Head of Risk & Mid-Office

0001466697-16-000025.txt : 20161115 0001466697-16-000025.hdr.sgml : 20161115 20161115120046 ACCESSION NUMBER: 0001466697-16-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLOW TRADERS U.S. LLC CENTRAL INDEX KEY: 0001466697 IRS NUMBER: 264730866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14610 FILM NUMBER: 161998606 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 917-210-5020 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001466697 XXXXXXXX 09-30-2016 09-30-2016 FLOW TRADERS U.S. LLC

1140 AVENUE OF THE AMERICAS 4TH FLOOR NEW YORK NY 10036

13F HOLDINGS REPORT 028-14610 N Daniel DiPaci Head of Risk & Mid-Office 917-210-5025 Danial DiPaci 11/15/2016 New York NY 11-15-2016 0 411 1076832 false INFORMATION TABLE 2 13F_2016_Q3.xml AES Corp/VA Common Stock 00130H105 1 100 SH SOLE 100 0 0 Sprott Junior Gold Miners ETF ETP 00162Q585 12 300 SH SOLE 300 0 0 Sprott Gold Miners ETF ETP 00162Q643 2 100 SH SOLE 100 0 0 Aberdeen Chile Fund Inc Closed-End Fund 00301W105 2 309 SH SOLE 309 0 0 Peritus High Yield ETF ETP 00768Y503 247 7064 SH SOLE 7064 0 0 AES TRUST III PUBLIC 00808N202 42 817 SH SOLE 817 0 0 ALCOA INC PUBLIC 013817309 150 4576 SH SOLE 4576 0 0 Ambev SA ADR 02319V103 4 700 SH SOLE 700 0 0 America Movil SAB de CV ADR 02364W105 66 5800 SH SOLE 5800 0 0 AMERICAN TOWER CORP PUBLIC 03027X407 72 660 SH SOLE 660 0 0 AngloGold Ashanti Ltd ADR 035128206 21 1337 SH SOLE 1337 0 0 ANTHEM INC PUBLIC 036752202 37 860 SH SOLE 860 0 0 BHP Billiton PLC ADR 05545E209 122 4000 SH SOLE 4000 0 0 Bancolombia SA ADR 05968L102 7 180 SH SOLE 180 0 0 Barclays Bank PLC ETP 06738C786 801 137473 SH SOLE 137473 0 0 Barclays Bank PLC ETP 06739F101 4 172 SH SOLE 172 0 0 Barclays Bank PLC ETP 06739F119 2 190 SH SOLE 190 0 0 Barclays Bank PLC ETP 06739H214 867 16964 SH SOLE 16964 0 0 Barclays Bank PLC ETP 06739H297 1768 79433 SH SOLE 79433 0 0 Barclays Bank PLC ETP 06739H313 289 8152 SH SOLE 8152 0 0 BARCLAYS BANK PLC PUBLIC 06739H362 49 1900 SH SOLE 1900 0 0 BARCLAYS BANK PLC PUBLIC 06739H776 21 800 SH SOLE 800 0 0 Barclays Bank PLC ETP 06740Q260 968 25600 SH SOLE 25600 0 0 BHP Billiton Ltd ADR 088606108 3 100 SH SOLE 100 0 0 Bitauto Holdings Ltd ADR 091727107 3 100 SH SOLE 100 0 0 BLDRS Emerging Markets 50 ADR ETP 09348R300 520 14900 SH SOLE 14900 0 0 CRH PLC ADR 12626K203 41 1231 SH SOLE 1231 0 0 CSOP FTSE China A50 ETF/United ETP 12649L105 28 2078 SH SOLE 2078 0 0 Cheetah Mobile Inc ADR 163075104 1 100 SH SOLE 100 0 0 Guggenheim BulletShares 2023 H ETP 18383M183 7445 280107 SH SOLE 280107 0 0 Guggenheim BulletShares 2022 H ETP 18383M217 5178 207245 SH SOLE 207245 0 0 Guggenheim BulletShares 2021 H ETP 18383M225 2764 111318 SH SOLE 111318 0 0 Guggenheim BulletShares 2020 H ETP 18383M365 3892 160212 SH SOLE 160212 0 0 Guggenheim BulletShares 2019 H ETP 18383M373 4405 181645 SH SOLE 181645 0 0 Guggenheim BulletShares 2018 H ETP 18383M381 3712 146658 SH SOLE 146658 0 0 Guggenheim China Technology ET ETP 18383Q135 4 103 SH SOLE 103 0 0 Guggenheim China Small Cap ETF ETP 18383Q853 40 1586 SH SOLE 1586 0 0 COLONY CAPITAL INC PUBLIC 19624R403 27 1100 SH SOLE 1100 0 0 Cia de Minas Buenaventura SAA ADR 204448104 70 5075 SH SOLE 5075 0 0 Credit Suisse Group AG ETP 22539T100 105 11816 SH SOLE 11816 0 0 Credit Suisse AG/Nassau ETP 22539T274 5004 275691 SH SOLE 275691 0 0 Credit Suisse Group AG ETP 22539T316 12922 536632 SH SOLE 536632 0 0 Credit Suisse Group AG ETP 22539T324 976 26513 SH SOLE 26513 0 0 Credit Suisse Group AG ETP 22539T597 1004 45689 SH SOLE 45689 0 0 Credit Suisse Group AG ETP 