0001468685-18-000006.txt : 20181114
0001468685-18-000006.hdr.sgml : 20181114
20181114162030
ACCESSION NUMBER: 0001468685-18-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Budros, Ruhlin & Roe, Inc.
CENTRAL INDEX KEY: 0001468685
IRS NUMBER: 311237051
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13562
FILM NUMBER: 181184121
BUSINESS ADDRESS:
STREET 1: 1801 WATERMARK DRIVE, SUITE 300
CITY: COLUMBUS
STATE: OH
ZIP: 43215-7088
BUSINESS PHONE: 614-481-6900
MAIL ADDRESS:
STREET 1: 1801 WATERMARK DRIVE, SUITE 300
CITY: COLUMBUS
STATE: OH
ZIP: 43215-7088
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001468685
XXXXXXXX
09-30-2018
09-30-2018
Budros, Ruhlin & Roe, Inc.
1801 WATERMARK DRIVE, SUITE 300
COLUMBUS
OH
43215-7088
13F HOLDINGS REPORT
028-13562
N
John D. Schuman
Chief Compliance Officer
614-481-6900
John D. Schuman
Columbus
OH
11-14-2018
0
112
507154
false
INFORMATION TABLE
2
brr3q18.xml
Abbott Laboratories
COM
002824100
345
4700
SH
SOLE
4700
0
0
AbbVie Inc.
COM
00287Y109
312
3302
SH
SOLE
3302
0
0
Adobe Systems Inc
COM
00724F101
249
922
SH
SOLE
922
0
0
Aetna Inc
COM
00817Y108
317
1564
SH
SOLE
1564
0
0
Alphabet Inc. Cl A
CAP STK CL A
02079K305
705
584
SH
SOLE
584
0
0
Alphabet Inc. Cl C
CAP STK CL C
02079K107
1418
1188
SH
SOLE
1188
0
0
ALPS Equal Sector Weight ETF
EQUAL SEC ETF
00162Q205
255
3500
SH
SOLE
3500
0
0
Altria Group Inc
COM
02209S103
350
5804
SH
SOLE
5804
0
0
Amazon.com Inc
COM
023135106
3838
1916
SH
SOLE
1916
0
0
American Express
COM
025816109
1473
13834
SH
SOLE
13834
0
0
Amgen Inc
COM
031162100
506
2441
SH
SOLE
2441
0
0
Apple Computer Inc
COM
037833100
9481
42001
SH
SOLE
42001
0
0
AT&T Inc
COM
00206R102
2316
68956
SH
SOLE
68956
0
0
Axon Enterprise, Inc.
COM
05464C101
616
9000
SH
SOLE
9000
0
0
Bank of America Corp
COM
060505104
527
17903
SH
SOLE
17903
0
0
Berkshire Hathaway
CL A
084990175
41920
131
SH
SOLE
131
0
0
Berkshire Hathaway Cl B
CL B
084670702
111955
522884
SH
SOLE
522884
0
0
Boeing Co
COM
097023105
466
1252
SH
SOLE
1252
0
0
Booking Holdings Inc
COM
09857L108
240
121
SH
SOLE
121
0
0
Bristol-Myers Squibb
COM
110122108
1342
21620
SH
SOLE
21620
0
0
Cardinal Health Inc
COM
14149Y108
457
8458
SH
SOLE
8458
0
0
Carmax Inc
COM
143130102
1894
25369
SH
SOLE
25369
0
0
Cavco Industries, Inc.
COM
149568107
577
2281
SH
SOLE
2281
0
0
Celgene Corp
COM
151020104
309
3452
SH
SOLE
3452
0
0
ChevronTexaco Corp
COM
166764100
223
1824
SH
SOLE
1824
0
0
Cincinnati Financial
COM
172062101
623
8115
SH
SOLE
8115
0
0
Cisco Systems
COM
17275R102
3388
69631
SH
SOLE
69631
0
0
Citigroup Inc
COM NEW
172967424
330
4595
SH
SOLE
4595
0
0
Coca-Cola Co
COM
191216100
1471
31840
SH
SOLE
31840
0
0
Comcast Corp New Cl A
CL A
20030N101
212
5996
SH
SOLE
5996
0
0
Compugen Ltd.
