SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Barzun Brooke Brown

(Last) (First) (Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BF'B ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 12/05/2013 G V 1,135 D $0.0000 206,246 I BBB Revocable Trust
Class A Common 12/05/2013 G V 1,135 A $0.0000 2,605 I Trust fbo Children
Class A Common 236,316 D
Class B Common 10,582 D
Class A Common 9,057 I BBB 2002 GRAT
Class A Common 9,813 I BBB 2010 GRAT
Class A Common 41,748 I BBB 2011 GRAT
Class B Common 17,250 I BBB Revocable Trust
Class A Common 2,500 I By Spouse
Class B Common 561 I By Spouse
Class A Common 98,964 I CLB Grandchildren Eq. Tr.
Class B Common 82,511 I CLB Grandchildren Eq. Tr.
Class A Common 18 I Eleanor Lee Trusts
Class B Common 12,895 I Eleanor Lee Trusts
Class A Common 740,610 I Guilford-Brown LP
Class A Common 60,273 I Hackberry 2007 LP
Class B Common 4,942 I Hackberry 2007 LP
Class A Common 150,000 I Hackberry 2010 LLC
Class A Common 79,545 I Hackberry II LP
Class B Common 19,885 I Hackberry II LP
Class A Common 101,320 I Hackberry Manor LP
Class B Common 25,329 I Hackberry Manor LP
Class B Common 546 I Hebe Exempt Trust
Class A Common 316,837 I Hebe Three Limited Partnership
Class B Common 215,284 I Hebe Three Limited Partnership
Class A Common 49,982 I Longview LP
Class B Common 21,749 I Longview LP
Class A Common 3,330,115 I Olympus Three LLC
Class B Common 6,703,641 I Olympus Three LLC
Class B Common 1,980 I Owsley Brown II IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
,Multiple Forms Submitted
Kelly A. Bowen, Atty in Fact for Brooke Brown Barzun 12/09/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.