22539T621 81 7042 SH SOLE 7042 0 0 Credit Suisse Group AG ETP 22542D530 4990 820669 SH SOLE 820669 0 0 Credit Suisse Group AG ETP 22542D548 625 9292 SH SOLE 9292 0 0 Credit Suisse Group AG ETP 22542D654 393 19108 SH SOLE 19108 0 0 Credit Suisse Group AG ETP 22542D670 581 13174 SH SOLE 13174 0 0 Credit Suisse Group AG ETP 22542D688 306 23594 SH SOLE 23594 0 0 Credit Suisse Group AG ETP 22542D787 0 4 SH SOLE 4 0 0 Credit Suisse AG/Nassau ETP 22542D795 54879 1465007 SH SOLE 1465007 0 0 Credit Suisse AG/Nassau ETP 22542D829 793 18172 SH SOLE 18172 0 0 CROWN CASTLE INTL CORP PUBLIC 22822V200 113 1000 SH SOLE 1000 0 0 CurrencyShares Swedish Krona T ETP 23129R108 349 3082 SH SOLE 3082 0 0 CurrencyShares British Pound S ETP 23129S106 5584 44104 SH SOLE 44104 0 0 CurrencyShares Swiss Franc Tru ETP 23129V109 2587 26250 SH SOLE 26250 0 0 CurrencyShares Japanese Yen Tr ETP 23130A102 1754 18427 SH SOLE 18427 0 0 CurrencyShares Euro Trust ETP 23130C108 4172 38153 SH SOLE 38153 0 0 Deutsche X-trackers MSCI Emerg ETP 233051101 685 34033 SH SOLE 34033 0 0 Deutsche X-trackers MSCI Brazi ETP 233051309 1 52 SH SOLE 52 0 0 Deutsche X-trackers MSCI Germa ETP 233051408 1754 74982 SH SOLE 74982 0 0 Deutsche X-trackers Russell 20 ETP 233051440 15 551 SH SOLE 551 0 0 Deutsche X-trackers MSCI Japan ETP 233051507 146 4442 SH SOLE 4442 0 0 Deutsche X-trackers Japan JPX- ETP 233051663 2000 82121 SH SOLE 82121 0 0 Deutsche X-trackers MSCI Euroz ETP 233051697 605 24163 SH SOLE 24163 0 0 Deutsche X-trackers Harvest CS ETP 233051754 4 129 SH SOLE 129 0 0 Deutsche X-trackers MSCI South ETP 233051812 3932 161695 SH SOLE 161695 0 0 Deutsche X-trackers MSCI All W ETP 233051820 4878 211068 SH SOLE 211068 0 0 Deutsche X-trackers MSCI Europ ETP 233051853 9172 355629 SH SOLE 355629 0 0 Deutsche X-trackers MSCI Unite ETP 233051861 1960 80745 SH SOLE 80745 0 0 Deutsche X-trackers Harvest CS ETP 233051879 2101 85482 SH SOLE 85482 0 0 Deutsche Bank AG/London ETP 25154H731 536 39967 SH SOLE 39967 0 0 Deutsche Bank AG/London ETP 25154H749 1784 66415 SH SOLE 66415 0 0 Deutsche Bank AG/London ETP 25154H756 707 133230 SH SOLE 133230 0 0 Deutsche Bank AG/London ETP 25154K809 296 2399 SH SOLE 2399 0 0 Deutsche Bank AG/London ETP 25154K866 138 30666 SH SOLE 30666 0 0 Deutsche Bank AG/London ETP 25154K874 151 1807 SH SOLE 1807 0 0 Direxion Daily Mid Cap Bull 3X ETP 25459W730 11 400 SH SOLE 400 0 0 Direxion Daily Energy Bull 3X ETP 25459W888 25 757 SH SOLE 757 0 0 Direxion Daily CSI 300 China A ETP 25459Y116 13 324 SH SOLE 324 0 0 Direxion Daily Energy Bear 3X ETP 25459Y454 0 2 SH SOLE 2 0 0 Direxion Daily Natural Gas Rel ETP 25490K117 110 4241 SH SOLE 4241 0 0 Direxion Daily S&P Oil & Gas E ETP 25490K125 2 80 SH SOLE 80 0 0 Direxion Daily Gold Miners Ind ETP 25490K133 3637 108031 SH SOLE 108031 0 0 Direxion Daily Junior Gold Min ETP 25490K141 935 38962 SH SOLE 38962 0 0 Direxion Daily Russia Bull 3x ETP 25490K273 157 2242 SH SOLE 2242 0 0 Direxion Daily Emerging Market ETP 25490K281 591 9129 SH SOLE 9129 0 0 Direxion Daily Brazil Bull 3X ETP 25490K315 365 10709 SH SOLE 10709 0 0 Direxion Daily Natural Gas Rel ETP 25490K349 81 1678 SH SOLE 1678 0 0 Direxion Daily S&P Oil & Gas E ETP 25490K356 134 1500 SH SOLE 1500 0 0 Direxion Daily Financial Bear ETP 25490K539 3 100 SH SOLE 100 0 0 Direxion Daily Junior Gold Min ETP 25490K554 1802 103388 SH SOLE 103388 0 0 Direxion Daily Gold Miners Ind ETP 25490K570 3252 171805 SH SOLE 171805 0 0 Direxion Daily S&P Biotech Bea ETP 25490K745 3 200 SH SOLE 200 0 0 Direxion Daily Russia Bear 3x ETP 25490K786 19 1820 SH SOLE 