lyons Brown Jr. 2012 Irrevocable Trust
Class A Common 153,403 I W. L. Lyons Brown, Jr. GRAT
Class B Common 218,050 I W. L. Lyons Brown, Jr. GRAT
Class A Common 430 I W.L. Lyons Brown, Jr. 2002 GRAT
Class B Common 1,129 I W.L. Lyons Brown, Jr. 2002 GRAT
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Stuart R. Brown Power of Attorney
Kelly A. Bowen, Attorney in Fact for Stuart R. Brown 05/29/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.