-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVynN41U+TaA3/BkwFEl85DRF4Vts5bTFwU+NhpsOlVj+p08792NED9F57zB7kRY MQub+oetdYVuDs9Y3aLylw== 0001467888-10-000007.txt : 20101110 0001467888-10-000007.hdr.sgml : 20101110 20101110155553 ACCESSION NUMBER: 0001467888-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101110 DATE AS OF CHANGE: 20101110 EFFECTIVENESS DATE: 20101110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Realm Partners LLC CENTRAL INDEX KEY: 0001467888 IRS NUMBER: 264185306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13693 FILM NUMBER: 101179994 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-612-1450 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 realm_09302010.txt REALMPARTNERS_13F_09302010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report Name: Realm Partners LLC Address: 640 Fifth Avenue, 12th Floor, New York, New York 10019 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas A Spiegel Title: Chief Financial Officer, Realm Partners LLC Phone: (212) 612-1450 Signature, Place, and Date of Signing: /s/ Douglas A Spiegel New York, NY November 10, 2010 - --------------- --------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 79 Form 13F Information Table Value Total: $ 410,636 (Value in 1000's) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Number Form 13F File Number Name - ------ -------------------- ---- 1 028-05431 Sunrise Partners Limited Partnership [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 AMOUNT AND TYPE OF SECURITY VOTING AUTHORITY --------------------------- ------------------ VALUE SHR OR INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE AIRTRAN HLDGS INC COM 00949P108 1885 256432 SH DEFINED 1 0 256432 0 AIRTRAN HLDGS INC COM 00949P108 1875 255168 SH SOLE 255168 0 0 ALLEGHENY ENERGY INC COM 017361106 32680 1332802 SH DEFINED 1 0 1332802 0 ALLEGHENY ENERGY INC COM 017361106 38691 1577930 SH SOLE 1577930 0 0 BANK OF AMERICA CORPORATION COM 060505104 1464 111667 SH DEFINED 1 0 111667 0 BANK OF AMERICA CORPORATION COM 060505104 2609 199033 SH SOLE 199033 0 0 CAMERON INTERNATIONAL GROUP COM 13342B105 853 19854 SH DEFINED 1 0 19854 0 CAMERON INTERNATIONAL GROUP COM 13342B105 1333 31036 SH SOLE 31036 0 0 CASEYS GEN STORES INC COM 147528103 16170 387311 SH DEFINED 1 0 387311 0 CASEYS GEN STORES INC COM 147528103 16186 387689 SH SOLE 387689 0 0 CITIGROUP INC COM 172967101 1002 256895 SH DEFINED 1 0 256895 0 CITIGROUP INC COM 172967101 1793 459715 SH SOLE 459715 0 0 COTT CORP QUE COM 22163N106 1557 198335 SH SOLE 198335 0 0 CVS CAREMARK CORPORATION COM 126650100 4071 129371 SH DEFINED 1 0 129371 0 CVS CAREMARK CORPORATION COM 126650100 7365 234021 SH SOLE 234021 0 0 DIRECTV COM CL A 25490A101 2740 65818 SH DEFINED 1 0 65818 0 DIRECTV COM CL A 25490A101 4405 105816 SH SOLE 105816 0 0 GENZYME CORP COM 372917104 15036 212403 SH DEFINED 1 0 212403 0 GENZYME CORP COM 372917104 15050 212597 SH SOLE 212597 0 0 HALLIBURTON CO COM 406216101 657 19874 SH DEFINED 1 0 19874 0 HALLIBURTON CO COM 406216101 1026 31028 SH SOLE 31028 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 3008 131057 SH DEFINED 1 0 131057 0 HARTFORD FINL SVCS GROUP INC COM 416515104 6039 263125 SH SOLE 263125 0 0 HERSHEY CO COM 427866108 1708 35891 SH DEFINED 1 0 35891 0 HERSHEY CO COM 427866108 3051 64109 SH SOLE 64109 0 0 HEWITT ASSOCS INC COM 42822Q100 4466 88550 SH DEFINED 1 0 88550 0 HEWITT ASSOCS INC COM 42822Q100 4332 85898 SH SOLE 85898 0 0 HEWLETT PACKARD CO COM 428236103 3767 89531 SH DEFINED 1 