0001225208-13-014697.txt : 20130621 0001225208-13-014697.hdr.sgml : 20130621 20130621145254 ACCESSION NUMBER: 0001225208-13-014697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130619 FILED AS OF DATE: 20130621 DATE AS OF CHANGE: 20130621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown George Garvin IV CENTRAL INDEX KEY: 0001362478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 13926758 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml X0306 4 2013-06-19 0000014693 BROWN FORMAN CORP BF'B 0001362478 Brown George Garvin IV 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 1 Executive Vice President Class A Common 2013-06-19 4 P 0 680.0000 72.0000 A 6628.0000 I Crummey Trust Class A Common 180000.0000 D Class B Common 222933.0000 D Class A Common 5090.0000 I 2010 GRAT Class B Common 17418.0000 I 2010 GRAT Class A Common 44000.0000 I 2012 GRAT Class B Common 11640.1630 I By 401k Class A Common 21.0000 I By G. Garvin Brown III Estate Class B Common 2746.0000 I By G. Garvin Brown III Estate Class A Common 4146.0000 I By Spouse Class A Common 3963535.0000 I CBGB-2 LP Class B Common 540883.0000 I CBGB-2 LP Class B Common 2269.0000 I Crummey Trust Class B Common 78300.0000 I GGB4 2010 #1 LP Class A Common 529554.0000 I GGB4 2010#1 LLC Class A Common 603232.0000 I GGB4 2012 LP Class B Common 28843.0000 I GGB4 2012 LP Non-Qualified Stock Option (right to buy) 22.4900 2007-05-01 2014-04-30 Class B Common 3089.0000 3089.0000 D Restricted Stock Units 2014-04-30 Class B Common 882.0000 882.0000 D Restricted Stock Units 2015-04-30 Class B Common 3312.0000 3312.0000 D Restricted Stock Units 2016-04-30 Class B Common 3124.0000 3124.0000 D Stock Appreciation Right 28.5800 2008-05-01 2015-04-30 Class B Common 1068.0000 1068.0000 D Stock Appreciation Right 34.9500 2009-05-01 2016-04-30 Class B Common 1467.0000 1467.0000 D Stock Appreciation Right 33.7600 2010-05-01 2017-04-30 Class B Common 1679.0000 1679.0000 D Stock Appreciation Right 35.5100 2011-05-01 2018-04-30 Class B Common 1542.0000 1542.0000 D Stock Appreciation Right 27.0500 2012-05-01 2019-04-30 Class B Common 4714.0000 4714.0000 D Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The restricted stock units vest April 30, 2014. The restricted stock units vest April 30, 2015. Title of security has been corrected to reflect that the reporting person was issued restricted stock units rather than deferred stock units. The restricted stock units vest April 30, 2016. garvinbrownpoa.txt Kelly Bowen, Atty. in Fact for George Garvin Brown IV 2013-06-21 EX-24 2 garvinbrownpoa.txt POWER OFATTORNEY The undersigned does hereby constitute and appoint each of Holli H. Lewis, Kelly A. Bowen, Laura H. Pulliam, and Tennia Y. Hill, signing singly, the undersigned's true and lawful attorney-in-fact to: I. prepare, execute and file, fur and on behalf of the undersigned, Form ID, Forms 3, 4 and S (including amendments thereto) in accordance with Section !6(a) of the Securities Exchange Act of 1934 (the "Act") and the rules thereunder, and Schedules 130 and 130 (including amendments thereto) in accordance with Sections 13(d) and l 3(g) of the Act and the rules thereunder; 2. do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to prepare and execute any such Form 3, 4 or 5 (including amendments thereto) or Schedule 130 or 13G (including amendments thereto) and timely file that Form or Schedule with the United States Securities and Exchange Commission and any stock exchange or similar authority, and provide a copy as required by law or advisable to such persons as the attorney-in-fact deems appropriate; end 3. take any other action of any type whatsoever in connection with the foregoing the in the opinion of the attorney- in-fact, may be of benefit to, in the best interest of, or legally required of the undersigned, it boing understood that the documents executed by the attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shell contain such terms and conditions as the attorney-in-fact may approve in the attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that the attorney-in-fact, or the attorney-in- fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fac and their substitutes, in serving in sueh capacity at the request of the undersigned, are not assuming, nor is Brown-Forman Corporation (the "Corporation") assuming, (i) any of the undersigned's responsibilities to comply with Section 16 or Sections 13(d) or l3(g) of the Act or (ii) any liability of the undersigned for failure to comply with such requirements. This Power of Attorney does not relieve the undersigned from the undersigned's obligations to comply with the requirements of the Act including without limitation the reporting requirements under Section 16 or Sections 13(d) or 13(g) thereunder. The undersigned agrees that each such attorney-in-fact may rely entirely on information furnished orally or in writing by or at the direction of the undersigned to the attorney-in-fact This Power of Attorney shall remain in full force and effect until tho undersigned is no longer required to file Forms 3, 4 and 5 and Schedules 130 and 130 with respect to the undersigned's holdings of and transactions in securities issued by the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys in fact. This Power of Attorney does not revoke any other power of attorney that the undersigned has previously granted. In WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1" day of May, 2013. Signature: /s/ Paul Varga Print Name