0001085146-16-004820.txt : 20161114
0001085146-16-004820.hdr.sgml : 20161111
20161114125412
ACCESSION NUMBER: 0001085146-16-004820
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14571
FILM NUMBER: 161992943
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001466538
XXXXXXXX
09-30-2016
09-30-2016
false
COWEN GROUP, INC.
599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-14571
N
Owen Littman
General Counsel
212-201-4841
/s/ Owen Littman
New York
NY
11-10-2016
2
238
1716094
1
0001275893
028-10674
RAMIUS ADVISORS LLC
2
0001066036
028-04125
COWEN & COMPANY, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
369
2096
SH
DFND
1
2096
0
0
AARONS INC
COM PAR $0.50
002535300
1155
45440
SH
DFND
1
45440
0
0
ABBOTT LABS
COM
002824100
2778
65700
SH
Call
DFND
1
65700
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
3227
72846
SH
DFND
1
72846
0
0
AGENUS INC
COM NEW
00847G705
359
50000
SH
DFND
2
50000
0
0
AGENUS INC
COM NEW
00847G705
574
79900
SH
Put
DFND
2
79900
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
735
6000
SH
DFND
1
6000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
22766
215200
SH
Call
DFND
1
215200
0
0
ALLERGAN PLC
SHS
G0177J108
4846
21041
SH
DFND
1
21041
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
536
2500
SH
DFND
1
2500
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
271
4000
SH
DFND
2
4000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
915
13500
SH
Call
DFND
2
13500
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
678
10000
SH
Put
DFND
2
10000
0
0
ALPHABET INC
CAP STK CL A
02079K305
1335
1660
SH
DFND
1
1660
0
0
ALPHABET INC
CAP STK CL C
02079K107
2497
3213
SH
DFND
1
3213
0
0
AMAZON COM INC
COM
023135106
14120
16863
SH
DFND
1
16863
0
0
AMERICAN CAP LTD
COM
02503Y103
67980
4020130
SH
DFND
1
4020130
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
806
13579
SH
DFND
1
13579
0
0
AMGEN INC
COM
031162100
590
3539
SH
DFND
1
3539
0
0
AMGEN INC
COM
031162100
83
500
SH
Call
DFND
2
500
0
0
APOLLO ED GROUP INC
CL A
037604105
4748
597300
SH
Put
DFND
1
597300
0
0
APPLE INC
COM
037833100
1130
10000
SH
DFND
1
10000
0
0
APPLE INC
COM
037833100
1244
11000
SH
Call
DFND
1
11000
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06740Q252
256
7500
SH
Put
DFND
2
7500
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
378
37500
SH
DFND
2
37500
0
0
BATS GLOBAL MKTS INC
COM
05491G109
1585
52592
SH
DFND
1
52592
0
0
BCE INC
COM NEW
05534B760
5186
112302
SH
DFND
1
112302
0
0
BELMOND LTD
CL A
G1154H107
568
44700
SH
Call
DFND
1
44700
0
0
BELMOND LTD
CL A
G1154H107
4033
317300
SH
DFND
1
317300
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
843
77910
SH
DFND
1
77910
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
265
15425
SH
DFND
1
15425
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
1168
114438
SH
DFND
2
114438
0
0
BOYD GAMING CORP
COM
103304101
1553
78496
SH
DFND
1
78496
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2426
45000
SH
Call
DFND
2
45000
0
0
BROADSOFT INC
COM
11133B409
815
17500
SH
DFND
1
17500
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
1283
17915
SH
DFND
1
17915
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
753
29500
SH
DFND
1
29500
0
0
CAPITAL ONE FINL CORP
COM
14040H105
359
5000
SH
DFND
1
5000
0
0
CAPITOL ACQUISITION CORP III
COM
14055M106
203
20586
SH
DFND
2
20586
0
0
CATALYST PHARMACEUTICALS INC
COM
14888U101
25
106250
SH
DFND
2
106250
0
0
CBOE HLDGS INC
COM
12503M108
28378
437600
SH
Call
DFND
1
437600
0
0
CF CORP
SHS CL A
