0000014693-11-000105.txt : 20111005 0000014693-11-000105.hdr.sgml : 20111005 20111005090855 ACCESSION NUMBER: 0000014693-11-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111004 FILED AS OF DATE: 20111005 DATE AS OF CHANGE: 20111005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Jill Ackerman CENTRAL INDEX KEY: 0001468766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 111125702 MAIL ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-10-04 0000014693 BROWN FORMAN CORP BFA, BFB 0001468766 Jones Jill Ackerman 850 DIXIE HWY LOUISVILLE KY 40210 0 1 0 0 Executive Vice President Class A Common 2720 D Class A Common 1213.048 I ESPP Class B Common 2011-10-04 4 M 0 4283 35.83 A 11929 D Class B Common 182.467 I ESPP Class B Common 3993.289 I 401(k) Plan Non-Qualified stock option (right to buy) 35.83 2011-10-04 4 M 0 4283 0 D 2007-05-01 2014-04-30 Class B Common 4283 0 D Stock Appreciation Right 45.53 2008-05-01 2015-04-30 Class B Common 3702 3702 D Stock Appreciation Right 55.69 2009-05-01 2016-04-30 Class B Common 2006 2006 D Stock Appreciation Right 53.80 2010-05-01 2017-04-30 Class B Common 4078 4078 D Stock Appreciation Right 56.58 2011-05-01 2018-04-30 Class B Common 5461 5461 D Stock Appreciation Right 43.10 2012-05-01 2019-04-30 Class B Common 8630 8630 D Stock Appreciation Right 61.24 2013-05-01 2020-04-30 Class B Common 9478 9478 D Stock Appreciation Right 73.95 2014-05-01 2021-04-30 Class B Common 10515 10515 D These are the number of shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on October 4, 2011. Held in 401(k) account as of October 4, 2011. Diane M. Barhorst, Attorney-in-Fact for Jill A. Jones 2011-10-05