1820 0 0 Direxion Daily Mid Cap Bear 3x ETP 25490K810 6 220 SH SOLE 220 0 0 DYNEGY INC PUBLIC 26817R207 23 500 SH SOLE 500 0 0 PureFunds ISE Junior Silver Sm ETP 26924G102 7 467 SH SOLE 467 0 0 Ecopetrol SA ADR 279158109 1 100 SH SOLE 100 0 0 EXELON CORP PUBLIC 30161N127 43 927 SH SOLE 927 0 0 FELCOR LODGING TRUST INC PUBLIC 31430F200 16 639 SH SOLE 639 0 0 Fidelity MSCI Information Tech ETP 316092808 60 1639 SH SOLE 1639 0 0 51job Inc ADR 316827104 2 49 SH SOLE 49 0 0 First Trust ISE Chindia Index ETP 33733A102 210 6938 SH SOLE 6938 0 0 First Trust Dow Jones Internet ETP 33733E302 200 2453 SH SOLE 2453 0 0 First Trust ISE-Revere Natural ETP 33733E807 86 3259 SH SOLE 3259 0 0 First Trust Value Line Dividen ETP 33734H106 171 6335 SH SOLE 6335 0 0 First Trust Large Cap Core Alp ETP 33734K109 242 5181 SH SOLE 5181 0 0 First Trust Technology AlphaDE ETP 33734X176 3 83 SH SOLE 83 0 0 First Trust DJ Global Select D ETP 33734X200 9 400 SH SOLE 400 0 0 First Trust NASDAQ-100 Equal W ETP 337344105 639 13954 SH SOLE 13954 0 0 First Trust NASDAQ-100 Technol ETP 337345102 102 2007 SH SOLE 2007 0 0 First Trust Mid Cap Core Alpha ETP 33735B108 87 1651 SH SOLE 1651 0 0 First Trust STOXX European Sel ETP 33735T109 815 68958 SH SOLE 68958 0 0 First Trust Europe AlphaDEX Fu ETP 33737J117 522 17702 SH SOLE 17702 0 0 First Trust Developed Markets ETP 33737J174 15 300 SH SOLE 300 0 0 First Trust Emerging Markets A ETP 33737J182 10 500 SH SOLE 500 0 0 First Trust Germany AlphaDEX F ETP 33737J190 454 12102 SH SOLE 12102 0 0 First Trust Switzerland AlphaD ETP 33737J232 215 5230 SH SOLE 5230 0 0 First Trust Hong Kong AlphaDEX ETP 33737J240 221 6121 SH SOLE 6121 0 0 First Trust Senior Loan ETF ETP 33738D309 1376 28389 SH SOLE 28389 0 0 First Trust Exchange-Traded Fu ETP 33738D408 19658 404143 SH SOLE 404143 0 0 First Trust NASDAQ Technology ETP 33738R118 69 2352 SH SOLE 2352 0 0 First Trust Dorsey Wright Inte ETP 33738R886 26 1462 SH SOLE 1462 0 0 First Trust Preferred Securiti ETP 33739E108 748 38265 SH SOLE 38265 0 0 First Trust Low Duration Oppor ETP 33739Q200 4035 76953 SH SOLE 76953 0 0 500.com Ltd ADR 33829R100 0 18 SH SOLE 18 0 0 Fomento Economico Mexicano SAB ADR 344419106 92 1000 SH SOLE 1000 0 0 FRONTIER COMMUNICATIONS PUBLIC 35906A207 152 1813 SH SOLE 1813 0 0 Global X MSCI Colombia ETF ETP 37950E200 201 21179 SH SOLE 21179 0 0 Global X MSCI Greece ETF ETP 37950E366 22 3100 SH SOLE 3100 0 0 Global X MSCI Norway ETF ETP 37950E747 2 221 SH SOLE 221 0 0 Global X Silver Miners ETF ETP 37954Y848 23 508 SH SOLE 508 0 0 Global X Uranium ETF ETP 37954Y871 138 10572 SH SOLE 10572 0 0 Goldman Sachs ActiveBeta Emerg ETP 381430206 77 2710 SH SOLE 2710 0 0 Goldman Sachs ActiveBeta U.S. ETP 381430503 473 10856 SH SOLE 10856 0 0 Grupo Televisa SAB ADR 40049J206 26 1000 SH SOLE 1000 0 0 HSBC HOLDINGS PLC PUBLIC 404280604 15 600 SH SOLE 600 0 0 Highland/iBoxx Senior Loan ETF ETP 430101774 28 1477 SH SOLE 1477 0 0 iShares MSCI Australia ETF ETP 464286103 3878 185568 SH SOLE 185568 0 0 iShares MSCI Austria Capped ET ETP 464286202 7 418 SH SOLE 418 0 0 iShares Emerging Markets High ETP 464286285 3531 69887 SH SOLE 69887 0 0 iShares MSCI Belgium Capped ET ETP 464286301 21 1099 SH SOLE 1099 0 0 iShares MSCI Global Silver Min ETP 464286327 7 498 SH SOLE 498 0 0 iShares MSCI World ETF ETP 464286392 583 8019 SH SOLE 8019 0 0 iShares MSCI Emerging Markets ETP 464286426 8509 148113 SH SOLE 148113 0 0 iShares MSCI Canada ETF ETP 464286509 1392 54184 SH SOLE 54184 0 0 iShares Emerging Markets Local ETP 464286517 43 935 SH SOLE 935 0 0 iShares Edge