0001398344-11-002410.txt : 20111026
0001398344-11-002410.hdr.sgml : 20111026
20111026152843
ACCESSION NUMBER: 0001398344-11-002410
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111026
DATE AS OF CHANGE: 20111026
EFFECTIVENESS DATE: 20111026
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: YHB Investment Advisors, Inc.
CENTRAL INDEX KEY: 0001469219
IRS NUMBER: 061283359
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13567
FILM NUMBER: 111158990
BUSINESS ADDRESS:
STREET 1: 29 SOUTH MAIN ST., STE. 306
CITY: WEST HARTFORD
STATE: CT
ZIP: 06107-2417
BUSINESS PHONE: 860-561-7050
MAIL ADDRESS:
STREET 1: 29 SOUTH MAIN ST., STE. 306
CITY: WEST HARTFORD
STATE: CT
ZIP: 06107-2417
13F-HR
1
fp0003632_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [X]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: YHB Investment Advisors, Inc.
Address: 29 South Main St., Ste. 306
West Hartford, CT 06107-2417
Form 13F File Number: 028-13567
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark W. Everette
Title: CEO and Senior Portfolio Manager
Phone: 860.561.7050
Signature, Place, and Date of Signing:
/s/ Mark W. Everette West Hartford, CT October 26, 2011
-------------------- ----------------- ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 163
-----------
Form 13F Information Table Value Total: $ 217,725
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------------- --------------- --------- ----------- -------------------- ---------- -------- -------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------------- --------------- --------- ----------- ----------- --- ---- ---------- -------- ------- ------ ----
3M CO COM 88579Y101 2,061 28,711 SH Sole 28,711
7 DAYS GROUP HLDGS LTD ADR 81783J101 300 23,695 SH Sole 23,695
ABB LTD SPONSORED ADR 000375204 1,286 75,271 SH Sole 75,271
ABBOTT LABS COM 002824100 550 10,746 SH Sole 10,746
ABIOMED INC COM 003654100 278 25,205 SH Sole 25,205
AECOM TECHNOLOGY CORP DELAWA COM 00766T100 1,234 69,833 SH Sole 69,833
AFLAC INC COM 001055102 606 17,330 SH Sole 17,330
AIR PRODS & CHEMS INC COM 009158106 749 9,804 SH Sole 9,804
ALLERGAN INC COM 018490102 1,022 12,403 SH Sole 12,403
ALPS ETF TR ALERIAN MLP 00162Q866 741 48,605 SH Sole 48,605
ALTERA CORP COM 021441100 1,268 40,200 SH Sole 40,200
AMAZON COM INC COM 023135106 319 1,475 SH Sole 1,475
AMERICAN EXPRESS CO COM 025816109 685 15,248 SH Sole 15,248
AMGEN INC COM 031162100 1,724 31,369 SH Sole 31,369
AMPHENOL CORP NEW CL A 032095101 598 14,665 SH Sole 14,665
ANADARKO PETE CORP COM 032511107 464 7,352 SH Sole 7,352
AON CORP COM 037389103 2,078 49,500 SH Sole 49,500
APACHE CORP COM 037411105 1,964 24,480 SH Sole 24,480
APPLE INC COM 037833100 4,833 12,678 SH Sole 12,678
AQUA AMERICA INC COM 03836W103 365 16,900 SH Sole 16,900
AT&T INC COM 00206R102 2,620 91,854 SH Sole 91,854
AUTOMATIC DATA PROCESSING IN COM 053015103 392 8,315 SH Sole 8,315