0 89531 0 HEWLETT PACKARD CO COM 428236103 6789 161369 SH SOLE 161369 0 0 JETBLUE AIRWAYS CORP COM 477143101 1175 175582 SH DEFINED 1 0 175582 0 JETBLUE AIRWAYS CORP COM 477143101 1651 246743 SH SOLE 246743 0 0 KINROSS GOLD CORP WT 496902404 1225 65198 SH DEFINED 1 0 65198 0 KINROSS GOLD CORP WT 496902404 1218 64800 SH SOLE 64800 0 0 KROGER CO COM 501044101 1028 47451 SH DEFINED 1 0 47451 0 KROGER CO COM 501044101 1872 86428 SH SOLE 86428 0 0 MCAFEE INC COM 579064106 21368 452129 SH DEFINED 1 452129 0 MCAFEE INC COM 579064106 21268 450026 SH SOLE 450026 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 1790 31460 SH DEFINED 1 0 31460 0 MEAD JOHNSON NUTRITION CO COM 582839106 2762 48540 SH SOLE 48540 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 947 50400 SH CALL DEFINED 1 0 50400 0 MEAD JOHNSON NUTRITION CO COM 582839106 932 49600 SH CALL SOLE 49600 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 947 50400 SH CALL DEFINED 1 0 50400 0 MEAD JOHNSON NUTRITION CO COM 582839106 932 49600 SH CALL SOLE 49600 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 222 11800 SH CALL DEFINED 1 0 11800 0 MEAD JOHNSON NUTRITION CO COM 582839106 396 21100 SH CALL SOLE 21100 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1717 39336 SH DEFINED 1 0 39336 0 NAVISTAR INTL CORP NEW COM 63934E108 3769 86364 SH SOLE 86364 0 0 NBTY INC COM 628782104 8279 150580 SH DEFINED 1 0 150580 0 NBTY INC COM 628782104 8215 149420 SH SOLE 149420 0 0 PACTIV CORP COM 695257105 14086 427100 SH DEFINED 1 0 427100 0 PACTIV CORP COM 695257105 13947 422900 SH SOLE 422900 0 0 PHOENIX COS INC NEW COM 71902E109 646 307648 SH DEFINED 1 0 307648 0 PHOENIX COS INC NEW COM 71902E109 1598 760852 SH SOLE 760852 0 0 POLYCOM INC COM 73172K104 3120 114375 SH DEFINED 1 0 114375 0 POLYCOM INC COM 73172K104 5591 204953 SH SOLE 204953 0 0 POTASH CORP SASK INC COM 73755L107 14397 99954 SH DEFINED 1 0 99954 0 POTASH CORP SASK INC COM 73755L107 14411 100046 SH SOLE 100046 0 0 PSYCHIATRIC SOLUTIONS INC COM 74439H108 3402 101400 SH DEFINED 1 0 101400 0 PSYCHIATRIC SOLUTIONS INC COM 74439H108 3308 98600 SH SOLE 98600 0 0 QUALCOMM INC COM 747525103 1394 30890 SH DEFINED 1 0 30890 0 QUALCOMM INC COM 747525103 2155 47767 SH SOLE 47767 0 0 RITE AID CORP COM 767754104 475 503451 SH DEFINED 1 0 503451 0 RITE AID CORP COM 767754104 534 566549 SH SOLE 566549 0 0 SMURFIT STONE CONTAINER CORP COM 83272A104 5497 299220 SH DEFINED 1 0 299220 0 SMURFIT STONE CONTAINER CORP COM 83272A104 6370 346786 SH SOLE 346786 0 0 STMICROELECTRONICS N V NYREGISTRY 861012102 1215 159251 SH DEFINED 1 0 159251 0 STMICROELECTRONICS N V NYREGISTRY 861012102 1722 225695 SH SOLE 225695 0 0 SUPERVALU INC COM 868536103 1182 102540 SH DEFINED 1 0 102540 0 SUPERVALU INC COM 868536103 1956 169677 SH SOLE 169677 0 0 UNISYS CORP COM NEW 909214306 2147 76955 SH DEFINED 1 0 76955 0 UNISYS CORP COM NEW 909214306 3433 123045 SH SOLE 123045 0 0 VISA INC COM CL A 92826C839 1537 20703 SH DEFINED 1 0 20703 0 VISA INC COM CL A 92826C839 2396 32263 SH SOLE 32263 0 0 VODAFONE GROUP PLC NEW SPONS ADR 92857W209 3987 160721 SH DEFINED 1 0 160721 0 VODAFONE GROUP PLC NEW SPONS ADR 92857W209 6235 251330 SH SOLE 251330 0 0 WILEY JOHN & SONS INC CL A 968223206 3123 76421 SH DEFINED 1 0 76421 0 WILEY JOHN & SONS INC CL A 968223206 5597 136992 SH SOLE 136992 0 0 WINN DIXIE STORES INC COM NEW 974280307 730 102407 SH DEFINED 1 0 102407 0 WINN DIXIE STORES INC COM NEW 974280307 1124 157593 SH SOLE 157593 0 0
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