0001467888-11-000003.txt : 20110811
0001467888-11-000003.hdr.sgml : 20110811
20110811164116
ACCESSION NUMBER: 0001467888-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110811
DATE AS OF CHANGE: 20110811
EFFECTIVENESS DATE: 20110811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Realm Partners LLC
CENTRAL INDEX KEY: 0001467888
IRS NUMBER: 264185306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13693
FILM NUMBER: 111028222
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-612-1450
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
realm_06302011.txt
REALMPARTNERS_13F_06302011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report
Name: Realm Partners LLC
Address: 640 Fifth Avenue, 12th Floor,
New York, New York 10019
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas A Spiegel
Title: Chief Financial Officer,
Realm Partners LLC
Phone: (212) 612-1450
Signature, Place, and Date of Signing:
/s/ Douglas A Spiegel New York, NY August 11, 2011
--------------- --------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 120
Form 13F Information Table Value Total: $ 599,119(Value in 1000's)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
Number Form 13F File Number Name
------ -------------------- ----
1 028-05431 Sunrise Partners Limited Partnership
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
AMOUNT AND TYPE OF SECURITY VOTING AUTHORITY
--------------------------- ------------------
VALUE SHR OR INVESTMENT OTHER
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE
ABOVENET INC COM 00374N107 2603 36942 SH DEFINED 1 0 36942 0
ABOVENET INC COM 00374N107 1955 27748 SH SOLE 27748 0 0
AMDOCS LTD ORD G02602103 4040 132925 SH DEFINED 1 0 132925 0
AMDOCS LTD ORD G02602103 3771 124075 SH SOLE 124075 0 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 521 45772 SH DEFINED 1 0 45772 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 617 54228 SH SOLE 54228 0 0
BANK OF AMERICA CORPORATION COM 060505104 4032 367910 SH DEFINED 1 0 367910 0
BANK OF AMERICA CORPORATION COM 060505104 5038 459690 SH SOLE 459690 0 0
BANKUNITED INC COM 06652K103 3416 128707 SH DEFINED 1 0 128707 0
BANKUNITED INC COM 06652K103 3185 119993 SH SOLE 119993 0 0
CAPITALSOURCE INC COM 14055X102 3338 517522 SH DEFINED 1 0 517522 0
CAPITALSOURCE INC COM 14055X102 3112 482478 SH SOLE 482478 0 0
CARTER INC COM 146229109 1764 57332 SH DEFINED 1 0 57332 0
CARTER INC COM 146229109 2081 67668 SH SOLE 67668 0 0
CEPHALON INC COM 156708109 13907 174060 SH DEFINED 1 0 174060 0
CEPHALON INC COM 156708109 14361 179740 SH SOLE 179740 0 0
CNINSURE INC SPONS ADR 18976M103 4051 275000 SH SOLE 275000 0 0
CONSTELLATION ENERGY GROUP I COM 210371100 14980 394630 SH DEFINED 1 0 394630 0
CONSTELLATION ENERGY GROUP I COM 210371100 15532 409170 SH SOLE 409170 0 0
CVS CAREMARK CORPORATION COM 126650100 7480 199034 SH DEFINED 1 0 199034 0
CVS CAREMARK CORPORATION COM 126650100 8755 232966 SH SOLE 232966 0 0
DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 7236 98124 SH DEFINED 1 0 98124 0
DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 7512 101876 SH SOLE 101876 0 0
EATON VANCE CORP COM NON VTG 278265103 2351 77781 SH DEFINED 1 0 77781 0
EATON VANCE CORP COM NON VTG 278265103 2192 72509 SH SOLE 72509 0 0