BAKER HUGHES INC COM 057224107 912 19,765 SH Sole 19,765
BERKLEY W R CORP COM 084423102 1,384 46,600 SH Sole 46,600
BERKSHIRE HATHAWAY INC DEL CL B 084670207 825 11,609 SH Sole 11,609
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 562 46,900 SH Sole 46,900
BRISTOL MYERS SQUIBB CO COM 110122108 1,581 50,374 SH Sole 50,374
CANADIAN NAT RES LTD COM 136385101 210 7,175 SH Sole 7,175
CAREFUSION CORP COM 14170T101 324 13,522 SH Sole 13,522
CELGENE CORP COM 151020104 2,368 38,239 SH Sole 38,239
CHEVRON CORP NEW COM 166764100 2,642 28,534 SH Sole 28,534
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 382 13,345 SH Sole 13,345
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 956 19,620 SH Sole 19,620
CHURCH & DWIGHT INC COM 171340102 844 19,101 SH Sole 19,101
CIMAREX ENERGY CO COM 171798101 2,418 43,406 SH Sole 43,406
CISCO SYS INC COM 17275R102 2,789 180,058 SH Sole 180,058
CITRIX SYS INC COM 177376100 292 5,355 SH Sole 5,355
CLEAN ENERGY FUELS CORP COM 184499101 203 37,240 SH Sole 37,240
CLEAN HARBORS INC COM 184496107 2,576 50,215 SH Sole 50,215
CME GROUP INC COM 12572Q105 1,499 6,083 SH Sole 6,083
COCA COLA CO COM 191216100 3,641 53,893 SH Sole 53,893
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,086 17,325 SH Sole 17,325
COLGATE PALMOLIVE CO COM 194162103 2,047 23,088 SH Sole 23,088
COMCAST CORP NEW CL A SPL 20030N200 2,072 100,150 SH Sole 100,150
CONOCOPHILLIPS COM 20825C104 1,403 22,158 SH Sole 22,158
COSTCO WHSL CORP NEW COM 22160K105 3,509 42,735 SH Sole 42,735
CSX CORP COM 126408103 389 20,851 SH Sole 20,851
CVS CAREMARK CORPORATION COM 126650100 2,937 87,435 SH Sole 87,435
DANAHER CORP DEL COM 235851102 2,968 70,765 SH Sole 70,765
DENTSPLY INTL INC NEW COM 249030107 662 21,559 SH Sole 21,559
DEVON ENERGY CORP NEW COM 25179M103 681 12,286 SH Sole 12,286
DIAGEO P L C SPON ADR NEW 25243Q205 262 3,453 SH Sole 3,453
DIRECTV COM CL A 25490A101 232 5,501 SH Sole 5,501
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 579 16,461 SH Sole 16,461
DISNEY WALT CO COM DISNEY 254687106 2,215 73,433 SH Sole 73,433
DRESSER-RAND GROUP INC COM 261608103 203 5,000 SH Sole 5,000
DUPONT FABROS TECHNOLOGY INC COM 26613Q106 308 7,704 SH Sole 7,704
E M C CORP MASS COM 268648102 1,597 76,092 SH Sole 76,092
ECOLAB INC COM 278865100 4,087 83,600 SH Sole 83,600
ELECTRONIC ARTS INC COM 285512109 309 15,125 SH Sole 15,125
EMERSON ELEC CO COM 291011104 1,568 37,967 SH Sole 37,967
EXELON CORP COM 30161N101 427 10,032 SH Sole 10,032
EXPRESS SCRIPTS INC COM 302182100 808 21,785 SH Sole 21,785
EXXON MOBIL CORP COM 30231G102 9,980 137,414 SH Sole 137,414
FASTENAL CO COM 311900104 838 25,190 SH Sole 25,190
FIDELITY NATL INFORMATION SV COM 31620M106 319 13,110 SH Sole 13,110
FIRST SOLAR INC COM 336433107 1,085 17,166 SH Sole 17,166
FLOWSERVE CORP COM 34354P105 446 6,025 SH Sole 6,025
FUEL TECH INC COM 359523107 300 51,518 SH Sole 51,518
