FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/29/2012 |
3. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common | 157,404 | D | |
Class A Common | 1,667 | I | Spouse |
Class A Common | 178,666 | I | BBB Revocable Trust |
Class A Common | 67,547 | I | Hackberry Manor LP |
Class A Common | 53,030 | I | Hackberry II LP |
Class A Common | 40,182 | I | Hackberry 2007 LP |
Class A Common | 100,000 | I | Hackberry 2010 LLC |
Class A Common | 12 | I | Eleanor Lee Trusts |
Class A Common | 211,224.75 | I | Hebe Limited Partnership |
Class A Common | 5,725 | I | Driftwood Holdings Three, LLC |
Class A Common | 8,709 | I | Woodford Partners Kentucky, LLC |
Class A Common | 32,838 | I | Longview Charitable LP |
Class A Common | 45,143 | I | Trust fbo Owsley Brown III |
Class A Common | 3,136 | I | Trust fbo child |
Class A Common | 5,679 | I | Trust fbo child |
Class A Common | 5,679 | I | Trust fbo child |
Class A Common | 980 | I | Trust fbo children |
Class A Common | 493,740 | I | Guilford-Brown LP |
Class A Common | 13,626 | I | Trust fbo Brooke Barzun |
Class A Common | 2,220,077 | I | Olympus Three LLC |
Class B Common | 83,226 | D | |
Class B Common | 237 | I | Spouse |
Class B Common | 33,178 | I | BBB Revocable Trust |
Class B Common | 16,886 | I | Hackberry Manor LP |
Class B Common | 13,257 | I | Hackberry II LP |
Class B Common | 3,295 | I | Hackberry 2007 LP |
Class B Common | 125 | I | UTMA |
Class B Common | 375 | I | UTMA |
Class B Common | 375 | I | UTMA |
Class B Common | 1,320 | I | Owsley Brown II IRA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks: |
The reporting person disclaims beneficial ownership of indirectly held shares except to the extent of her pecuniary interest therein. |
Diane M. Barhorst, Atty in Fact for Brooke Brown Barzun | 05/09/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |