0001085146-16-004234.txt : 20160810
0001085146-16-004234.hdr.sgml : 20160810
20160810155411
ACCESSION NUMBER: 0001085146-16-004234
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160810
DATE AS OF CHANGE: 20160810
EFFECTIVENESS DATE: 20160810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COWEN GROUP, INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14571
FILM NUMBER: 161821493
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001466538
XXXXXXXX
06-30-2016
06-30-2016
false
COWEN GROUP, INC.
599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-14571
N
Owen Littman
General Counsel
212-201-4841
/s/ Owen Littman
New York
NY
08-05-2016
3
217
1478670
1
0001275893
028-10674
RAMIUS ADVISORS LLC
2
0001512349
028-14361
Ramius Alternative Solutions LLC
3
0001066036
028-04125
COWEN & COMPANY, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
22ND CENTY GROUP INC
COM
90137F103
73
90000
SH
DFND
1
90000
0
0
AARONS INC
COM PAR $0.50
002535300
1141
52126
SH
DFND
1
52126
0
0
ABBOTT LABS
COM
002824100
12194
310200
SH
Call
DFND
1
310200
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
568
17500
SH
DFND
3
17500
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
1497
37782
SH
DFND
1
37782
0
0
AETNA INC NEW
COM
00817Y108
12213
100000
SH
Put
DFND
1
100000
0
0
AGCO CORP
COM
001084102
2894
61396
SH
DFND
2
61396
0
0
ALERE INC
COM
01449J105
1038
24900
SH
DFND
1
24900
0
0
ALERE INC
COM
01449J105
104
2500
SH
DFND
3
2500
0
0
ALERE INC
COM
01449J105
1988
47700
SH
Put
DFND
1
47700
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
525
4500
SH
DFND
1
4500
0
0
ALLERGAN PLC
SHS
G0177J108
3102
13423
SH
DFND
2
13423
0
0
ALLERGAN PLC
SHS
G0177J108
3977
17208
SH
DFND
1
17208
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
490
2500
SH
DFND
1
2500
0
0
ALPHABET INC
CAP STK CL A
02079K305
1238
1760
SH
DFND
1
1760
0
0
ALPHABET INC
CAP STK CL C
02079K107
2556
3693
SH
DFND
1
3693
0
0
AMAZON COM INC
COM
023135106
8007
11189
SH
DFND
1
11189
0
0
AMERICAN CAP LTD
COM
02503Y103
45781
2892014
SH
DFND
1
2892014
0
0
AMERICAN CAP LTD
COM
02503Y103
1029
65000
SH
Put
DFND
1
65000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
618
11693
SH
DFND
1
11693
0
0
AMGEN INC
COM
031162100
780
5125
SH
DFND
1
5125
0
0
APOLLO ED GROUP INC
CL A
037604105
6999
767400
SH
Put
DFND
1
767400
0
0
APPLE INC
COM
037833100
961
10050
SH
DFND
1
10050
0
0
APPLE INC
COM
037833100
1052
11000
SH
Call
DFND
1
11000
0
0
APRICUS BIOSCIENCES INC
COM
03832V109
0
175000
SH
DFND
1
175000
0
0
ASTORIA FINL CORP
COM
046265104
7599
495700
SH
DFND
1
495700
0
0
AUTODESK INC
COM
052769106
3038
56108
SH
DFND
2
56108
0
0
AXIALL CORP
COM
05463D100
5508
168900
SH
Put
DFND
1
168900
0
0
AXIALL CORP
COM
05463D100
14184
434969
SH
DFND
1
434969
0
0
BAKER HUGHES INC
COM
057224107
3128
69320
SH
DFND
2
69320
0
0
BALL CORP
COM
058498106
34649
479300
SH
Call
DFND
1
479300
0
0
BANK AMER CORP
*W EXP 10/28/201
060505153
4
49417
SH
DFND
3
49417
0
0
BANK NEW YORK MELLON CORP
COM
064058100
3081
79314
SH
DFND
2
79314
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
1533
111000
SH
Call
DFND
1
111000
0
0
BCE INC
COM NEW
05534B760
1640
34650
SH
DFND
1
34650
0
0
BELMOND LTD
CL A
G1154H107
1717
173422
SH
DFND
1
173422
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
1891
181125
SH
DFND
1
181125
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
410
23520
SH
DFND
1
23520
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
588
8000
SH
DFND
1
8000
0
0
BROADSOFT INC
COM
11133B409
923
22500
SH
DFND
1
22500
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
1363
19375
SH
DFND
1
19375
0
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
322
28652
SH
DFND
1
28652
0
0
