0000899243-19-015691.txt : 20190605
0000899243-19-015691.hdr.sgml : 20190605
20190605210513
ACCESSION NUMBER: 0000899243-19-015691
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190603
FILED AS OF DATE: 20190605
DATE AS OF CHANGE: 20190605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schreier R. Bryan
CENTRAL INDEX KEY: 0001734432
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38434
FILM NUMBER: 19881366
MAIL ADDRESS:
STREET 1: 333 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DROPBOX, INC.
CENTRAL INDEX KEY: 0001467623
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260138832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-986-7057
MAIL ADDRESS:
STREET 1: 333 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
FORMER COMPANY:
FORMER CONFORMED NAME: Dropbox, Inc.
DATE OF NAME CHANGE: 20140210
FORMER COMPANY:
FORMER CONFORMED NAME: Evenflow, Inc.
DATE OF NAME CHANGE: 20090702
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-06-03
0
0001467623
DROPBOX, INC.
DBX
0001734432
Schreier R. Bryan
333 BRANNAN STREET
SAN FRANCISCO
CA
94107
1
0
1
0
Class A Common Stock
2019-06-03
4
C
0
3808957
0.00
A
3808957
I
By Sequoia Capital XII, LP
Class A Common Stock
2019-06-05
4
C
0
3808957
0.00
A
3808957
I
By Sequoia Capital XII, LP
Class A Common Stock
2019-06-03
4
C
0
142525
0.00
A
142525
I
By Sequoia Technology Partners XII, LP
Class A Common Stock
2019-06-05
4
C
0
142525
0.00
A
142525
I
By Sequoia Technology Partners XII, LP
Class A Common Stock
2019-06-03
4
C
0
407091
0.00
A
407091
I
By Sequoia Capital XII Principals Fund, LLC
Class A Common Stock
2019-06-05
4
C
0
407091
0.00
A
407091
I
By Sequoia Capital XII Principals Fund, LLC
Class A Common Stock
2019-06-03
4
J
0
3808957
0.00
D
0
I
By Sequoia Capital XII, LP
Class A Common Stock
2019-06-05
4
J
0
3808957
0.00
D
0
I
By Sequoia Capital XII, LP
Class A Common Stock
2019-06-03
4
J
0
142525
0.00
D
0
I
By Sequoia Technology Partners XII, LP
Class A Common Stock
2019-06-05
4
J
0
142525
0.00
D
0
I
By Sequoia Technology Partners XII, LP
Class A Common Stock
2019-06-03
4
J
0
407091
0.00
D
0
I
By Sequoia Capital XII Principals Fund, LLC
Class A Common Stock
2019-06-05
4
J
0
407091
0.00
D
0
I
By Sequoia Capital XII Principals Fund, LLC
Class A Common Stock
2019-06-03
4
J
0
44791
0.00
A
268746
I
By family trust
Class A Common Stock
2019-06-05
4
J
0
44791
0.00
A
313537
I
By family trust
Class A Common Stock
14104
I
By Sequoia Capital U.S. Venture 2010-Seed Fund, L.P.
Class A Common Stock
27584
D
Class B Common Stock
2019-06-03
4
C
0
3808957
0.00
D
Class A Common Stock
3808957
53325402
I
By Sequoia Capital XII, LP
Class B Common Stock
2019-06-05
4
C
0
3808957
0.00
D
Class A Common Stock
3808957
49516445
I
By Sequoia Capital XII, LP
Class B Common Stock
2019-06-03
4
C
0
142525
0.00
D
Class A Common Stock
142525
1995344
I
By Sequoia Technology Partners XII, LP
Class B Common Stock
2019-06-05
4
C
0
142525
0.00
D
Class A Common Stock
142525
1852819
I
By Sequoia Technology Partners XII, LP
Class B Common Stock
2019-06-03
4
C
0
407091
0.00
D
Class A Common Stock
407091
5699266
I
By Sequoia Capital XII Principals Fund, LLC
Class B Common Stock
2019-06-05
4
C
0
407091
0.00
D
Class A Common Stock
407091
5292175
I
By Sequoia Capital XII Principals Fund, LLC
The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.
Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnote (2) above.
SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 23, 2020 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
/s/ Jung Yeon Son, Attorney-In-Fact
2019-06-05