0001225208-13-016062.txt : 20130711 0001225208-13-016062.hdr.sgml : 20130711 20130711121835 ACCESSION NUMBER: 0001225208-13-016062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130709 FILED AS OF DATE: 20130711 DATE AS OF CHANGE: 20130711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown J McCauley CENTRAL INDEX KEY: 0001351766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 13963395 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2013-07-09 0000014693 BROWN FORMAN CORP BF'B 0001351766 Brown J McCauley 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 Class A Common 2013-07-09 4 P 0 2000.0000 71.2500 A 11600.0000 I Williams Trust Class A Common 2013-07-10 4 P 0 1313.0000 72.0800 A 12913.0000 I Williams Trust Class A Common 5227.0000 D Class B Common 68290.0000 D Class B Common 6092.5220 I By 401k Class A Common 907663.0000 I By Brown Ventures, LLC Class B Common 124519.0000 I By Brown Ventures, LLC Class A Common 6282.0000 I By Children Class B Common 589.0000 I By Children Class A Common 107246.0000 I By JMB Irrev Trust Class A Common 176898.0000 I By MAE LLC Class B Common 11314.0000 I By Spouse Class A Common 6125.0000 I By Spouse Irrev Trust Class A Common 3925.0000 I By Spray Trust Class A Common 1000.0000 I Crummey Trust Class A Common 148439.0000 I GRAT Class A Common 71249.0000 I Spouse GRAT Restricted Stock Units 2014-04-30 Class B Common 917.0000 917.0000 D Restricted Stock Units 2015-04-30 Class B Common 778.0000 778.0000 D Restricted Stock Units 2016-04-30 Class B Common 254.0000 254.0000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $70.92 to $71.62, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $71.45 to $72.43, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) of this Form 4. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of June 28, 2013. Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014. The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015. The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016. Kelly Bowen, Attorney in Fact for J. McCauley Brown 2013-07-10