G20307107
560
57167
SH
DFND
2
57167
0
0
CIGNA CORPORATION
COM
125509109
4781
36686
SH
DFND
1
36686
0
0
CITRIX SYS INC
COM
177376100
1237
14521
SH
DFND
1
14521
0
0
COMCAST CORP NEW
CL A
20030N101
998
15037
SH
DFND
1
15037
0
0
CONAGRA FOODS INC
COM
205887102
1503
31899
SH
DFND
1
31899
0
0
CORNING INC
COM
219350105
4010
169559
SH
DFND
1
169559
0
0
COSTCO WHSL CORP NEW
COM
22160K105
390
2556
SH
DFND
1
2556
0
0
COTY INC
COM CL A
222070203
1230
53000
SH
DFND
1
53000
0
0
COTY INC
COM CL A
222070203
635
27000
SH
Call
DFND
2
27000
0
0
COVENANT TRANSN GROUP INC
CL A
22284P105
290
15000
SH
DFND
1
15000
0
0
COWEN GROUP INC NEW
CL A
223622101
14088
3880939
SH
DFND
1
3880939
0
0
CYNAPSUS THERAPEUTICS INC
COM PAR NO PAR
23257Y859
5827
144833
SH
DFND
1
144833
0
0
DANAHER CORP DEL
COM
235851102
200
2556
SH
DFND
1
2556
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
1228
25682
SH
DFND
1
25682
0
0
DISNEY WALT CO
COM DISNEY
254687106
4610
49640
SH
DFND
1
49640
0
0
DOLLAR GEN CORP NEW
COM
256677105
1773
25338
SH
DFND
1
25338
0
0
DOLLAR TREE INC
COM
256746108
1843
23345
SH
DFND
1
23345
0
0
DOUBLE EAGLE ACQUISITION COR
COM
G28195124
981
100000
SH
DFND
2
100000
0
0
DOW CHEM CO
COM
260543103
2086
40252
SH
DFND
1
40252
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
5458
81500
SH
Put
DFND
1
81500
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
105
10000
SH
DFND
1
10000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
73
7000
SH
Call
DFND
2
7000
0
0
ELECTRONIC ARTS INC
COM
285512109
6871
80456
SH
DFND
1
80456
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
3
13500
SH
DFND
2
13500
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
1066
28818
SH
DFND
1
28818
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1006
987400
SH
DFND
1
987400
0
0
ENVISION HEALTHCARE HLDGS IN
COM
29413U103
24811
1114090
SH
DFND
1
1114090
0
0
FACEBOOK INC
CL A
30303M102
2031
15833
SH
DFND
1
15833
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
5043
150765
SH
DFND
1
150765
0
0
GENERAL DYNAMICS CORP
COM
369550108
586
3778
SH
DFND
1
3778
0
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
570
15000
SH
Call
DFND
2
15000
0
0
GILEAD SCIENCES INC
COM
375558103
5934
75000
SH
Call
DFND
1
75000
0
0
GILEAD SCIENCES INC
COM
375558103
791
10000
SH
DFND
1
10000
0
0
GLOBALSTAR INC
COM
378973408
30
25000
SH
DFND
2
25000
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
388
12014
SH
DFND
12014
0
0
GORES HLDGS INC
*W EXP 08/13/202
382866119
531
442530
SH
DFND
2
442530
0
0
GORES HLDGS INC
UNIT 99/99/9999
382866200
367
29858
SH
DFND
2
29858
0
0
GP INVTS ACQUISITION COR
*W EXP 05/19/202
G40357108
105
165255
SH
DFND
2
165255
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
267
7500
SH
DFND
1
7500
0
0
HCA HOLDINGS INC
COM
40412C101
393
40000
SH
Call
DFND
2
40000
0
0
HENNESSY CAP ACQUISITION COR
COM
42588J100
2896
294573
SH
DFND
2
294573
0
0
HOLLYFRONTIER CORP
COM
436106108
858
35000
SH
DFND
2
35000
0
0
HOLLYFRONTIER CORP
COM
436106108
1497
61100
SH
Put
DFND
2
61100
0
0
HUMANA INC
COM
444859102
3133
17712
SH
DFND
1
17712
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
392
2556
SH
DFND
1
2556
0
0
HYDRA INDS ACQUISITION CORP
COM
448740100
801
80454
SH
DFND
2
80454
0
0
IAC INTERACTIVECORP
COM
44919P508
1812
29000
SH
DFND
1
29000
0
0
IMPERVA INC
COM
45321L100
21905
407839
SH
DFND
1
407839
0
0
IMPERVA INC
COM
45321L100
15667
291700
SH
Put
DFND
1
291700
0
0
IMPERVA INC
COM
45321L100
18283
340400
SH
Call
DFND
1
340400
0
0
INFINERA CORPORATION
COM
45667G103
