0001172661-11-000680.txt : 20111114 0001172661-11-000680.hdr.sgml : 20111111 20111114062458 ACCESSION NUMBER: 0001172661-11-000680 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Budros, Ruhlin & Roe, Inc. CENTRAL INDEX KEY: 0001468685 IRS NUMBER: 311237051 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13562 FILM NUMBER: 111197441 BUSINESS ADDRESS: STREET 1: 1801 WATERMARK DRIVE, SUITE 300 CITY: COLUMBUS STATE: OH ZIP: 43215-7088 BUSINESS PHONE: 614-481-6900 MAIL ADDRESS: STREET 1: 1801 WATERMARK DRIVE, SUITE 300 CITY: COLUMBUS STATE: OH ZIP: 43215-7088 13F-HR 1 brr3q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Budros, Ruhlin & Roe, Inc. Address: 1801 Watermark Drive Suite 300 Columbus, OH 43215 13F File Number: 028-13562 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Schuman Title: Principal and Chief Compliance Officer Phone: 614-481-6900 Signature, Place, and Date of Signing: /s/ John D. Schuman Columbus, OH/USA November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 117 Form 13F Information Table Value Total: $183,737 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 546 7606 SH SOLE 7606 0 0 ABBOTT LABS COM 002824100 315 6168 SH SOLE 6168 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 395 7491 SH SOLE 7491 0 0 ALLERGAN INC COM 018490102 301 3659 SH SOLE 3659 0 0 ALTRIA GROUP INC COM 02209S103 717 26735 SH SOLE 26735 0 0 AMAZON COM INC COM 023135106 711 3286 SH SOLE 3286 0 0 AMERICAN EXPRESS CO COM 025816109 1150 25619 SH SOLE 25619 0 0 APPLE INC COM 037833100 1524 3996 SH SOLE 3996 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 573 12915 SH SOLE 12915 0 0 AT&T INC COM 00206R102 862 30509 SH SOLE 30509 0 0 BAIDU INC SPON ADR REP A 056752108 637 5962 SH SOLE 5962 0 0 BANK OF AMERICA CORPORATION COM 060505104 102 17038 SH SOLE 17038 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 3513 84170 SH SOLE 84170 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 27982 262 SH SOLE 262 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 24147 339914 SH SOLE 339914 0 0 BIOGEN IDEC INC COM 09062X103 408 4385 SH SOLE 4385 0 0 BOB EVANS FARMS INC COM 096761101 989 34690 SH SOLE 34690 0 0 BOEING CO COM 097023105 491 8110 SH SOLE 8110 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2356 75074 SH SOLE 75074 0 0 CARDINAL HEALTH INC COM 14149Y108 526 12556 SH SOLE 12556 0 0 CELGENE CORP COM 151020104 201 3243 SH SOLE 3243 0 0 CHEVRON CORP NEW COM 166764100 909 9821 SH SOLE 9821 0 0 CHURCHILL DOWNS INC COM 171484108 237 6080 SH SOLE 6080 0 0 CISCO SYS INC COM 17275R102 1474 95117 SH SOLE 95117 0 0 COACH INC COM 189754104 271 5233 SH SOLE 5233 0 0 COCA COLA CO COM 191216100 1711 25319 SH SOLE 25319 0 0 CONOCOPHILLIPS COM 20825C104 824 13019 SH SOLE 13019 0 0 COVIDIEN PLC SHS G2554F113 453 10278 SH SOLE 10278 0 0 CUMMINS INC COM 231021106 373 4573 SH SOLE 4573 0 0 DANAHER CORP DEL COM 235851102 344 8192 SH SOLE 8192 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 671 8840 SH SOLE 8840 0 0 DISNEY WALT CO COM DISNEY 254687106 1256 41651 SH SOLE 41651 0 0 DOMINION RES INC VA NEW COM 25746U109 722 14218 SH SOLE 14218 0 0 DOW CHEM CO COM 260543103 207 9212 SH SOLE 9212 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 499 12485 SH SOLE 12485 0 0 EXXON MOBIL CORP COM 30231G102 1257 18209 SH SOLE 18209 0 0 FIFTH THIRD BANCORP COM 316773100 104 10344 SH SOLE 10344 0 0 GENERAL ELECTRIC CO COM 369604103 2279 151239 SH SOLE 151239 0 0 GENUINE PARTS CO COM 372460105 591 11637 SH SOLE 11637 0 0 GOLDMAN SACHS GROUP INC SP ENHCMD37ETN 38144L852 498 11271 SH SOLE 11271 0 0 GOOGLE INC CL A 38259P508 276 535 SH SOLE 535 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 363 3906 SH SOLE 3906 0 0 HALLIBURTON CO COM 406216101 501 16405 SH SOLE 16405 0 0 HCP INC COM 40414L109 528 15055 SH SOLE 15055 0 0 HEALTH CARE REIT INC COM 42217K106 602 12866 SH SOLE 12866 0 0 HEINZ H J CO COM 423074103 684 13545 SH SOLE 13545 0 0 HEWLETT PACKARD CO COM 428236103 740 32973 SH SOLE 32973 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 407 10695 SH SOLE 10695 0 0 HUNTINGTON BANCSHARES INC COM 446150104 171 35662 SH SOLE 35662 0 0 INTEL CORP COM 458140100 1962 92478 SH SOLE 92478 