EXCO RESOURCES INC COM 269279402 8674 491467 SH DEFINED 1 0 491467 0
EXCO RESOURCES INC COM 269279402 8976 508533 SH SOLE 508533 0 0
FORTUNE BRANDS INC COM 349631101 6339 99405 SH DEFINED 1 0 99405 0
FORTUNE BRANDS INC COM 349631101 5969 93595 SH SOLE 93595 0 0
FRANKLIN RES INC COM 354613101 388 2959 SH DEFINED 1 0 2959 0
FRANKLIN RES INC COM 354613101 374 2849 SH SOLE 2849 0 0
GENERAL MTRS CO COM 37045V100 3863 127241 SH DEFINED 1 0 127241 0
GENERAL MTRS CO COM 37045V100 6084 200411 SH SOLE 200411 0 0
GENERAL MTRS CO WT 37045V100 2429 79998 SH DEFINED 1 0 79998 0
GENERAL MTRS CO WT 37045V100 4517 148776 SH SOLE 148776 0 0
GENERAL MTRS CO WT 37045V100 2429 79998 SH DEFINED 1 0 79998 0
GENERAL MTRS CO WT 37045V100 4517 148776 SH SOLE 148776 0 0
GRAHAM PACKAGING CO INC COM 384701108 2476 98194 SH DEFINED 1 0 98194 0
GRAHAM PACKAGING CO INC COM 384701108 2568 101806 SH SOLE 101806 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 7150 271152 SH DEFINED 1 0 271152 0
HARTFORD FINL SVCS GROUP INC COM 416515104 7353 278848 SH SOLE 278848 0 0
HASBRO INC COM 418056107 3675 83654 SH DEFINED 1 0 83654 0
HASBRO INC COM 418056107 3442 78346 SH SOLE 78346 0 0
HERTZ GLOBAL HOLDINGS INC COM 42805T105 1335 84089 SH DEFINED 1 0 84089 0
HERTZ GLOBAL HOLDINGS INC COM 42805T105 1841 115911 SH SOLE 115911 0 0
INTERDIGITAL INC COM 45867G101 4220 103300 SH CALL DEFINED 1 0 103300 0
INTERDIGITAL INC COM 45867G101 3950 96700 SH CALL SOLE 96700 0 0
JETBLUE AIRWAYS CORP COM 477143101 7286 1194417 SH DEFINED 1 0 1194417 0
JETBLUE AIRWAYS CORP COM 477143101 6808 1116108 SH SOLE 1116108 0 0
K12 INC COM 48273U102 1706 51491 SH DEFINED 1 0 51491 0
K12 INC COM 48273U102 1608 48509 SH SOLE 48509 0 0
KINDER MORGAN INC DEL COM 49456B101 12266 426955 SH DEFINED 1 0 426955 0
KINDER MORGAN INC DEL COM 49456B101 11436 398045 SH SOLE 398045 0 0
LEAP WIRELESS INTL INC COM NEW 521863308 873 53800 SH CALL DEFINED 1 0 53800 0
LEAP WIRELESS INTL INC COM NEW 521863308 815 50200 SH CALL SOLE 50200 0 0
LEAR CORP COM NEW COM NEW 521865204 953 17812 SH DEFINED 1 0 17812 0
LEAR CORP COM NEW COM NEW 521865204 1129 21103 SH SOLE 21103 0 0
LEGG MASON INC COM 524901105 3182 97139 SH DEFINED 1 0 97139 0
LEGG MASON INC COM 524901105 2980 90961 SH SOLE 90961 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3357 87149 SH DEFINED 1 0 87149 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 6273 162851 SH SOLE 162851 0 0
MARSHALL & ILSLEY CORP NEW COM 571837103 4606 577886 SH DEFINED 1 0 577886 0
MARSHALL & ILSLEY CORP NEW COM 571837103 4809 603354 SH SOLE 603354 0 0
MCCLATCHY CO CL A 579489105 344 122459 SH DEFINED 1 0 122459 0
MCCLATCHY CO CL A 579489105 321 114261 SH SOLE 114261 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 10011 148200 SH CALL DEFINED 1 0 148200 0
MEAD JOHNSON NUTRITION CO COM 582839106 18698 276800 SH CALL SOLE 276800 0 0
MGIC INVT CORP WIS COM 552848103 6005 1009185 SH DEFINED 1 0 1009185 0
MGIC INVT CORP WIS COM 552848103 5598 940815 SH SOLE 940815 0 0
NATIONAL SEMICONDUCTOR CORP COM 637640103 12083 490986 SH DEFINED 1 0 490986 0
NATIONAL SEMICONDUCTOR CORP COM 637640103 12527 509014 SH SOLE 509014 0 0
NAVISTAR INTL CORP NEW COM 63934E108 730 12924 SH DEFINED 1 0 12924 0