1014
112300
SH
DFND
1
112300
0
0
INFOBLOX INC
COM
45672H104
1474
80992
SH
DFND
1
80992
0
0
INGRAM MICRO INC
CL A
457153104
24855
696996
SH
DFND
1
696996
0
0
INTEL CORP
COM
458140100
998
26427
SH
DFND
1
26427
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
715
4500
SH
DFND
1
4500
0
0
INTERSIL CORP
CL A
46069S109
15027
685222
SH
DFND
1
685222
0
0
INTERSIL CORP
CL A
46069S109
7470
340600
SH
Call
DFND
1
340600
0
0
ISHARES
MSCI CDA ETF
464286509
4832
188100
SH
Call
DFND
1
188100
0
0
ISHARES
MSCI JAPAN ETF
464286848
14008
1117100
SH
Call
DFND
1
1117100
0
0
ISHARES
MSCI MEX CAP ETF
464286822
2153
44400
SH
Call
DFND
1
44400
0
0
ISHARES
MSCI MEX CAP ETF
464286822
1454
30000
SH
Put
DFND
1
30000
0
0
ISHARES
MSCI TURKEY ETF
464286715
2378
62800
SH
Put
DFND
1
62800
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
2102
55300
SH
Call
DFND
1
55300
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
140219
1128900
SH
Put
DFND
1
1128900
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
681
14646
SH
DFND
1
14646
0
0
JONES ENERGY INC
COM CL A
48019R108
94
26521
SH
DFND
2
26521
0
0
JOY GLOBAL INC
COM
481165108
6117
220524
SH
DFND
1
220524
0
0
KATE SPADE & CO
COM
485865109
2623
153127
SH
DFND
1
153127
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
33
2213538
SH
DFND
2
2213538
0
0
KITE PHARMA INC
COM
49803L109
1676
30000
SH
Put
DFND
2
30000
0
0
KLR ENERGY ACQUISITION CORP
*W EXP 09/16/202
49877M116
10
22825
SH
DFND
2
22825
0
0
L BRANDS INC
COM
501797104
1005
14197
SH
DFND
1
14197
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
200
1329
SH
DFND
1
1329
0
0
LEXMARK INTL INC
CL A
529771107
9123
228291
SH
DFND
1
228291
0
0
LEXMARK INTL INC
CL A
529771107
16735
418800
SH
Put
DFND
1
418800
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
2099
29359
SH
DFND
1
29359
0
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
583
29154
SH
DFND
1
29154
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
2619
77071
SH
DFND
1
77071
0
0
LIMELIGHT NETWORKS INC
COM
53261M104
234
125000
SH
DFND
1
125000
0
0
LINDBLAD EXPEDITIONS HLDGS I
*W EXP 07/08/202
535219117
196
100986
SH
DFND
2
100986
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
76695
1293565
SH
DFND
1
1293565
0
0
LINKEDIN CORP
COM CL A
53578A108
227478
1190235
SH
DFND
1
1190235
0
0
LINKEDIN CORP
COM CL A
53578A108
860
4500
SH
Call
DFND
1
4500
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
7096
355000
SH
Call
DFND
1
355000
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
603
21952
SH
DFND
1
21952
0
0
LOCKHEED MARTIN CORP
COM
539830109
576
2403
SH
DFND
1
2403
0
0
LSC COMMUNICATIONS INC
COM
50218P107
594
15877
SH
DFND
2
15877
0
0
LULULEMON ATHLETICA INC
COM
550021109
788
12929
SH
DFND
1
12929
0
0
M III ACQUISITION CORP
UNIT 99/99/9999T
55378T203
1137
116050
SH
DFND
2
116050
0
0
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
1025
6051
SH
DFND
1
6051
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
607
8584
SH
DFND
1
8584
0
0
MARRIOTT INTL INC NEW
CL A
571903202
1784
26500
SH
Call
DFND
2
26500
0
0
MCKESSON CORP
COM
58155Q103
667
4000
SH
DFND
2
4000
0
0
MCKESSON CORP
COM
58155Q103
1668
10000
SH
Put
DFND
2
10000
0
0
MEDIA GEN INC NEW
COM
58441K100
16454
892782
SH
DFND
1
892782
0
0
MERCK & CO INC
COM
58933Y105
1123
18000
SH
DFND
2
18000
0
0
MERCK & CO INC
COM
58933Y105
1248
20000
SH
Put
DFND
2
20000
0
0
METLIFE INC
COM
59156R108
2444
55000
SH
Call
DFND
2
55000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
2884
110781
SH
DFND
1
110781