MSCI Min Vol Glob ETP 464286525 4312 56601 SH SOLE 56601 0 0 iShares Edge MSCI Min Vol Emer ETP 464286533 715 13223 SH SOLE 13223 0 0 iShares MSCI Japan Small-Cap E ETP 464286582 1335 20665 SH SOLE 20665 0 0 iShares MSCI Eurozone ETF ETP 464286608 15070 436945 SH SOLE 436945 0 0 iShares MSCI Thailand Capped E ETP 464286624 3887 52871 SH SOLE 52871 0 0 iShares MSCI Chile Capped ETF ETP 464286640 876 23736 SH SOLE 23736 0 0 iShares MSCI BRIC ETF ETP 464286657 14264 416331 SH SOLE 416331 0 0 iShares MSCI Pacific ex Japan ETP 464286665 1113 26318 SH SOLE 26318 0 0 iShares MSCI Singapore ETF ETP 464286673 1108 101983 SH SOLE 101983 0 0 iShares MSCI France ETF ETP 464286707 3094 128080 SH SOLE 128080 0 0 iShares MSCI Turkey ETF ETP 464286715 1061 28027 SH SOLE 28027 0 0 iShares MSCI Taiwan ETF ETP 464286731 17064 1086852 SH SOLE 1086852 0 0 iShares MSCI Switzerland Cappe ETP 464286749 1560 51079 SH SOLE 51079 0 0 iShares MSCI Sweden ETF ETP 464286756 885 30444 SH SOLE 30444 0 0 iShares MSCI Spain Capped ETF ETP 464286764 224 8349 SH SOLE 8349 0 0 iShares MSCI South Korea Cappe ETP 464286772 10027 172494 SH SOLE 172494 0 0 iShares MSCI Germany ETF ETP 464286806 9784 372442 SH SOLE 372442 0 0 iShares MSCI Malaysia ETF ETP 464286830 8663 1068199 SH SOLE 1068199 0 0 iShares MSCI Japan ETF ETP 464286848 26818 2138607 SH SOLE 2138607 0 0 iShares MSCI Italy Capped ETF ETP 464286855 321 29146 SH SOLE 29146 0 0 iShares MSCI Hong Kong ETF ETP 464286871 2829 128537 SH SOLE 128537 0 0 iShares TIPS Bond ETF ETP 464287176 634 5446 SH SOLE 5446 0 0 iShares Core S&P 500 ETF ETP 464287200 1475 6781 SH SOLE 6781 0 0 iShares MSCI Emerging Markets ETP 464287234 73970 1975175 SH SOLE 1975175 0 0 iShares iBoxx $ Investment Gra ETP 464287242 3722 30217 SH SOLE 30217 0 0 iShares S&P 500 Growth ETF ETP 464287309 113 932 SH SOLE 932 0 0 iShares JPX Nikkei 400 Index E ETP 464287382 134 2473 SH SOLE 2473 0 0 iShares Latin America 40 ETF ETP 464287390 1236 44082 SH SOLE 44082 0 0 iShares S&P 500 Value ETF ETP 464287408 263 2768 SH SOLE 2768 0 0 iShares 7-10 Year Treasury Bon ETP 464287440 288 2577 SH SOLE 2577 0 0 iShares Russell Mid-Cap Value ETP 464287473 591 7703 SH SOLE 7703 0 0 iShares Russell Mid-Cap ETF ETP 464287499 1321 7577 SH SOLE 7577 0 0 iShares Core S&P Mid-Cap ETF ETP 464287507 133 858 SH SOLE 858 0 0 iShares North American Tech-So ETP 464287515 445 3922 SH SOLE 3922 0 0 iShares Nasdaq Biotechnology E ETP 464287556 29 100 SH SOLE 100 0 0 iShares Cohen & Steers REIT ET ETP 464287564 115 1100 SH SOLE 1100 0 0 iShares Russell 2000 Growth ET ETP 464287648 30 199 SH SOLE 199 0 0 iShares US Technology ETF ETP 464287721 510 4283 SH SOLE 4283 0 0 iShares U.S. Energy ETF ETP 464287796 4 100 SH SOLE 100 0 0 iShares Europe ETF ETP 464287861 12460 316397 SH SOLE 316397 0 0 iShares MSCI ACWI ex US ETF ETP 464288240 16922 407961 SH SOLE 407961 0 0 iShares JP Morgan USD Emerging ETP 464288281 94455 805858 SH SOLE 805858 0 0 iShares Global Infrastructure ETP 464288372 110 2636 SH SOLE 2636 0 0 iShares National Muni Bond ETF ETP 464288414 574 5090 SH SOLE 5090 0 0 iShares International Select D ETP 464288448 239 7967 SH SOLE 7967 0 0 iShares MBS ETF ETP 464288588 2415 21938 SH SOLE 21938 0 0 iShares Intermediate Credit Bo ETP 464288638 707 6348 SH SOLE 6348 0 0 iShares 1-3 Year Credit Bond E ETP 464288646 63 598 SH SOLE 598 0 0 iShares 10-20 Year Treasury Bo ETP 464288653 1872 12928 SH SOLE 12928 0 0 iShares 3-7 Year Treasury Bond ETP 464288661 409 3230 SH SOLE 3230 0 0 iShares Global Consumer Staple ETP 464288737 10 100 SH SOLE 100 0 0 