NAVISTAR INTL CORP NEW COM 63934E108 682 12076 SH SOLE 12076 0 0
NESS TECHNOLOGIES INC COM 64104X108 389 51426 SH DEFINED 1 0 51426 0
NESS TECHNOLOGIES INC COM 64104X108 405 53506 SH SOLE 53506 0 0
NICOR INC COM 654086107 2293 41894 SH DEFINED 1 0 41894 0
NICOR INC COM 654086107 2370 43303 SH SOLE 43303 0 0
NORTHEAST UTILS COM 664397106 11262 320213 SH DEFINED 1 0 320213 0
NORTHEAST UTILS COM 664397106 11797 335424 SH SOLE 335424 0 0
NOVELLUS SYS INC COM 670008101 3718 102877 SH DEFINED 1 0 102877 0
NOVELLUS SYS INC COM 670008101 3510 97123 SH SOLE 97123 0 0
PACIFIC CAP BANCORP NEW COM NEW 69404P200 1152 36228 SH DEFINED 1 0 36228 0
PACIFIC CAP BANCORP NEW COM NEW 69404P200 1074 33772 SH SOLE 33772 0 0
PHOENIX COS INC NEW COM 71902E109 757 307648 SH DEFINED 1 0 307648 0
PHOENIX COS INC NEW COM 71902E109 1872 760852 SH SOLE 760852 0 0
PRICE T ROWE GROUP INC COM 74144T108 647 10717 SH DEFINED 1 0 10717 0
PRICE T ROWE GROUP INC COM 74144T108 608 10083 SH SOLE 10083 0 0
PROGRESS ENERGY INC COM 743263105 23594 491447 SH DEFINED 1 0 491447 0
PROGRESS ENERGY INC COM 743263105 24416 508553 SH SOLE 508553 0 0
RALCORP HLDGS INC NEW COM 751028101 8503 98214 SH DEFINED 1 0 98214 0
RALCORP HLDGS INC NEW COM 751028101 8813 101786 SH SOLE 101786 0 0
RITE AID CORP COM 767754104 544 409348 SH DEFINED 1 0 409348 0
RITE AID CORP COM 767754104 613 460652 SH SOLE 460652 0 0
SANOFI RT 12/31/20 80105N113 2649 1099236 SH DEFINED 1 0 1099236 0
SANOFI RT 12/31/20 80105N113 2472 1025764 SH SOLE 1025764 0 0
SOUTHERN UN CO NEW COM 844030106 3944 98238 SH DEFINED 1 0 98238 0
SOUTHERN UN CO NEW COM 844030106 4086 101762 SH SOLE 101762 0 0
SPDR SERIES TRUST BRCLY ETF 78464A417 25340 630025 SH SOLE 630025 0 0
STERLING FINL CORP WASH COM NEW 859319303 2495 155248 SH DEFINED 1 0 155248 0
STERLING FINL CORP WASH COM NEW 859319303 2326 144752 SH SOLE 144752 0 0
SUPERVALU INC COM 868536103 1646 174880 SH DEFINED 1 0 174880 0
SUPERVALU INC COM 868536103 3059 325120 SH SOLE 325120 0 0
TEMPLE INLAND INC COM 879868107 4015 135016 SH DEFINED 1 0 135016 0
TEMPLE INLAND INC COM 879868107 4163 139984 SH SOLE 139984 0 0
TIFFANY & CO NEW COM 886547108 2034 25900 SH CALL DEFINED 1 0 25900 0
TIFFANY & CO NEW COM 886547108 1892 24100 SH CALL SOLE 24100 0 0
TIFFANY & CO NEW COM 886547108 2018 25700 SH CALL DEFINED 1 0 25700 0
TIFFANY & CO NEW COM 886547108 1908 24300 SH CALL SOLE 24300 0 0
UNITED CMNTY BKS BLAIRSVLE G CAP STOCK 90984P303 108 10241 SH DEFINED 1 0 10241 0
UNITED CMNTY BKS BLAIRSVLE G CAP STOCK 90984P303 101 9546 SH SOLE 9546 0 0
VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 9015 146722 SH DEFINED 1 0 146722 0
VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 9417 153278 SH SOLE 153278 0 0
WESTERN UN CO COM 959802109 5806 289875 SH DEFINED 1 0 289875 0
WESTERN UN CO COM 959802109 5451 272125 SH SOLE 272125 0 0
WHIRLPOOL CORP COM 963320106 8408 103393 SH DEFINED 1 0 103393 0
WHIRLPOOL CORP COM 963320106 7856 96607 SH SOLE 96607 0 0
WI-LAN INC COM 928972108 5624 697123 SH DEFINED 1 0 697123 0
WI-LAN INC COM 928972108 5267 652877 SH SOLE 652877 0 0
WINN DIXIE STORES INC COM NEW 974280307 865 102407 SH DEFINED 1 0 102407 0
WINN DIXIE STORES INC COM NEW 974280307 1332 157593 SH SOLE 157593 0 0