GENERAL ELECTRIC CO COM 369604103 1,993 130,928 SH Sole 130,928
GOLDMAN SACHS GROUP INC COM 38141G104 989 10,459 SH Sole 10,459
GOOGLE INC CL A 38259P508 4,240 8,243 SH Sole 8,243
GRAINGER W W INC COM 384802104 224 1,500 SH Sole 1,500
HARLEY DAVIDSON INC COM 412822108 581 16,920 SH Sole 16,920
HOME DEPOT INC COM 437076102 673 20,465 SH Sole 20,465
ILLINOIS TOOL WKS INC COM 452308109 266 6,384 SH Sole 6,384
INSITUFORM TECHNOLOGIES INC CL A 457667103 145 12,550 SH Sole 12,550
INTEL CORP COM 458140100 1,636 76,717 SH Sole 76,717
INTERNATIONAL BUSINESS MACHS COM 459200101 3,967 22,688 SH Sole 22,688
INTUIT COM 461202103 729 15,373 SH Sole 15,373
INTUITIVE SURGICAL INC COM NEW 46120E602 1,490 4,090 SH Sole 4,090
ITT CORP NEW COM 450911102 283 6,740 SH Sole 6,740
JACOBS ENGR GROUP INC DEL COM 469814107 1,168 36,187 SH Sole 36,187
JOHNSON & JOHNSON COM 478160104 4,481 70,352 SH Sole 70,352
JOY GLOBAL INC COM 481165108 484 7,755 SH Sole 7,755
JPMORGAN CHASE & CO COM 46625H100 806 26,755 SH Sole 26,755
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 519 7,590 SH Sole 7,590
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 2,306 39,296 SH Sole 39,296
KOHLS CORP COM 500255104 517 10,525 SH Sole 10,525
KOPIN CORP COM 500600101 51 14,850 SH Sole 14,850
KRAFT FOODS INC CL A 50075N104 1,341 39,935 SH Sole 39,935
LANDAUER INC COM 51476K103 508 10,251 SH Sole 10,251
LIBERTY GLOBAL INC COM SER A 530555101 949 26,221 SH Sole 26,221
LIBERTY GLOBAL INC COM SER C 530555309 1,125 32,503 SH Sole 32,503
LINCOLN ELEC HLDGS INC COM 533900106 322 11,095 SH Sole 11,095
LOEWS CORP COM 540424108 805 23,300 SH Sole 23,300
LOWES COS INC COM 548661107 354 18,305 SH Sole 18,305
MADISON SQUARE GARDEN INC CL A 55826P100 251 11,000 SH Sole 11,000
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 1,090 25,207 SH Sole 25,207
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1,836 126,387 SH Sole 126,387
MCDONALDS CORP COM 580135101 3,660 41,675 SH Sole 41,675
MCKESSON CORP COM 58155Q103 261 3,595 SH Sole 3,595
MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,399 29,829 SH Sole 29,829
MERCK & CO INC NEW COM 58933Y105 416 12,728 SH Sole 12,728
MICROSOFT CORP COM 594918104 4,121 165,553 SH Sole 165,553
MONSANTO CO NEW COM 61166W101 830 13,831 SH Sole 13,831
MORGAN STANLEY COM NEW 617446448 169 12,524 SH Sole 12,524
MORNINGSTAR INC COM 617700109 822 14,565 SH Sole 14,565
MOTOROLA SOLUTIONS INC COM NEW 620076307 218 5,200 SH Sole 5,200
MYLAN INC COM 628530107 229 13,500 SH Sole 13,500
NEW ENGLAND BANCSHARES INC C COM NEW 643863202 364 39,000 SH Sole 39,000
NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 875 38,110 SH Sole 38,110
NEWFIELD EXPL CO COM 651290108 1,315 33,137 SH Sole 33,137
NEWMONT MINING CORP COM 651639106 510 8,100 SH Sole 8,100
NEWS CORP CL A 65248E104 1,805 116,685 SH Sole 116,685
NEXTERA ENERGY INC COM 65339F101 826 15,295 SH Sole 15,295