ORD
M25722105
39
10000
SH
SOLE
10000
0
0
ConocoPhillips
COM
20825C104
295
3811
SH
SOLE
3811
0
0
CRISPR Therapeutics AG
NAMEN AKT
H17182108
376
8478
SH
SOLE
8478
0
0
DAVIS FUNDAMENTAL ETF TR
SELECT US EQTY
23908L207
455
18010
SH
SOLE
18010
0
0
DBX ETF TR
XTRACK MSCI EAFE
233051200
335
10353
SH
SOLE
10353
0
0
DowDupont Inc.
COM
26078J100
254
3946
SH
SOLE
3946
0
0
Swedish Expt CR Corp
ROG TTL ETN 22
870297801
21123
3771910
SH
SOLE
3771910
0
0
Enterprise Products Partners MLP
COM
293792107
238
8290
SH
SOLE
8290
0
0
Express Scripts
COM
30219G108
348
3658
SH
SOLE
3658
0
0
Exxon Mobil Corporation
COM
30231G102
738
8686
SH
SOLE
8686
0
0
Facebook Inc Class A
CL A
30303M102
734
4463
SH
SOLE
4463
0
0
Ferroglobe PLC
SHS
G33856108
169
20636
SH
SOLE
20636
0
0
First Defiance Financial
COM
32006W106
936
31086
SH
SOLE
31086
0
0
First Merchants Corp
COM
320817109
1067
23709
SH
SOLE
23709
0
0
General Electric
COM
369604103
466
41233
SH
SOLE
41233
0
0
GOLDMAN SACHS GROUP INC
SP ENHCMD37ETN
38144L852
298
10796
SH
SOLE
10796
0
0
RYDEX ETF TRUST
GUG S&P500 PU GR
46137V266
876
7283
SH
SOLE
7283
0
0
Hewlett Packard Company
COM
40434L105
522
20245
SH
SOLE
20245
0
0
Hewlett Packard Enterprise Comp
COM
42824C109
353
21630
SH
SOLE
21630
0
0
Home Depot Inc
COM
437076102
283
1364
SH
SOLE
1364
0
0
Huntington Bancshares
COM
446150104
1225
82101
SH
SOLE
82101
0
0
Intel Corp
COM
458140100
2171
45905
SH
SOLE
45905
0
0
International Business Machines
COM
459200101
1191
7876
SH
SOLE
7876
0
0
Intuitive Surgical New
COM NEW
46120E602
284
495
SH
SOLE
495
0
0
BARCLAYS BK PLC
DJUBS CMDT ETN36
06738C778
810
34105
SH
SOLE
34105
0
0
iQIYI, Inc.
SPONSORED ADS
46267X108
271
10000
SH
SOLE
10000
0
0
ISHARES TR
TIPS BD ETF
464287176
755
6827
SH
SOLE
6827
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
226
2819
SH
SOLE
2819
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1192
17538
SH
SOLE
17538
0
0
ISHARES TR
EAFE VALUE ETF
464288877
532
10254
SH
SOLE
10254
0
0
ISHARES TR
MRGSTR SM CP GR
464288604
422
1985
SH
SOLE
1985
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
936
6003
SH
SOLE
6003
0
0
ISHARES TR
RUS 1000 ETF
464287622
8581
53062
SH
SOLE
53062
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
205
1616
SH
SOLE
1616
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
279
1295
SH
SOLE
1295
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1980
11746
SH
SOLE
11746
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
224
1301
SH
SOLE
1301
0
0
ISHARES TR
CORE S&P500 ETF
464287200
2646
9038
SH
SOLE
9038
0
0
Johnson & Johnson
COM
478160104
970
7022
SH
SOLE
7022
0
0
JP Morgan Alerian MLP Index ETN
ALERIAN ML ETN
46625H365
27007
983501
SH
SOLE
983501
0
0
JP Morgan Chase & Co.
