EX-99.(D)(1)(R) 4 tv524036_ex-d1r.htm AMENDMENT TO THE MANAGEMENT AGREEMENT

 

Exhibit d 1 r

 

MainSTay Funds Trust

 

AMENDMENT TO THE AMENDED AND RESTATED MANAGEMENT AGREEMENT

 

This Amendment to the Amended and Restated Management Agreement is hereby made as of the 28th day of June, 2019, between the MainStay Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of its series as set forth on Schedule A (each, a “Fund,” and collectively, the “Funds”) and New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”).

 

WHEREAS, the Trust and the Manager are parties to the Amended and Restated Management Agreement, dated February 27, 2015, as amended (the “Agreement”); and

 

WHEREAS, the Trust and the Manager hereby wish to amend Schedule A of the Agreement to reflect the addition of MainStay MacKay Intermediate Tax Free Bond Fund;

 

NOW, THEREFORE, the parties agree as follows:

 

(i)Schedule A is hereby amended by deleting it in its entirety and replacing it with the Schedule attached hereto.

 

[The remainder of this page has been left blank intentionally.]

 

  

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their duly authorized officers and attested as of the date first written above.

 

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

 

Attest: /s/ Y. Rachel Kuo   By: /s/ Yie-Hsin Hung
Name: Y. Rachel Kuo   Name: Yie-Hsin Hung
Title:    Director and Associate General Counsel   Title:     Chief Executive Officer

 

MAINSTAY FUNDS TRUST

 

Attest: /s/ Y. Rachel Kuo   By: /s/ Kirk C. Lehneis
Name: Y. Rachel Kuo   Name: Kirk C. Lehneis
Title:    Assistant Secretary   Title: President

 

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SCHEDULE A

 

(As of June 28, 2019)

 

For all services rendered by the Manager hereunder, each Fund of the Trust shall pay the Manager and the Manager agrees to accept as full compensation for all services rendered hereunder, an annual fee equal to the following:

 

FUND ANNUAL RATE AS A PERCENTAGE OF DAILY
NET ASSETS
MainStay Balanced Fund 0.70% on assets up to $1 billion;
0.65% on assets from $1 billion to $2 billion; and
0.60% on assets over $2 billion
MainStay Candriam Emerging Markets Equity Fund

1.00% on assets up to $1 billion; and

0.975% on assets over $1 billion

MainStay Conservative Allocation Fund 0.00%*
MainStay Cushing MLP Premier Fund

1.10% on assets up to $3 billion; and

1.05% on assets over $3 billion

MainStay Cushing Renaissance Advantage Fund

1.10% on assets up to $500 million; and

1.05% on assets over $500 million

MainStay Cushing Energy Income Fund 0.95% on all assets
MainStay Epoch Capital Growth Fund 0.75% on all assets
MainStay Epoch Global Equity Yield Fund 0.70% on all assets
MainStay Epoch International Choice Fund

0.80% on assets up to $5 billion;

0.775% on assets from $5 billion to $7.5 billion; and

0.75% on assets over $7.5 billion

MainStay Epoch U.S. All Cap Fund

0.85% on assets up to $500 million;

0.825% on assets from $500 million to $1 billion; and

0.80% on assets over $1 billion

MainStay Epoch U.S. Equity Yield Fund 0.70% on assets up to $500 million;
0.68% on assets from $500 million to $1 billion;
0.66% on assets from $1 billion to $2 billion; and
0.65% on assets over $2 billion
MainStay Floating Rate Fund

0.60% on assets up to $1 billion;

0.575% on assets from $1 billion to $3 billion; and

0.565% on assets over $3 billion

MainStay Growth Allocation Fund 0.00%*

 

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FUND ANNUAL RATE AS A PERCENTAGE OF DAILY
NET ASSETS
MainStay Indexed Bond Fund

0.25% on assets up to $1 billion; and

0.20% on assets over $1 billion

MainStay MacKay California Tax Free Opportunities Fund 0.50% on all assets

MainStay MacKay Emerging Markets Equity Fund

 

1.00% on assets up to $1 billion; and

0.975% on assets over $1 billion

MainStay MacKay Growth Fund 0.70% on assets up to $500 million;
0.65% on assets from $500 million to $1 billion;
0.625% on assets from $1 billion to $2 billion; and
0.60% on assets over $2 billion
MainStay MacKay High Yield Municipal Bond Fund

0.55% on assets up to $1 billion;

0.54% on assets from $1 billion to $3 billion;

0.53% on assets from $3 billion to $5 billion; and
0.52% on assets over $5 billion

MainStay MacKay Intermediate Tax Free Bond Fund 0.40% on all assets
MainStay MacKay International Opportunities Fund 1.10% on all assets
MainStay MacKay New York Tax Free Opportunities Fund 0.50% on all assets
MainStay MacKay S&P 500 Index Fund

0.16% on assets up to $2.5 billion; and

0.15% on assets over $2.5 billion

MainStay MacKay Short Duration High Yield Fund 0.65% on all assets
MainStay MacKay Short Term Municipal Fund 0.35% on all assets
MainStay MacKay Small Cap Core Fund

0.80% on assets up to $1 billion;

0.775% on assets from $1 billion to $2 billion; and

0.75% on assets over $2 billion

MainStay MacKay Total Return Bond Fund

0.50% on assets up to $1 billion;

0.475% on assets from $1 billion to $3 billion; and

0.465% on assets over $3 billion

MainStay MacKay U.S. Equity Opportunities Fund

1.00% on assets up to $1 billion; and

0.975% on assets over $1 billion

MainStay Moderate Allocation Fund 0.00%*
MainStay Moderate Growth Allocation Fund 0.00%*

 

* The Manager will receive no fee from the Fund, although the parties acknowledge that the Manager or its affiliates shall receive compensation from other registered investment companies, including other series of the Trust, in connection with assets of the Fund that are invested in such investment companies.

 

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