NIKE INC CL B 654106103 2,006 23,455 SH Sole 23,455
NOBLE ENERGY INC COM 655044105 1,274 18,000 SH Sole 18,000
NORTHEAST UTILS COM 664397106 640 19,010 SH Sole 19,010
NOVARTIS A G SPONSORED ADR 66987V109 535 9,592 SH Sole 9,592
OCCIDENTAL PETE CORP DEL COM 674599105 469 6,566 SH Sole 6,566
ORACLE CORP COM 68389X105 1,434 49,892 SH Sole 49,892
PEOPLES UNITED FINANCIAL INC COM 712704105 1,757 154,140 SH Sole 154,140
PEPSICO INC COM 713448108 6,227 100,604 SH Sole 100,604
PFIZER INC COM 717081103 1,888 106,785 SH Sole 106,785
PHILIP MORRIS INTL INC COM 718172109 253 4,052 SH Sole 4,052
POWERSHARES EFT TRUST DYN BIOT & GEN 73935X856 479 26,165 SH Sole 26,165
POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 1,291 82,630 SH Sole 82,630
PRAXAIR INC COM 74005P104 2,297 24,575 SH Sole 24,575
PRECISION CASTPARTS CORP COM 740189105 600 3,861 SH Sole 3,861
PROCTER & GAMBLE CO COM 742718109 5,676 89,839 SH Sole 89,839
PROGRESSIVE CORP OHIO COM 743315103 757 42,600 SH Sole 42,600
QEP RES INC COM 74733V100 1,549 57,209 SH Sole 57,209
QUALCOMM INC COM 747525103 1,446 29,745 SH Sole 29,745
QUANTA SVCS INC COM 74762E102 2,560 136,258 SH Sole 136,258
SCHLUMBERGER LTD COM 806857108 2,729 45,681 SH Sole 45,681
SOUTHERN CO COM 842587107 204 4,823 SH Sole 4,823
SPDR GOLD TRUST GOLD SHS 78462F103 2,941 18,604 SH Sole 18,604
STANLEY BLACK & DECKER INC COM 854502101 1,075 21,904 SH Sole 21,904
STRYKER CORP COM 863667101 2,104 44,635 SH Sole 44,635
SUCCESSFACTORS INC COM 864596101 337 14,670 SH Sole 14,670
TECK RESOURCES LTD CL B 878742204 211 7,222 SH Sole 7,222
TEREX CORP NEW COM 880779103 117 11,398 SH Sole 11,398
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,084 29,115 SH Sole 29,115
TEXTRON INC COM 883203101 249 14,140 SH Sole 14,140
THERMO FISHER SCIENTIFIC INC COM 883556102 3,481 68,749 SH Sole 68,749
TORONTO DOMINION BK ONT COM 891160509 885 12,472 SH Sole 12,472
TRANSOCEAN LTD REG SHS H8817H100 940 19,688 SH Sole 19,688
UNITED TECHNOLOGIES CORP COM 913017109 4,358 61,939 SH Sole 61,939
UNITEDHEALTH GROUP INC COM 91324P102 1,644 35,638 SH Sole 35,638
VALE S A ADR 91912E105 337 14,798 SH Sole 14,798
VANCEINFO TECHNOLOGIES INC ADR 921564100 318 47,315 SH Sole 47,315
VEECO INSTRS INC DEL COM 922417100 790 32,360 SH Sole 32,360
VERIZON COMMUNICATIONS INC COM 92343V104 653 17,740 SH Sole 17,740
VISA INC COM CL A 92826C839 1,069 12,475 SH Sole 12,475
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1,095 42,672 SH Sole 42,672
WAL MART STORES INC COM 931142103 3,096 59,654 SH Sole 59,654
WASTE MGMT INC DEL COM 94106L109 1,071 32,900 SH Sole 32,900
WELLS FARGO & CO NEW COM 949746101 239 9,904 SH Sole 9,904
WILLIAMS COS INC DEL COM 969457100 399 16,391 SH Sole 16,391
WOODWARD GOVERNOR CO COM 980745103 688 25,120 SH Sole 25,120
YUM BRANDS INC COM 988498101 2,275 46,059 SH Sole 46,059
ZIMMER HLDGS INC COM 98956P102 387 7,229 SH Sole 7,229