0001397911-13-000087.txt : 20131115
0001397911-13-000087.hdr.sgml : 20131115
20131115160823
ACCESSION NUMBER: 0001397911-13-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131114
FILED AS OF DATE: 20131115
DATE AS OF CHANGE: 20131115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: 75 STATE STREET
STREET 2: 24TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Lux
CENTRAL INDEX KEY: 0001466673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 131224044
BUSINESS ADDRESS:
STREET 1: ONE BEACON STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 617-423-3644
MAIL ADDRESS:
STREET 1: ONE BEACON STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
4
1
wf-form4_138454969246581.xml
FORM 4
X0306
4
2013-11-14
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001466673
Thomas Lux
C/O LPL FINANCIAL HOLDINGS INC.
75 STATE STREET
BOSTON
MA
02109
0
1
0
0
EVP, CAO
Common Stock
2013-11-14
4
S
0
1000
42.31
D
5200
D
Represents 1,500 shares of Common Stock and 3,700 shares of restricted stock units.
/s/ Thomas Lux
2013-11-15