iShares MSCI Brazil Small-Cap ETP 464289131 4 349 SH SOLE 349 0 0 iShares MSCI Europe Financials ETP 464289180 247 14396 SH SOLE 14396 0 0 iShares India 50 ETF ETP 464289529 10 348 SH SOLE 348 0 0 iShares MSCI All Peru Capped E ETP 464289842 154 4639 SH SOLE 4639 0 0 iShares MSCI Indonesia ETF ETP 46429B309 962 36390 SH SOLE 36390 0 0 iShares MSCI Philippines ETF ETP 46429B408 1729 46396 SH SOLE 46396 0 0 iShares MSCI Finland Capped ET ETP 46429B515 15 447 SH SOLE 447 0 0 iShares MSCI Denmark Capped ET ETP 46429B523 183 3300 SH SOLE 3300 0 0 iShares MSCI India ETF ETP 46429B598 4187 142355 SH SOLE 142355 0 0 iShares MSCI Poland Capped ETF ETP 46429B606 1069 58676 SH SOLE 58676 0 0 iShares Core High Dividend ETF ETP 46429B663 158 1948 SH SOLE 1948 0 0 iShares MSCI China ETF ETP 46429B671 14571 300433 SH SOLE 300433 0 0 iShares Edge MSCI Min Vol EAFE ETP 46429B689 683 10091 SH SOLE 10091 0 0 iShares Edge MSCI Min Vol USA ETP 46429B697 367 8073 SH SOLE 8073 0 0 iShares 0-5 Year TIPS Bond ETF ETP 46429B747 571 5648 SH SOLE 5648 0 0 iShares Edge MSCI USA Quality ETP 46432F339 38 568 SH SOLE 568 0 0 iShares Edge MSCI USA Value Fa ETP 46432F388 7 112 SH SOLE 112 0 0 iShares Edge MSCI USA Momentum ETP 46432F396 159 2050 SH SOLE 2050 0 0 iShares Core MSCI Total Intern ETP 46432F834 57 1099 SH SOLE 1099 0 0 iShares MSCI Colombia Capped E ETP 46434G202 170 12797 SH SOLE 12797 0 0 iShares MSCI Russia Capped ETF ETP 46434G806 1006 69081 SH SOLE 69081 0 0 iShares 0-5 Year High Yield Co ETP 46434V407 593 12537 SH SOLE 12537 0 0 iShares Currency Hedged MSCI E ETP 46434V639 17002 685824 SH SOLE 685824 0 0 iShares Core MSCI Pacific ETF ETP 46434V696 564 11091 SH SOLE 11091 0 0 iShares Currency Hedged MSCI G ETP 46434V704 4712 196653 SH SOLE 196653 0 0 iShares Core MSCI Europe ETF ETP 46434V738 9407 227392 SH SOLE 227392 0 0 iShares Currency Hedged MSCI E ETP 46434V803 5968 240548 SH SOLE 240548 0 0 iShares Currency Hedged MSCI J ETP 46434V886 3602 145372 SH SOLE 145372 0 0 iShares Currency Hedged MSCI S ETP 46435G813 269 14177 SH SOLE 14177 0 0 iShares Currency Hedged MSCI I ETP 46435G821 304 17766 SH SOLE 17766 0 0 iShares Currency Hedged MSCI E ETP 46435G839 211 8579 SH SOLE 8579 0 0 iShares Currency Hedged MSCI A ETP 46435G847 414 18596 SH SOLE 18596 0 0 iShares Currency Hedged MSCI A ETP 46435G854 2 80 SH SOLE 80 0 0 iShares Currency Hedged MSCI S ETP 46435G870 619 26472 SH SOLE 26472 0 0 Itau Unibanco Holding SA ADR 465562106 2 150 SH SOLE 150 0 0 Jumei International Holding Lt ADR 48138L107 1 200 SH SOLE 200 0 0 KINDER MORGAN INC/DELAWA PUBLIC 49456B200 55 1094 SH SOLE 1094 0 0 Mobile TeleSystems PJSC ADR 607409109 44 5755 SH SOLE 5755 0 0 Momo Inc ADR 60879B107 2 100 SH SOLE 100 0 0 NQ Mobile Inc ADR 64118U108 1 231 SH SOLE 231 0 0 NextEra Energy Inc Common Stock 65339F101 129 1056 SH SOLE 1056 0 0 Nokia OYJ ADR 654902204 68 11666 SH SOLE 11666 0 0 Novagold Resources Inc Common Stock 66987E206 1 100 SH SOLE 100 0 0 Novartis AG ADR 66987V109 163 2070 SH SOLE 2070 0 0 Novo Nordisk A/S ADR 670100205 2 53 SH SOLE 53 0 0 Telekomunikasi Indonesia Perse ADR 715684106 1 21 SH SOLE 21 0 0 Petroleo Brasileiro SA ADR 71654V101 4 503 SH SOLE 503 0 0 PIMCO 1-5 Year U.S. TIPS Index ETP 72201R205 185 3506 SH SOLE 3506 0 0 PIMCO Broad U.S. TIPS Index Ex ETP 72201R403 84 1423 SH SOLE 1423 0 0 PIMCO 0-5 Year High Yield Corp ETP 72201R783 20145 202467 SH SOLE 202467 0 0 PowerShares DB Commodity Index ETP 73935S105 599 39937 SH SOLE 39937 0 0 PowerShares Financial Preferre ETP 73935X229 928 48723 SH SOLE 48723 0 0 PowerShares DB Energy