SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Hamel Matthew E

(Last) (First) (Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BF'B ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Gen Counsel and Secretary
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 04/30/2015 F 1,291(1) D $92.33(2) 7,591 D
Class B Common 4,685.752(3) I By 401k
Class A Common 480.5819(4) I DRIP
Class B Common 1,100.3395(5) I ESPP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right $33.65 05/01/2010 04/30/2017 Class B Common 15,159 15,159 D
Stock Appreciation Right $35.51 05/01/2011 04/30/2018 Class B Common 14,647 14,647 D
Stock Appreciation Right $27.05 05/01/2012 04/30/2019 Class B Common 29,998 29,998 D
Stock Appreciation Right $38.43 05/01/2013 04/30/2020 Class B Common 25,177 25,177 D
Stock Appreciation Right $46.4 05/01/2014 04/30/2021 Class B Common 23,942 23,942 D
Stock Appreciation Right $58.7 05/01/2015 04/30/2022 Class B Common 22,195 22,195 D
Stock Appreciation Right $72.42 05/01/2016 04/30/2023 Class B Common 16,847 16,847 D
Stock Appreciation Right $91.97 05/01/2017 04/30/2024 Class B Common 13,222 13,222 D
Explanation of Responses:
1. To satisfy withholding obligations associated with the July 28, 2011 grant of Class A common stock that vested on April 30, 2015, the reporting person surrendered 1,291 shares of Class A common stock.
2. The closing price of BF-A ($92.33) on April 30, 2015 was used to calculate the withholding obligation.
3. Number of shares acquired through the issuer's 401(k) plan as of April 13, 2015.
4. Number of shares acquired through the issuer's dividend reinvestment plan as of April 14, 2015.
5. Number of shares acquired through the issuer's employee stock purchase program as of April 14, 2015.
Kelly Bowen, Atty in Fact for Matthew E. Hamel 05/04/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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