0000014693-11-000021.txt : 20110502 0000014693-11-000021.hdr.sgml : 20110502 20110502200137 ACCESSION NUMBER: 0000014693-11-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110430 FILED AS OF DATE: 20110502 DATE AS OF CHANGE: 20110502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Jill Ackerman CENTRAL INDEX KEY: 0001468766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 11802590 MAIL ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-30 0000014693 BROWN FORMAN CORP BFA, BFB 0001468766 Jones Jill Ackerman 850 DIXIE HWY LOUISVILLE KY 40210 0 1 0 0 Senior Vice President Class A Common 2011-04-30 4 F 0 262 71.86 D 2458 D Class A Common 1153.2 I ESPP Class B Common 2011-04-30 4 F 0 431 70.07 D 7215 D Class B Common 181.7 I ESPP Class B Common 3879 I 401(k) Plan Non-Qualified stock option (right to buy) 35.83 2007-05-01 2014-04-30 Class B Common 4283 4283 D Stock Appreciation Right 45.53 2008-05-01 2015-04-30 Class B Common 3702 3702 D Stock Appreciation Right 55.69 2009-05-01 2016-04-30 Class B Common 2006 2006 D Stock Appreciation Right 53.80 2010-05-01 2017-04-30 Class B Common 4078 4078 D Stock Appreciation Right 56.58 2011-05-01 2018-04-30 Class B Common 5461 5461 D Stock Appreciation Right 43.10 2012-05-01 2019-04-30 Class B Common 8630 8630 D Stock Appreciation Right 61.24 2013-05-01 2020-04-30 Class B Common 9478 9478 D To satisfy tax withholding obligations associated with the April 30, 2011 vesting of certain past grants of Class A and Class B restricted stock, the reporting person surrendered 262 shares of Class A Common Stock and 431 shares of Class B Common Stock. The closing prices of BF-A ($71.86) and BF-B ($70.07) on April 29, 2011 were used to calculate the tax withholding obligation. These are the number of shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on April 29, 2011. Held in 401(k) account as of May 2, 2011. All outstanding derivative security amounts and exercise prices were adjusted on December 10, 2010, the record date for the Issuer's December 28, 2010 special cash dividend. Holli H. Lewis, Attorney-in-Fact for Jill A. Jones 2011-05-02