0001225208-13-014697.txt : 20130621
0001225208-13-014697.hdr.sgml : 20130621
20130621145254
ACCESSION NUMBER: 0001225208-13-014697
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130619
FILED AS OF DATE: 20130621
DATE AS OF CHANGE: 20130621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown George Garvin IV
CENTRAL INDEX KEY: 0001362478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 13926758
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
doc4.xml
X0306
4
2013-06-19
0000014693
BROWN FORMAN CORP
BF'B
0001362478
Brown George Garvin IV
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
1
Executive Vice President
Class A Common
2013-06-19
4
P
0
680.0000
72.0000
A
6628.0000
I
Crummey Trust
Class A Common
180000.0000
D
Class B Common
222933.0000
D
Class A Common
5090.0000
I
2010 GRAT
Class B Common
17418.0000
I
2010 GRAT
Class A Common
44000.0000
I
2012 GRAT
Class B Common
11640.1630
I
By 401k
Class A Common
21.0000
I
By G. Garvin Brown III Estate
Class B Common
2746.0000
I
By G. Garvin Brown III Estate
Class A Common
4146.0000
I
By Spouse
Class A Common
3963535.0000
I
CBGB-2 LP
Class B Common
540883.0000
I
CBGB-2 LP
Class B Common
2269.0000
I
Crummey Trust
Class B Common
78300.0000
I
GGB4 2010 #1 LP
Class A Common
529554.0000
I
GGB4 2010#1 LLC
Class A Common
603232.0000
I
GGB4 2012 LP
Class B Common
28843.0000
I
GGB4 2012 LP
Non-Qualified Stock Option (right to buy)
22.4900
2007-05-01
2014-04-30
Class B Common
3089.0000
3089.0000
D
Restricted Stock Units
2014-04-30
Class B Common
882.0000
882.0000
D
Restricted Stock Units
2015-04-30
Class B Common
3312.0000
3312.0000
D
Restricted Stock Units
2016-04-30
Class B Common
3124.0000
3124.0000
D
Stock Appreciation Right
28.5800
2008-05-01
2015-04-30
Class B Common
1068.0000
1068.0000
D
Stock Appreciation Right
34.9500
2009-05-01
2016-04-30
Class B Common
1467.0000
1467.0000
D
Stock Appreciation Right
33.7600
2010-05-01
2017-04-30
Class B Common
1679.0000
1679.0000
D
Stock Appreciation Right
35.5100
2011-05-01
2018-04-30
Class B Common
1542.0000
1542.0000
D
Stock Appreciation Right
27.0500
2012-05-01
2019-04-30
Class B Common
4714.0000
4714.0000
D
Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The restricted stock units vest April 30, 2014.
The restricted stock units vest April 30, 2015.
Title of security has been corrected to reflect that the reporting person was issued restricted stock units rather than deferred stock units.
The restricted stock units vest April 30, 2016.
garvinbrownpoa.txt
Kelly Bowen, Atty. in Fact for George Garvin Brown IV
2013-06-21
EX-24
2
garvinbrownpoa.txt
POWER OFATTORNEY
The undersigned does hereby constitute and appoint each of Holli H. Lewis, Kelly
A. Bowen, Laura H. Pulliam, and Tennia Y. Hill, signing singly, the
undersigned's true and lawful attorney-in-fact to:
I. prepare, execute and file, fur and on behalf of the undersigned, Form ID,
Forms 3, 4 and S (including amendments thereto) in accordance with Section
!6(a) of the Securities Exchange Act of 1934 (the "Act") and the rules
thereunder, and Schedules 130 and 130 (including amendments thereto) in
accordance with Sections 13(d) and l 3(g) of the Act and the rules thereunder;
2. do and perform any and all acts for and on behalf of the undersigned that may
be necessary or desirable to prepare and execute any such Form 3, 4 or
5 (including amendments thereto) or Schedule 130 or 13G (including
amendments thereto) and timely file that Form or Schedule with the United
States Securities and Exchange Commission and any stock exchange or similar
authority, and provide a copy as required by law or advisable to such persons as
the attorney-in-fact deems appropriate; end
3. take any other action of any type whatsoever in connection with the foregoing
the in the opinion of the attorney- in-fact, may be of benefit to, in the best
interest of, or legally required of the undersigned, it boing understood that
the documents executed by the attorney-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in such form and shell contain such
terms and conditions as the attorney-in-fact may approve in the
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that the attorney-in-fact, or the
attorney-in- fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein
granted.
The undersigned acknowledges that the foregoing attorneys-in-fac and their
substitutes, in serving in sueh capacity at the request of the undersigned, are
not assuming, nor is Brown-Forman Corporation (the "Corporation") assuming, (i)
any of the undersigned's responsibilities to comply with Section 16 or Sections
13(d) or l3(g) of the Act or (ii) any liability of the undersigned for failure
to comply with such requirements. This Power of Attorney does not relieve the
undersigned from the undersigned's obligations to comply with the requirements
of the Act including without limitation the reporting requirements under Section
16 or Sections 13(d) or 13(g) thereunder. The undersigned agrees that each
such attorney-in-fact may rely entirely on information furnished orally or in
writing by or at the direction of the undersigned to the attorney-in-fact
This Power of Attorney shall remain in full force and effect until tho
undersigned is no longer required to file Forms 3,
4 and 5 and Schedules 130 and 130 with respect to the undersigned's holdings of
and transactions in securities issued by the Corporation, unless earlier revoked
by the undersigned in a signed writing delivered to the foregoing attorneys in
fact. This Power of Attorney does not revoke any other power of attorney that
the undersigned has previously granted.
In WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 1" day of May, 2013.
Signature:
/s/ Paul Varga
Print Name