0001467888-12-000001.txt : 20120210
0001467888-12-000001.hdr.sgml : 20120210
20120210083424
ACCESSION NUMBER: 0001467888-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
EFFECTIVENESS DATE: 20120210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Realm Partners LLC
CENTRAL INDEX KEY: 0001467888
IRS NUMBER: 264185306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13693
FILM NUMBER: 12589546
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-612-1450
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
realm_12312011.txt
REALMPARTNERS_13F_DEC31_2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report
Name: Realm Partners LLC
Address: 640 Fifth Avenue, 12th Floor,
New York, New York 10019
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas A Spiegel
Title: Chief Financial Officer,
Realm Partners LLC
Phone: (212) 612-1450
Signature, Place, and Date of Signing:
/s/ Douglas A Spiegel New York, NY February 10, 2012
--------------- --------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 51
Form 13F Information Table Value Total: $ 326,280 (Value in 1000's)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
Number Form 13F File Number Name
------ -------------------- ----
1 028-05431 Sunrise Partners Limited Partnership
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
AMOUNT AND TYPE OF SECURITY VOTING AUTHORITY
--------------------------- ------------------
VALUE SHR OR INVESTMENT OTHER
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE
CAPITALSOURCE INC COM 14055X102 6834 1020000 SH SOLE 1020000 0 0
CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 912 80000 SH SOLE 80000 0 0
COMMERCIAL METALS CO COM 201723103 1798 129980 SH SOLE 129980 0 0
COMMERCIAL METALS CO COM 201723103 2006 145020 SH DEFINED 1 0 145020 0
CONSTELLATION ENERGY GROUP I COM 210371100 11987 302167 SH DEFINED 1 0 302167 0
CONSTELLATION ENERGY GROUP I COM 210371100 11973 301798 SH SOLE 301798 0 0
DONNELLEY R R & SONS CO COM 257867101 1888 130800 SH PUT DEFINED 1 0 130800 0
DONNELLEY R R & SONS CO COM 257867101 1721 119200 SH PUT SOLE 119200 0 0
DONNELLEY R R & SONS CO COM 257867101 1937 134200 SH PUT DEFINED 1 0 134200 0
DONNELLEY R R & SONS CO COM 257867101 1671 115800 SH PUT SOLE 115800 0 0
DISH NETWORK CORP CL A 25470M109 5412 190000 SH SOLE 190000 0 0
FIRST BANCORP P R COM NEW 318672706 524 150000 SH SOLE 150000 0 0
FRANKLIN RES INC COM 354613101 10094 105075 SH SOLE 105075 0 0
FRONTIER COMMUNICATIONS CORP COM 35906A108 2160 419300 SH PUT SOLE 419300 0 0
GENERAL MTRS CO COM 37045V100 1086 53566 SH SOLE 53566 0 0
GENERAL MTRS CO COM 37045V100 12365 610000 SH CALL SOLE 610000 0 0
GENERAL MTRS CO COM 37045V100 4054 200000 SH CALL SOLE 200000 0 0
GENERAL MTRS CO COM 37045V100 3246 160100 SH CALL SOLE 160100 0 0
GENERAL MTRS CO WT 37045V100 3160 155848 SH SOLE 155848 0 0
GENERAL MTRS CO WT 37045V100 3160 155848 SH SOLE 155848 0 0
GOODRICH CORP COM 382388106 17884 144573 SH DEFINED 1 0 144573 0
GOODRICH CORP COM 382388106 16134 130427 SH SOLE 130427 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 4126 253848 SH SOLE 253848 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 5292 162851 SH SOLE 162851 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 2131 31000 SH CALL SOLE 31000 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 1080 15700 SH CALL SOLE 15700 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 1080 15700 SH CALL SOLE 15700 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 6873 100000 SH PUT SOLE 100000 0 0
METROPCS COMMUNICATIONS INC COM 591708102 3594 414000 SH SOLE 414000 0 0
MGIC INVT CORP WIS COM 552848103 11566 3100700 SH SOLE 3100700 0 0
NORTHEAST UTILS COM 664397106 2947 81678 SH DEFINED 1 0 81678 0
NORTHEAST UTILS COM 664397106 2950 81760 SH SOLE 81760 0 0
NOVELLUS SYS INC COM 670008101 7807 189064 SH SOLE 189064 0 0
NOVELLUS SYS INC COM 670008101 8710 210936 SH DEFINED 1 0 210936 0
PEPSICO INC COM 713448108 26540 400000 SH CALL SOLE 400000 0 0
PHARMASSET INC COM 71715N106 18192 141900 SH CALL SOLE 141900 0 0
PHARMASSET INC COM 71715N106 20269 158100 SH CALL DEFINED 1 0 158100 0
PHARMASSET INC COM 71715N106 9088 70888 SH SOLE 70888 0 0
PHARMASSET INC COM 71715N106 10143 79112 SH DEFINED 1 0 79112 0
PHOENIX COS INC NEW COM 71902E109 1279 760852 SH SOLE 760852 0 0
RITE AID CORP COM 767754104 398 315245 SH DEFINED 1 0 315245 0
RITE AID CORP COM 767754104 447 354755 SH SOLE 354755 0 0
SANOFI RT 12/31/20 80105N113 8479 7065678 SH SOLE 7065678 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 14333 114207 SH SOLE 114207 0 0
STERLING FINL CORP WASH COM NEW 859319303 4175 250000 SH SOLE 250000 0 0
UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 1388 198521 SH SOLE 198521 0 0
VISTEON CORP COM NEW 92839U206 10752 215289 SH SOLE 215289 0 0
WESTERN UN CO COM 959802109 5048 276439 SH SOLE 276439 0 0
WI-LAN INC COM 928972108 6206 1077000 SH SOLE 1077000 0 0
WINN DIXIE STORES INC COM NEW 974280307 4434 472664 SH SOLE 472664 0 0
WINN DIXIE STORES INC COM NEW 974280307 4947 527336 SH DEFINED 1 0 527336 0