Fund ETP 73936B101 30 2429 SH SOLE 2429 0 0 PowerShares DB Precious Metals ETP 73936B200 2503 61643 SH SOLE 61643 0 0 PowerShares DB Silver Fund ETP 73936B309 486 16100 SH SOLE 16100 0 0 PowerShares DB Agriculture Fun ETP 73936B408 989 49494 SH SOLE 49494 0 0 PowerShares DB Oil Fund ETP 73936B507 814 91717 SH SOLE 91717 0 0 PowerShares DB Base Metals Fun ETP 73936B705 539 38381 SH SOLE 38381 0 0 PowerShares DB US Dollar Index ETP 73936D107 2789 113003 SH SOLE 113003 0 0 PowerShares DWA Emerging Marke ETP 73936Q207 134 8222 SH SOLE 8222 0 0 PowerShares DWA SmallCap Momen ETP 73936Q744 4 100 SH SOLE 100 0 0 PowerShares Senior Loan Portfo ETP 73936Q769 5836 251447 SH SOLE 251447 0 0 PowerShares National AMT-Free ETP 73936T474 0 3 SH SOLE 3 0 0 PowerShares Fundamental High Y ETP 73936T557 10081 534210 SH SOLE 534210 0 0 PowerShares FTSE RAFI Develope ETP 73936T789 831 22615 SH SOLE 22615 0 0 PowerShares Build America Bond ETP 73937B407 176 5622 SH SOLE 5622 0 0 PowerShares S&P MidCap Low Vol ETP 73937B647 200 5136 SH SOLE 5136 0 0 PowerShares S&P 500 High Divid ETP 73937B654 3 75 SH SOLE 75 0 0 PowerShares S&P Emerging Marke ETP 73937B662 6 272 SH SOLE 272 0 0 PowerShares S&P International ETP 73937B688 556 18131 SH SOLE 18131 0 0 Proshares S&P Midcap 400 Divid ETP 74347B680 21 446 SH SOLE 446 0 0 ProShares UltraShort Nasdaq Bi ETP 74347B789 3 100 SH SOLE 100 0 0 ProShares Short High Yield ETP 74347R131 55631 2224366 SH SOLE 2224366 0 0 ProShares Ultra Nasdaq Biotech ETP 74347R214 5 100 SH SOLE 100 0 0 ProShares UltraShort Silver ETP 74347W114 98 3448 SH SOLE 3448 0 0 ProShares Ultra VIX Short-Term ETP 74347W254 9116 547486 SH SOLE 547486 0 0 ProShares Ultra Bloomberg Natu ETP 74347W296 548 37559 SH SOLE 37559 0 0 ProShares Ultra Bloomberg Crud ETP 74347W320 8220 791917 SH SOLE 791917 0 0 ProShares VIX Mid-Term Futures ETP 74347W338 161 3521 SH SOLE 3521 0 0 ProShares Ultra Silver ETP 74347W353 546 11341 SH SOLE 11341 0 0 ProShares UltraShort Bloomberg ETP 74347W387 828 22906 SH SOLE 22906 0 0 ProShares UltraShort Gold ETP 74347W395 293 4170 SH SOLE 4170 0 0 ProShares UltraShort Yen ETP 74347W569 3417 56349 SH SOLE 56349 0 0 ProShares Ultra Gold ETP 74347W601 264 6008 SH SOLE 6008 0 0 ProShares Short VIX Short-Term ETP 74347W627 11305 154422 SH SOLE 154422 0 0 ProShares UltraShort Bloomberg ETP 74347W668 2348 29027 SH SOLE 29027 0 0 ProShares Short Euro ETF ETP 74347W742 0 4 SH SOLE 4 0 0 ProShares UltraShort Euro ETP 74347W882 3733 157109 SH SOLE 157109 0 0 ProShares UltraPro Short Dow30 ETP 74347X112 1 99 SH SOLE 99 0 0 ProShares Ultra MSCI Emerging ETP 74347X302 6 100 SH SOLE 100 0 0 ProShares Ultra MSCI EAFE ETP 74347X500 78 857 SH SOLE 857 0 0 ProShares UltraPro Dow30 ETP 74347X823 6 87 SH SOLE 87 0 0 ProShares UltraPro S&P 500 ETP 74347X864 7 100 SH SOLE 100 0 0 ProShares S&P 500 Dividend Ari ETP 74348A467 1 10 SH SOLE 10 0 0 Randgold Resources Ltd ADR 752344309 0 1 SH SOLE 1 0 0 Recon Capital DAX Germany ETF ETP 75623U201 318 12729 SH SOLE 12729 0 0 Richmont Mines Inc Common Stock 76547T106 104 10299 SH SOLE 10299 0 0 ROYAL BK SCOTLND GRP PLC PUBLIC 780097739 35 1400 SH SOLE 1400 0 0 ROYAL BK SCOTLND GRP PLC PUBLIC 780097788 8 300 SH SOLE 300 0 0 Guggenheim S&P 500 Pure Value ETP 78355W304 4 74 SH SOLE 74 0 0 SPDR Gold Shares ETP 78463V107 6575 52335 SH SOLE 52335 0 0 SPDR STOXX Europe 50 ETF ETP 78463X103 1320 43629 SH SOLE 43629 0 0 SPDR Euro Stoxx 50 Currency He ETP 78463X186 1079 32984 SH SOLE 32984 0 0 SPDR S&P Emerging Asia Pacific ETP 78463X301 2123 25753 SH SOLE 25753 0 0 SPDR S&P Russia ETF