COM
46625H100
6025
53395
SH
SOLE
53395
0
0
Lilly (Eli) & Company
COM
532457108
1575
14679
SH
SOLE
14679
0
0
Macquarie Infrastructure Corp
COM
55608B105
476
10317
SH
SOLE
10317
0
0
Mastercard Inc
CL A
57636Q104
374
1682
SH
SOLE
1682
0
0
McDonald's Corp
COM
580135101
1921
11485
SH
SOLE
11485
0
0
Merck & Co
COM
58933Y105
1432
20192
SH
SOLE
20192
0
0
Mettler-Toledo International Inc
COM
592688105
801
1315
SH
SOLE
1315
0
0
Microsoft Corp
COM
594918104
4530
39610
SH
SOLE
39610
0
0
MS India Investment Fund
COM
61745C105
331
14126
SH
SOLE
14126
0
0
National Holdings 22 Wts
*W EXP 01/18/202
636375115
24
48034
SH
SOLE
48034
0
0
National Holdings Corporation
COM NEW
636375206
147
46030
SH
SOLE
46030
0
0
Navidea Biopharma
COM
63937X103
3
12755
SH
SOLE
12755
0
0
NextEra Energy Inc
COM
65339F101
444
2647
SH
SOLE
2647
0
0
Nike Inc Cl B
COM
654106103
514
6073
SH
SOLE
6073
0
0
NiSource
COM
65473P105
412
16524
SH
SOLE
16524
0
0
PepsiCo Inc
COM
713448108
368
3289
SH
SOLE
3289
0
0
Pfizer Inc
COM
717081103
1799
40832
SH
SOLE
40832
0
0
PIMCO Enhanced Short Maturity Active ETF
ENHAN SHRT MA AC
72201R833
5777
56846
SH
SOLE
56846
0
0
Procter & Gamble
COM
742718109
2919
35069
SH
SOLE
35069
0
0
Provectus Biopharmaceuticals, Inc.
COM
74373P108
3
40000
SH
SOLE
40000
0
0
Repligen Corporation
COM
759916109
338
6100
SH
SOLE
6100
0
0
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
149331
4985998
SH
SOLE
4985998
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
15412
221566
SH
SOLE
221566
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
275
4903
SH
SOLE
4903
0
0
Sirius XM Radio Inc.
COM
82968B103
63
10000
SH
SOLE
10000
0
0
Sophiris Bio, Inc.
COM NEW
83578Q209
112
40000
SH
SOLE
40000
0
0
SPDR Gold Shares ETF
GOLD SHS
78463V107
244
2163
SH
SOLE
2163
0
0
SPDR Industrial Select Sec ETF
SBI INT-INDS
81369Y704
317
4043
SH
SOLE
4043
0
0
SPDR S&P 500 Index ETF
TR UNIT
78462F103
1795
6175
SH
SOLE
6175
0
0
Square Inc
CL A
852234103
495
5003
SH
SOLE
5003
0
0
Starbucks Corp
COM
855244109
2030
35722
SH
SOLE
35722
0
0
United Healthcare Corp
COM
91324P102
720
2707
SH
SOLE
2707
0
0
United Technologies Corp
COM
913017109
467
3341
SH
SOLE
3341
0
0
US Bancorp
COM
902973304
213
4029
SH
SOLE
4029
0
0
Vanguard Bond Index ETF
INTERMED TERM
921937819
242
3013
SH
SOLE
3013
0
0
Vanguard Dividend Appreciation ETF
DIV APP ETF
921908844
28740
259620
SH
SOLE
259620
0
0
Vanguard FTSE Developed Markets ETF
FTSE DEV MKT ETF
921943858
265
6114
SH
SOLE
6114
0
0
Visa Inc.
COM CL A
92826C839
1031
6870
SH
SOLE
6870
0
0
Wal-Mart Stores Inc
COM
931142103
1601
17052
SH
SOLE
17052
0
0
Walt Disney Holding Co
COM DISNEY
254687106
1964
16794
SH
SOLE
16794
0
0
Wells Fargo & Co New
COM
949746101
1234
23478
SH
SOLE
23478
0
0
Worthington Industries
COM
981811102
463
10675
SH
SOLE
10675
0
0