0000899243-19-015691.txt : 20190605 0000899243-19-015691.hdr.sgml : 20190605 20190605210513 ACCESSION NUMBER: 0000899243-19-015691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190603 FILED AS OF DATE: 20190605 DATE AS OF CHANGE: 20190605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schreier R. Bryan CENTRAL INDEX KEY: 0001734432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38434 FILM NUMBER: 19881366 MAIL ADDRESS: STREET 1: 333 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DROPBOX, INC. CENTRAL INDEX KEY: 0001467623 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260138832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-986-7057 MAIL ADDRESS: STREET 1: 333 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 FORMER COMPANY: FORMER CONFORMED NAME: Dropbox, Inc. DATE OF NAME CHANGE: 20140210 FORMER COMPANY: FORMER CONFORMED NAME: Evenflow, Inc. DATE OF NAME CHANGE: 20090702 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-03 0 0001467623 DROPBOX, INC. DBX 0001734432 Schreier R. Bryan 333 BRANNAN STREET SAN FRANCISCO CA 94107 1 0 1 0 Class A Common Stock 2019-06-03 4 C 0 3808957 0.00 A 3808957 I By Sequoia Capital XII, LP Class A Common Stock 2019-06-05 4 C 0 3808957 0.00 A 3808957 I By Sequoia Capital XII, LP Class A Common Stock 2019-06-03 4 C 0 142525 0.00 A 142525 I By Sequoia Technology Partners XII, LP Class A Common Stock 2019-06-05 4 C 0 142525 0.00 A 142525 I By Sequoia Technology Partners XII, LP Class A Common Stock 2019-06-03 4 C 0 407091 0.00 A 407091 I By Sequoia Capital XII Principals Fund, LLC Class A Common Stock 2019-06-05 4 C 0 407091 0.00 A 407091 I By Sequoia Capital XII Principals Fund, LLC Class A Common Stock 2019-06-03 4 J 0 3808957 0.00 D 0 I By Sequoia Capital XII, LP Class A Common Stock 2019-06-05 4 J 0 3808957 0.00 D 0 I By Sequoia Capital XII, LP Class A Common Stock 2019-06-03 4 J 0 142525 0.00 D 0 I By Sequoia Technology Partners XII, LP Class A Common Stock 2019-06-05 4 J 0 142525 0.00 D 0 I By Sequoia Technology Partners XII, LP Class A Common Stock 2019-06-03 4 J 0 407091 0.00 D 0 I By Sequoia Capital XII Principals Fund, LLC Class A Common Stock 2019-06-05 4 J 0 407091 0.00 D 0 I By Sequoia Capital XII Principals Fund, LLC Class A Common Stock 2019-06-03 4 J 0 44791 0.00 A 268746 I By family trust Class A Common Stock 2019-06-05 4 J 0 44791 0.00 A 313537 I By family trust Class A Common Stock 14104 I By Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. Class A Common Stock 27584 D Class B Common Stock 2019-06-03 4 C 0 3808957 0.00 D Class A Common Stock 3808957 53325402 I By Sequoia Capital XII, LP Class B Common Stock 2019-06-05 4 C 0 3808957 0.00 D Class A Common Stock 3808957 49516445 I By Sequoia Capital XII, LP Class B Common Stock 2019-06-03 4 C 0 142525 0.00 D Class A Common Stock 142525 1995344 I By Sequoia Technology Partners XII, LP Class B Common Stock 2019-06-05 4 C 0 142525 0.00 D Class A Common Stock 142525 1852819 I By Sequoia Technology Partners XII, LP Class B Common Stock 2019-06-03 4 C 0 407091 0.00 D Class A Common Stock 407091 5699266 I By Sequoia Capital XII Principals Fund, LLC Class B Common Stock 2019-06-05 4 C 0 407091 0.00 D Class A Common Stock 407091 5292175 I By Sequoia Capital XII Principals Fund, LLC The Reporting Person is a non-managing member of SC XII Management, LLC ("SC XII Management"). SC XII Management is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose. Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnote (2) above. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 23, 2020 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. /s/ Jung Yeon Son, Attorney-In-Fact 2019-06-05