ETP 78463X558 2 100 SH SOLE 100 0 0 SPDR MSCI ACWI ex-US ETF ETP 78463X848 1962 60399 SH SOLE 60399 0 0 SPDR S&P World ex-US ETF ETP 78463X889 4689 177146 SH SOLE 177146 0 0 SPDR Nuveen S&P High Yield Mun ETP 78464A284 5182 87350 SH SOLE 87350 0 0 SPDR Bloomberg Barclays Emergi ETP 78464A391 4287 151325 SH SOLE 151325 0 0 SPDR Bloomberg Barclays High Y ETP 78464A417 95740 2607287 SH SOLE 2607287 0 0 SPDR Dow Jones REIT ETF ETP 78464A607 107 1100 SH SOLE 1100 0 0 SPDR Bloomberg Barclays TIPS E ETP 78464A656 12 200 SH SOLE 200 0 0 SPDR Bloomberg Barclays 1-3 Mo ETP 78464A680 91 2000 SH SOLE 2000 0 0 SPDR Blackstone / GSO Senior L ETP 78467V608 1618 34217 SH SOLE 34217 0 0 SPDR Doubleline Total Return T ETP 78467V848 700 13955 SH SOLE 13955 0 0 SPDR Dow Jones Industrial Aver ETP 78467X109 36 199 SH SOLE 199 0 0 SPDR S&P MidCap 400 ETF Trust ETP 78467Y107 40 142 SH SOLE 142 0 0 SPDR Bloomberg Barclays Short ETP 78468R408 52834 1908056 SH SOLE 1908056 0 0 SPDR Nuveen Bloomberg Barclays ETP 78468R721 994 19852 SH SOLE 19852 0 0 SPDR Bloomberg Barclays 1-10 Y ETP 78468R861 408 20641 SH SOLE 20641 0 0 Sanofi ADR 80105N105 55 1439 SH SOLE 1439 0 0 Schwab US Broad Market ETF ETP 808524102 258 4925 SH SOLE 4925 0 0 Schwab US Large-Cap ETF ETP 808524201 893 17297 SH SOLE 17297 0 0 Schwab U.S. Large-Cap Growth E ETP 808524300 886 15968 SH SOLE 15968 0 0 Schwab U.S. Large-Cap Value ET ETP 808524409 8 182 SH SOLE 182 0 0 Schwab U.S. Mid-Cap ETF ETP 808524508 1 14 SH SOLE 14 0 0 Schwab Fundamental U.S. Large ETP 808524771 12 388 SH SOLE 388 0 0 Schwab US Dividend Equity ETF ETP 808524797 193 4556 SH SOLE 4556 0 0 Schwab International Equity ET ETP 808524805 11614 403410 SH SOLE 403410 0 0 Schwab US TIPs ETF ETP 808524870 1843 32282 SH SOLE 32282 0 0 Consumer Staples Select Sector ETP 81369Y308 5 100 SH SOLE 100 0 0 Consumer Discretionary Select ETP 81369Y407 8 100 SH SOLE 100 0 0 Financial Select Sector SPDR F ETP 81369Y605 18 955 SH SOLE 955 0 0 Industrial Select Sector SPDR ETP 81369Y704 2 36 SH SOLE 36 0 0 Technology Select Sector SPDR ETP 81369Y803 3413 71429 SH SOLE 71429 0 0 Real Estate Select Sector SPDR ETP 81369Y860 88 2678 SH SOLE 2678 0 0 Utilities Select Sector SPDR F ETP 81369Y886 15 300 SH SOLE 300 0 0 Sohu.com Inc Common Stock 83408W103 3 60 SH SOLE 60 0 0 Southern Copper Corp Common Stock 84265V105 49 1850 SH SOLE 1850 0 0 SOUTHWESTERN ENERGY CO PUBLIC 845467208 30 938 SH SOLE 938 0 0 STERICYCLE INC PUBLIC 858912207 40 600 SH SOLE 600 0 0 T-Mobile US Inc PUBLIC 872590203 159 2040 SH SOLE 2040 0 0 TSMC ADR 874039100 298 9736 SH SOLE 9736 0 0 Telefonica SA ADR 879382208 14 1395 SH SOLE 1395 0 0 Teva Pharmaceutical Industries ADR 881624209 349 7591 SH SOLE 7591 0 0 Teucrium Corn Fund ETP 88166A102 1084 58014 SH SOLE 58014 0 0 Teucrium Wheat Fund ETP 88166A508 577 80299 SH SOLE 80299 0 0 Teucrium Soybean Fund ETP 88166A607 203 10985 SH SOLE 10985 0 0 TOTAL SA ADR 89151E109 251 5261 SH SOLE 5261 0 0 Tuniu Corp ADR 89977P106 1 100 SH SOLE 100 0 0 21Vianet Group Inc ADR 90138A103 1 100 SH SOLE 100 0 0 TYSON FOODS INC PUBLIC 902494301 97 1179 SH SOLE 1179 0 0 Unilever NV NY Reg Shrs 904784709 69 1500 SH SOLE 1500 0 0 United States Brent Oil Fund L ETP 91167Q100 157 10798 SH SOLE 10798 0 0 United States Gasoline Fund LP ETP 91201T102 239 8659 SH SOLE 8659 0 0 United States Natural Gas Fund ETP 912318201 911 109013 SH SOLE 109013 0 0 United States Oil Fund LP ETP 91232N108 14858 1359385 SH SOLE 1359385 0 0 United States Short Oil Fund L ETP 912613205 101 1480 SH SOLE 1480 0 0 Vale SA ADR 91912E105 2 300 SH SOLE 