0000014693-11-000021.txt : 20110502
0000014693-11-000021.hdr.sgml : 20110502
20110502200137
ACCESSION NUMBER: 0000014693-11-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110430
FILED AS OF DATE: 20110502
DATE AS OF CHANGE: 20110502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Jill Ackerman
CENTRAL INDEX KEY: 0001468766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 11802590
MAIL ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-04-30
0000014693
BROWN FORMAN CORP
BFA, BFB
0001468766
Jones Jill Ackerman
850 DIXIE HWY
LOUISVILLE
KY
40210
0
1
0
0
Senior Vice President
Class A Common
2011-04-30
4
F
0
262
71.86
D
2458
D
Class A Common
1153.2
I
ESPP
Class B Common
2011-04-30
4
F
0
431
70.07
D
7215
D
Class B Common
181.7
I
ESPP
Class B Common
3879
I
401(k) Plan
Non-Qualified stock option (right to buy)
35.83
2007-05-01
2014-04-30
Class B Common
4283
4283
D
Stock Appreciation Right
45.53
2008-05-01
2015-04-30
Class B Common
3702
3702
D
Stock Appreciation Right
55.69
2009-05-01
2016-04-30
Class B Common
2006
2006
D
Stock Appreciation Right
53.80
2010-05-01
2017-04-30
Class B Common
4078
4078
D
Stock Appreciation Right
56.58
2011-05-01
2018-04-30
Class B Common
5461
5461
D
Stock Appreciation Right
43.10
2012-05-01
2019-04-30
Class B Common
8630
8630
D
Stock Appreciation Right
61.24
2013-05-01
2020-04-30
Class B Common
9478
9478
D
To satisfy tax withholding obligations associated with the April 30, 2011 vesting of certain past grants of Class A and Class B restricted stock, the reporting person surrendered 262 shares of Class A Common Stock and 431 shares of Class B Common Stock.
The closing prices of BF-A ($71.86) and BF-B ($70.07) on April 29, 2011 were used to calculate the tax withholding obligation.
These are the number of shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on April 29, 2011.
Held in 401(k) account as of May 2, 2011.
All outstanding derivative security amounts and exercise prices were adjusted on December 10, 2010, the record date for the Issuer's December 28, 2010 special cash dividend.
Holli H. Lewis, Attorney-in-Fact for Jill A. Jones
2011-05-02