SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Joy Catherine Frazier

(Last)

(First)

(Middle)

850 DIXIE HIGHWAY

(Street)

LOUISVILLE

40210

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/18/2012

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common	12/18/2012		G	V	10,000	A	$0	10,000	I	Alexander Joy
Class A Common	12/18/2012		G	V	5,000	A	$0	5,000	I	Christopher Joy
Class A Common	12/18/2012		G	V	22,000	A	$0	22,000	I	Caitlin Joy
Class A Common	12/18/2012		G	V	16,000	A	$0	16,000	I	Charles Joy
Class A Common								190,326⁽¹⁾	D
Class A Common								23,184⁽²⁾	I	Spouse
Class A Common								5,922⁽³⁾	I	Caitlin Joy UTMA
Class A Common								10,548⁽⁴⁾	I	Charles Joy UTMA
Class A Common								22,824⁽⁵⁾	I	Christopher Joy UTMA
Class A Common								15,633⁽⁶⁾	I	Alexander Joy UTMA
Class A Common								8,480,881⁽⁷⁾	I	Avish Agincourt, LLC
Class A Common								56,334⁽⁸⁾	I	Annsley Thornton Trust
Class B Common								489,549⁽⁹⁾	D
Class B Common								30,726⁽¹⁰⁾	I	Spouse
Class B Common								4,893⁽¹¹⁾	I	Caitlin Joy UTMA
Class B Common								8,895⁽¹²⁾	I	Charles Joy UTMA
Class B Common								20,773⁽¹³⁾	I	Christopher Joy UTMA
Class B Common								13,125⁽¹⁴⁾	I	Alexander Joy UTMA
Class B Common								4,756,912⁽¹⁵⁾	I	Avish Agincourt, LLC
Class B Common								41,046⁽¹⁶⁾	I	Annsley Thornton Trust
Class B Common								300⁽¹⁷⁾	I	Caitlin Joy IMA
Class B Common								300⁽¹⁷⁾	I	Charles Joy IMA
Class B Common								300⁽¹⁷⁾	I	Christopher Joy IMA
Class B Common								300⁽¹⁷⁾	I	Alexander Joy IMA
Class B Common								339⁽¹⁸⁾	I	C.F. Joy Irrev. Trust FBO Caitlin Joy
Class B Common								339⁽¹⁸⁾	I	C.F. Joy Irrev. Trust FBO Charles Joy
Class B Common								339⁽¹⁸⁾	I	C.F. Joy Irrev. Trust FBO Christopher Joy
Class B Common								339⁽¹⁸⁾	I	C.F. Joy Irrev. Trust FBO Alexander Joy

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 63,442 additional shares of Class A common stock.

2. Includes 7,728 additional Class A shares of common stock issued in the August stock split.

3. Includes 1,974 additional Class A shares of common stock issued in the August stock split.

4. Includes 3,516 additional Class A shares of common stock issued in the August stock split.

5. Includes 7,608 additional Class A shares of common stock issued in the August stock split.

6. Includes 5,211 additional Class A shares of common stock issued in the August stock split.

7. Includes 2,826,960 additional Class A shares of common stock issued in the August stock split. The undersigned disclaims beneficial ownership of shares held by all entities set forth in this form except to the extent of her pecuniary interest therein.

8. Includes 18,778 additional Class A shares of common stock issued in the August stock split.

9. Includes 163,183 additional Class B shares of common stock issued in the August stock split.

10. Includes 10,242 additional Class B shares of common stock issued in the August stock split.

11. Includes 1,631 additional Class B shares of common stock issued in the August stock split.

12. Includes 2,965 additional Class B shares of common stock issued in the August stock split.

13. Includes 6,924 additional Class B shares of common stock issued in the August stock split.

14. Includes 4,375 additional Class B shares of common stock issued in the August stock split.

15. Includes 1,795,162 additional Class B shares of common stock issued in the August stock split. Also updated to reflect redemptions of other LLC members that did not change the reporting person's pecuniary interest.

16. Includes 13,682 additional Class B shares of common stock issued in the August stock split.

17. Includes 100 additional Class B shares of common stock issued in the August stock split.

18. Includes 105 additional Class B shares of common stock issued in the August stock split. Also updated to reflect dividend reinvestment.

	Laura H. Pulliam, Attorney in Fact for Catherine Frazier Joy	04/12/2013
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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