0001127602-11-026587.txt : 20111004 0001127602-11-026587.hdr.sgml : 20111004 20111004131141 ACCESSION NUMBER: 0001127602-11-026587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111004 DATE AS OF CHANGE: 20111004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS THOMAS G CENTRAL INDEX KEY: 0001181765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34960 FILM NUMBER: 111122663 MAIL ADDRESS: STREET 1: 777 JOSLYN ROAD STREET 2: MC 483 720 540 CITY: PONTIAC STATE: MI ZIP: 48340-2925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: General Motors Co CENTRAL INDEX KEY: 0001467858 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 270756180 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CENTER CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 313.556.5000 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER CITY: DETROIT STATE: MI ZIP: 48265-3000 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-09-30 0001467858 General Motors Co GM 0001181765 STEPHENS THOMAS G 300 RENAISSANCE CENTER M/C: 482-C25-A36 DETROIT MI 48265-3000 1 Vice Chairman Common Stock 2011-09-30 4 M 0 4380 0 A 63446 D Common Stock 2011-09-30 4 F 0 2233 20.30 D 61213 D Common Stock 2011-09-30 4 M 0 15627 0 A 76840 D Common Stock 2011-09-30 4 F 0 7965 20.30 D 68875 D Common Stock 2011-09-30 4 M 0 66503 0 A 135378 D Salary Stock Units 0 2011-09-30 4 M 0 4380 D Common Stock 4380 4380 D Salary Stock Units 0 2011-09-30 4 M 0 15627 D Common Stock 15627 31248 D The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs) deemed to have been issued, nunc pro tunc, on September 30, 2009 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on September 30, 2011 in shares of Common Stock, less a portion withheld for taxes. On September 30, 2009 the employee is deemed to have received a grant of 4,380 SSUs, of which 1,460 SSUs were scheduled to be payable on September 30, 2011. On November 1, 2010 the Company amended its certificate of incorporation to effect a stock split in which each issued and outstanding share of Common Stock was converted into three shares of Common Stock (the "Stock Split"). Pursuant to the terms of the GMSSP, each issued and outstanding SSUs was automatically converted upon the effectiveness of the Stock Split into three SSUs, so that the employee was credited with a total of 13,140 SSUs granted on September 30, 2009, of which 4,380 SSUs became payable on September 30, 2011. The SSUs do not have an expiration or exercise date or carry a conversion or exercise price. Each SSU is the economic equivalent of one share of Common Stock. Under the GMSSP, the fair value of the Common Stock is the average of the high and low trading prices for the Common Stock as reported on the New York Stock Exchange, on which the Common Stock is listed, on the date of the transaction, which was $20.30. The Common Stock reported in this item was issued upon the settlement of a portion of a grant of SSUs issued on September 30, 2010 pursuant to the GMSSP and vested upon grant. The portion of this award currently payable was settled on September 30, 2011 in shares of Common Stock, less a portion withheld for taxes. On September 30, 2010 the employee received a grant of 15,625 SSUs, of which 5,209 SSUs were scheduled to be payable on September 30, 2011. Pursuant to the terms of the GMSSP, each issued and outstanding SSUs was automatically converted upon the effectiveness of the Stock Split into three SSUs, so that the employee was credited with a total of 46,875 SSUs granted on September 30, 2010, of which 15,627 SSUs became payable on September 30, 2011. The SSUs reported in this item were granted on September 30, 2011 pursuant to the GMSSP and were fully vested upon grant. The SSUs will be delivered in the form of shares of Common Stock in three equal, annual installments beginning on September 30, 2012. /s/ Anne T. Larin, attorney-in-fact for Mr. Stephens 2011-10-04