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
1489
31833
SH
DFND
1
31833
0
0
MICRON TECHNOLOGY INC
COM
595112103
2955
166202
SH
DFND
1
166202
0
0
MOLSON COORS BREWING CO
CL B
60871R209
7254
66064
SH
DFND
1
66064
0
0
MOLSON COORS BREWING CO
CL B
60871R209
4150
37800
SH
Call
DFND
1
37800
0
0
MONDELEZ INTL INC
CL A
609207105
4558
103836
SH
DFND
1
103836
0
0
MONRO MUFFLER BRAKE INC
COM
610236101
889
14536
SH
DFND
1
14536
0
0
MONSANTO CO NEW
COM
61166W101
20583
201400
SH
Call
DFND
1
201400
0
0
MONSANTO CO NEW
COM
61166W101
11716
114636
SH
DFND
1
114636
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1793
23506
SH
DFND
1
23506
0
0
NETFLIX INC
COM
64110L106
848
8600
SH
Put
DFND
1
8600
0
0
NEW YORK REIT INC
COM
64976L109
641
70000
SH
DFND
1
70000
0
0
NEXEO SOLUTIONS INC
UNIT 06/11/2019
65342H201
989
111591
SH
DFND
2
111591
0
0
NEXVET BIOPHARMA PUB LTD CO
ORD SHS
G6503X109
61
14642
SH
DFND
1
14642
0
0
NOBLE CORP PLC
SHS USD
G65431101
1072
30000
SH
Call
DFND
2
30000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
580
2709
SH
DFND
1
2709
0
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
11494
888972
SH
DFND
1
888972
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R803
2555
194000
SH
Put
DFND
1
194000
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
1478
39210
SH
DFND
1
39210
0
0
NOVAVAX INC
COM
670002104
209
100300
SH
DFND
2
100300
0
0
NOVAVAX INC
COM
670002104
208
100300
SH
Put
DFND
2
100300
0
0
NVIDIA CORP
COM
67066G104
1189
17348
SH
DFND
1
17348
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1466
14375
SH
DFND
1
14375
0
0
NXSTAGE MEDICAL INC
COM
67072V103
500
20000
SH
Call
DFND
2
20000
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
603
87825
SH
DFND
1
87825
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
330
8250
SH
DFND
1
8250
0
0
ORGANOVO HLDGS INC
COM
68620A104
239
63000
SH
DFND
1
63000
0
0
PAYPAL HLDGS INC
COM
70450Y103
1063
25941
SH
DFND
1
25941
0
0
PBF ENERGY INC
CL A
69318G106
226
10000
SH
Call
DFND
2
10000
0
0
PENN NATL GAMING INC
COM
707569109
1696
124998
SH
DFND
1
124998
0
0
PENN NATL GAMING INC
COM
707569109
1115
82200
SH
Call
DFND
1
82200
0
0
PFIZER INC
COM
717081103
728
21500
SH
DFND
2
21500
0
0
PFIZER INC
COM
717081103
1355
40000
SH
Call
DFND
2
40000
0
0
PFIZER INC
COM
717081103
1355
40000
SH
Put
DFND
2
40000
0
0
PINNACLE ENTMT INC NEW
COM
72348Y105
965
78176
SH
DFND
1
78176
0
0
POST HLDGS INC
COM
737446104
1652
21403
SH
DFND
1
21403
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
14476
623700
SH
Put
DFND
1
623700
0
0
PRICELINE GRP INC
COM NEW
741503403
1374
934
SH
DFND
1
934
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
2678
163375
SH
DFND
1
163375
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
808
99700
SH
Put
DFND
1
99700
0
0
PRUDENTIAL SHT DURATION HG Y
COM
74442F107
688
43000
SH
DFND
1
43000
0
0
PVH CORP
COM
693656100
2567
23231
SH
DFND
1
23231
0
0
RACKSPACE HOSTING INC
COM
750086100
13859
437322
SH
DFND
1
437322
0
0
RADIUS HEALTH INC
COM NEW
750469207
352
6500
SH
DFND
1
6500
0
0
RAYTHEON CO
COM NEW
755111507
986
7243
SH
DFND
1
7243
0
0
RESTORATION HARDWARE HLDGS I
COM
761283100
1018
29428
SH
DFND
1
29428
0
0
RITE AID CORP
COM
767754104
5005
650886
SH
DFND
1
650886
0
0
RITE AID CORP
COM
767754104
17
2200
SH
Put
DFND
2
2200
0
0
SABAN CAP ACQUISITION CORP
UNIT 99/99/9999
78516C205
240
23832
SH
DFND
2
23832
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
537
17000
SH
DFND
1
17000
0
0
SCIENTIFIC GAMES CORP
CL A
80874P109
3116
276509
SH
DFND
1
276509