300 0 0 Vale SA ADR 91912E204 4 945 SH SOLE 945 0 0 VanEck Vectors EM Investment G ETP 92189F346 4139 165906 SH SOLE 165906 0 0 VanEck Vectors Preferred Secur ETP 92189F429 81 3900 SH SOLE 3900 0 0 VanEck Vectors Fallen Angel Hi ETP 92189F437 12604 435673 SH SOLE 435673 0 0 VanEck Vectors AMT-Free Interm ETP 92189F544 20 829 SH SOLE 829 0 0 VanEck Vectors ChinaAMC SME-Ch ETP 92189F627 1 32 SH SOLE 32 0 0 VanEck Vectors ChinaAMC CSI 30 ETP 92189F759 32 830 SH SOLE 830 0 0 VanEck Vectors India Small-Cap ETP 92189F767 23 500 SH SOLE 500 0 0 VanEck Vectors Brazil Small-Ca ETP 92189F825 484 28545 SH SOLE 28545 0 0 VanEck Vectors Indonesia Index ETP 92189F833 503 21357 SH SOLE 21357 0 0 Vanguard Dividend Appreciation ETP 921908844 364 4338 SH SOLE 4338 0 0 Vanguard Total International S ETP 921909768 727 15409 SH SOLE 15409 0 0 Vanguard Mega Cap Growth ETF ETP 921910816 14 165 SH SOLE 165 0 0 Vanguard Mega Cap Value ETF ETP 921910840 175 2799 SH SOLE 2799 0 0 Vanguard Mega Cap ETF ETP 921910873 321 4351 SH SOLE 4351 0 0 Vanguard S&P Mid-Cap 400 Growt ETP 921932869 52 476 SH SOLE 476 0 0 Vanguard S&P Mid-Cap 400 ETF ETP 921932885 8 75 SH SOLE 75 0 0 Vanguard Intermediate-Term Bon ETP 921937819 1404 16016 SH SOLE 16016 0 0 Vanguard Short-Term Bond ETF ETP 921937827 299 3704 SH SOLE 3704 0 0 Vanguard High Dividend Yield E ETP 921946406 16 220 SH SOLE 220 0 0 Vanguard Emerging Markets Gove ETP 921946885 1246 15271 SH SOLE 15271 0 0 Vanguard Short-Term Inflation- ETP 922020805 2496 50279 SH SOLE 50279 0 0 Vanguard Information Technolog ETP 92204A702 149 1237 SH SOLE 1237 0 0 Vanguard Global ex-U.S. Real E ETP 922042676 20 350 SH SOLE 350 0 0 Vanguard FTSE All World ex-US ETP 922042718 615 6181 SH SOLE 6181 0 0 Vanguard Total World Stock ETF ETP 922042742 4723 77615 SH SOLE 77615 0 0 Vanguard FTSE All-World ex-US ETP 922042775 18 406 SH SOLE 406 0 0 Vanguard FTSE Pacific ETF ETP 922042866 1211 19989 SH SOLE 19989 0 0 Vanguard FTSE Europe ETF ETP 922042874 7275 149288 SH SOLE 149288 0 0 Vanguard Long-Term Corporate B ETP 92206C813 1172 12244 SH SOLE 12244 0 0 Vanguard Intermediate-Term Cor ETP 92206C870 12644 141142 SH SOLE 141142 0 0 Vanguard Mid-Cap Growth ETF ETP 922908538 2 15 SH SOLE 15 0 0 Vanguard REIT ETF ETP 922908553 164 1896 SH SOLE 1896 0 0 Vanguard Small-Cap Growth ETF ETP 922908595 26 200 SH SOLE 200 0 0 Vanguard Large-Cap ETF ETP 922908637 405 4082 SH SOLE 4082 0 0 Vanguard Small-Cap ETF ETP 922908751 23 187 SH SOLE 187 0 0 VimpelCom Ltd ADR 92719A106 20 5640 SH SOLE 5640 0 0 Weibo Corp ADR 948596101 1 10 SH SOLE 10 0 0 WELLS FARGO & COMPANY PUBLIC 949746804 916 700 SH SOLE 700 0 0 WELLTOWER INC PUBLIC 95040Q203 18 266 SH SOLE 266 0 0 WisdomTree Emerging Markets Hi ETP 97717W315 1480 39389 SH SOLE 39389 0 0 WisdomTree India Earnings Fund ETP 97717W422 6546 302756 SH SOLE 302756 0 0 WisdomTree Germany Hedged Equi ETP 97717W448 1110 42337 SH SOLE 42337 0 0 WisdomTree MidCap Dividend Fun ETP 97717W505 501 5516 SH SOLE 5516 0 0 WisdomTree Japan Hedged SmallC ETP 97717W521 957 30720 SH SOLE 30720 0 0 WisdomTree International Equit ETP 97717W703 961 20416 SH SOLE 20416 0 0 WisdomTree International Small ETP 97717W760 865 14101 SH SOLE 14101 0 0 WisdomTree Japan SmallCap Divi ETP 97717W836 567 9215 SH SOLE 9215 0 0 WisdomTree Europe SmallCap Div ETP 97717W869 934 16882 SH SOLE 16882 0 0 Wisdomtree Europe Hedged Small ETP 97717X552 602 24654 SH SOLE 24654 0 0 WisdomTree Europe Hedged Equit ETP 97717X701 5435 101143 SH SOLE 101143 0 0 WisdomTree Emerging Markets Lo ETP 97717X867 5885 154544 SH SOLE 154544 0 0