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2999 17226 SH SOLE 17226 0 0 ISHARES TR BARCLYS TIPS BD 464287176 858 7504 SH SOLE 7504 0 0 ISHARES TR FTSE CHINA25 IDX 464287184 10242 332218 SH SOLE 332218 0 0 ISHARES TR S&P 500 INDEX 464287200 2996 26355 SH SOLE 26355 0 0 ISHARES TR MSCI EAFE INDEX 464287465 457 9572 SH SOLE 9572 0 0 ISHARES TR S&P MIDCAP 400 464287507 369 4736 SH SOLE 4736 0 0 ISHARES TR RUSSELL1000GRW 464287614 726 13801 SH SOLE 13801 0 0 ISHARES TR RUSSELL 1000 464287622 26163 418342 SH SOLE 418342 0 0 ISHARES TR RUSSELL 2000 464287655 1071 16659 SH SOLE 16659 0 0 ISIS PHARMACEUTICALS INC COM 464330109 68 10000 SH SOLE 10000 0 0 JOHNSON & JOHNSON COM 478160104 1130 17747 SH SOLE 17747 0 0 JPMORGAN CHASE & CO COM 46625H100 3716 123384 SH SOLE 123384 0 0 KEYCORP NEW COM 493267108 61 10276 SH SOLE 10276 0 0 KIMBERLY CLARK CORP COM 494368103 737 10385 SH SOLE 10385 0 0 KRAFT FOODS INC CL A 50075N104 730 21735 SH SOLE 21735 0 0 LAUDER ESTEE COS INC CL A 518439104 484 5515 SH SOLE 5515 0 0 LILLY ELI & CO COM 532457108 1579 42698 SH SOLE 42698 0 0 MCDONALDS CORP COM 580135101 2707 30829 SH SOLE 30829 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 254 3687 SH SOLE 3687 0 0 MERCK & CO INC NEW COM 58933y105 1179 36059 SH SOLE 36059 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 511 3652 SH SOLE 3652 0 0 MICROSOFT CORP COM 594918104 2330 93592 SH SOLE 93592 0 0 MILLER HERMAN INC COM 600544100 188 10553 SH SOLE 10553 0 0 MONSANTO CO NEW COM 61166W101 636 10586 SH SOLE 10586 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 248 14768 SH SOLE 14768 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 242 5779 SH SOLE 5779 0 0 NEXTERA ENERGY INC COM 65339f101 611 11318 SH SOLE 11318 0 0 NIKE INC CL B 654106103 650 7597 SH SOLE 7597 0 0 NOKIA CORP SPONSORED ADR 654902204 205 36273 SH SOLE 36273 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 613 8571 SH SOLE 8571 0 0 ORACLE CORP COM 68389X105 772 27454 SH SOLE 27454 0 0 OWENS CORNING NEW COM 690742101 969 44714 SH SOLE 44714 0 0 PEPSICO INC COM 713448108 302 5076 SH SOLE 5076 0 0 PETROCHINA CO LTD SPONSORED ADR 71646e100 217 1805 SH SOLE 1805 0 0 PFIZER INC COM 717081103 1279 72346 SH SOLE 72346 0 0 PHILIP MORRIS INTL INC COM 718172109 684 10969 SH SOLE 10969 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 240 9326 SH SOLE 9326 0 0 PPG INDS INC COM 693506107 382 5409 SH SOLE 5409 0 0 PRAXAIR INC COM 74005P104 726 7764 SH SOLE 7764 0 0 PRECISION CASTPARTS CORP COM 740189105 475 3107 SH SOLE 3107 0 0 PRICELINE COM INC COM NEW 741503403 657 1462 SH SOLE 1462 0 0 PROCTER & GAMBLE CO COM 742718109 3621 57306 SH SOLE 57306 0 0 RED HAT INC COM 756577102 293 6940 SH SOLE 6940 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 502 8085 SH SOLE 8085 0 0 SALESFORCE COM INC COM 79466L302 224 1957 SH SOLE 1957 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 367 13675 SH SOLE 13675 0 0 SIRIUS XM RADIO INC COM 82967N108 33 21523 SH SOLE 21523 0 0 STARBUCKS CORP COM 855244109 2650 71069 SH SOLE 71069 0 0 TELLABS INC COM 879664100 65 15200 SH SOLE 15200 0 0 TIFFANY & CO NEW COM 886547108 457 7507 SH SOLE 7507 0 0 TIME WARNER INC COM NEW 887317303 833 27786 SH SOLE 27786 0 0 TJX COS INC NEW COM 872540109 854 15391 SH SOLE 15391 0 0 TRAVELERS COMPANIES INC COM 89417E109 415 8519 SH SOLE 8519 0 0 UNILEVER N V N Y SHS NEW 904784709 610 19380 SH SOLE 19380 0 0 UNION PAC CORP COM 907818108 395 4841 SH SOLE 4841 0 0 US BANCORP DEL COM NEW 902973304 970 41195 SH SOLE 41195 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 3811 78165 SH SOLE 78165 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 854 23195 SH SOLE 23195 0 0 VISA INC COM CL A 92826C839 660 7698 SH SOLE 7698 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 642 25020 SH SOLE 25020 0 0 WAL MART STORES INC COM 931142103 1317 25383 SH SOLE 25383 0 0 WELLS FARGO & CO NEW COM 949746101 1146 47510 SH SOLE 47510 0 0 WENDYS CO COM 95058W100 492 107096 SH SOLE 107096 0 0 WESBANCO INC COM 950810101 558 32229 SH SOLE 32229 0 0 WORTHINGTON INDS INC COM 981811102 383 27389 SH SOLE 27389 0 0 WYNN RESORTS LTD COM 983134107 279 2422 SH SOLE 2422 0 0 YUM BRANDS INC COM 988498101 483 9776 SH SOLE 9776 0 0