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
10993
206600
SH
Put
DFND
1
206600
0
0
SHIRE PLC
SPONSORED ADR
82481R106
969
5000
SH
DFND
1
5000
0
0
SHUTTERFLY INC
COM
82568P304
345
7726
SH
DFND
1
7726
0
0
SILVER RUN ACQUISITION CORP
*W EXP 02/23/202
82811P119
739
133190
SH
DFND
2
133190
0
0
SILVER RUN ACQUISITION CORP
UNIT 99/99/9999T
82811P200
6859
389487
SH
DFND
2
389487
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
4709
37478
SH
DFND
1
37478
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
7639
60800
SH
Put
DFND
1
60800
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
756
3494
SH
DFND
1
3494
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
64997
300500
SH
Put
DFND
1
300500
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
2448
88400
SH
DFND
1
88400
0
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
4331
163300
SH
Put
DFND
1
163300
0
0
SPECTRA ENERGY CORP
COM
847560109
5269
123253
SH
DFND
1
123253
0
0
ST JUDE MED INC
COM
790849103
186011
2332132
SH
DFND
1
2332132
0
0
STARZ
COM SER A
85571Q102
13221
423900
SH
DFND
1
423900
0
0
STERLING BANCORP DEL
COM
85917A100
909
51960
SH
DFND
1
51960
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
346
10386
SH
DFND
1
10386
0
0
SUNEDISON SEMICONDUCTOR LTD
SHS
Y8213L102
4328
379947
SH
DFND
1
379947
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
324
11398
SH
DFND
1
11398
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
118318
1350661
SH
DFND
1
1350661
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
1511
33524
SH
DFND
1
33524
0
0
TECK RESOURCES LTD
CL B
878742204
1262
70000
SH
Put
DFND
1
70000
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
23
128122
SH
DFND
2
128122
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1480
32165
SH
DFND
1
32165
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
184
4000
SH
DFND
2
4000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
5016
109000
SH
Call
DFND
1
109000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
230
5000
SH
Put
DFND
2
5000
0
0
TIME WARNER INC
COM NEW
887317303
6515
81842
SH
DFND
1
81842
0
0
TREEHOUSE FOODS INC
COM
89469A104
4594
52685
SH
DFND
1
52685
0
0
TRONC INC
COM
89703P107
169
10000
SH
DFND
2
10000
0
0
TWITTER INC
COM
90184L102
2242
97258
SH
DFND
1
97258
0
0
U S SILICA HLDGS INC
COM
90346E103
1304
28000
SH
Call
DFND
2
28000
0
0
UNDER ARMOUR INC
CL C
904311206
1667
49245
SH
DFND
1
49245
0
0
VALSPAR CORP
COM
920355104
8136
76700
SH
Put
DFND
1
76700
0
0
VECTOR GROUP LTD
COM
92240M108
1259
58471
SH
DFND
1
58471
0
0
VERSARTIS INC
COM
92529L102
2522
205892
SH
DFND
2
205892
0
0
VIACOM INC NEW
CL B
92553P201
843
22123
SH
DFND
1
22123
0
0
VMWARE INC
CL A COM
928563402
3458
47148
SH
DFND
1
47148
0
0
VONAGE HLDGS CORP
COM
92886T201
1785
270000
SH
DFND
1
270000
0
0
VORNADO RLTY TR
SH BEN INT
929042109
759
7500
SH
DFND
1
7500
0
0
WHITEWAVE FOODS CO
COM
966244105
15877
291700
SH
Call
DFND
1
291700
0
0
WHITEWAVE FOODS CO
COM
966244105
8116
149100
SH
Put
DFND
1
149100
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
1845
13895
SH
DFND
1
13895
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
13102
243800
SH
Call
DFND
1
243800
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
2025
95058
SH
DFND
1
95058
0
0
XILINX INC
COM
983919101
3496
64337
SH
DFND
1
64337
0
0
YAHOO INC
COM
984332106
86169
1999280
SH
DFND
1
1999280
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
2998
100896
SH
DFND
1
100896
0
0
ZYNGA INC
CL A
98986T108
2051
704742
SH
DFND
1
704742
0
0