BWX TECHNOLOGIES INC
COM
05605H100
3243
90670
SH
DFND
2
90670
0
0
CALADRIUS BIOSCIENCES INC
COM
128058104
0
22500
SH
DFND
1
22500
0
0
CAPITAL ONE FINL CORP
COM
14040H105
318
5000
SH
DFND
1
5000
0
0
CARMAX INC
COM
143130102
1748
35651
SH
DFND
1
35651
0
0
CASCADIAN THERAPEUTICS INC
COM
14740B101
108
114200
SH
DFND
1
114200
0
0
CAVIUM INC
COM
14964U108
3860
100000
SH
Call
DFND
1
100000
0
0
CBRE GROUP INC
CL A
12504L109
2975
112354
SH
DFND
2
112354
0
0
CDK GLOBAL INC
COM
12508E101
3180
57309
SH
DFND
2
57309
0
0
CEL SCI CORP
COM PAR $0.01
150837508
0
48975
SH
DFND
1
48975
0
0
CELATOR PHARMACEUTICALS INC
COM
15089R102
9054
300000
SH
Call
DFND
1
300000
0
0
CELATOR PHARMACEUTICALS INC
COM
15089R102
6392
211800
SH
Put
DFND
1
211800
0
0
CENVEO INC
COM
15670S105
68
83505
SH
DFND
3
83505
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
3285
14369
SH
DFND
2
14369
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
872
3814
SH
DFND
1
3814
0
0
CITRIX SYS INC
COM
177376100
561
7000
SH
DFND
1
7000
0
0
CLEVELAND BIOLABS INC
COM NEW
185860202
0
109375
SH
DFND
1
109375
0
0
CONAGRA FOODS INC
COM
205887102
1435
30009
SH
DFND
1
30009
0
0
CONFORMIS INC
COM
20717E101
445
63350
SH
DFND
1
63350
0
0
COVENANT TRANSN GROUP INC
CL A
22284P105
271
15000
SH
DFND
1
15000
0
0
CVENT INC
COM
23247G109
5358
150000
SH
Put
DFND
1
150000
0
0
CYTRX CORP
COM PAR $.001
232828509
0
321429
SH
DFND
1
321429
0
0
DEMANDWARE INC
COM
24802Y105
18725
250000
SH
Call
DFND
1
250000
0
0
DOLLAR GEN CORP NEW
COM
256677105
235
2500
SH
DFND
1
2500
0
0
DOLLAR TREE INC
COM
256746108
236
2500
SH
DFND
1
2500
0
0
DOMINION DIAMOND CORP
COM
257287102
596
67379
SH
DFND
1
67379
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
2203
53900
SH
Call
DFND
1
53900
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1296
20000
SH
Put
DFND
1
20000
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
3274
50518
SH
DFND
2
50518
0
0
E M C CORP MASS
COM
268648102
197480
7268303
SH
DFND
1
7268303
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
29
44254
SH
DFND
3
44254
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
480
49000
SH
DFND
3
49000
0
0
ELECTRONIC ARTS INC
COM
285512109
2420
31944
SH
DFND
1
31944
0
0
ELECTRONIC ARTS INC
COM
285512109
0
5
SH
DFND
3
5
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
1326
34823
SH
DFND
1
34823
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1442
49280
SH
DFND
1
49280
0
0
EXXON MOBIL CORP
COM
30231G102
213
2271
SH
DFND
1
2271
0
0
FACEBOOK INC
CL A
30303M102
3111
27225
SH
DFND
1
27225
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
3542
94448
SH
DFND
2
94448
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
4284
124247
SH
DFND
1
124247
0
0
GENERAL DYNAMICS CORP
COM
369550108
348
2500
SH
DFND
1
2500
0
0
GENERAL ELECTRIC CO
COM
369604103
3327
105693
SH
DFND
2
105693
0
0
GENTHERM INC
COM
37253A103
444
12951
SH
DFND
1
12951
0
0
GILEAD SCIENCES INC
COM
375558103
834
10000
SH
DFND
1
10000
0
0
GILEAD SCIENCES INC
COM
375558103
2085
25000
SH
Call
DFND
1
25000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
373
7500
SH
DFND
1
7500
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
42588J209
388
37700
SH
DFND
3
37700
0
0
HOLLYFRONTIER CORP
COM
436106108
1010
42500
SH
DFND
3
42500
0
0
HOUSTON AMERN ENERGY CORP
COM
44183U100
8
38000
SH
DFND
1
38000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
4470
500000
SH
Put
DFND
1
500000
0
0
IAC INTERACTIVECORP
COM
44919P508
2269
40300
SH
DFND
1
40300
0
0
IMMUNOCELLULAR THERAPEUTICS
COM
452536105
0
225909
SH
DFND
1
225909
0
0
INGRAM MICRO INC
CL A
457153104
51169
1471207
SH
DFND
1
1471207
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
683
4500
SH
DFND
1
4500
0
0
INTERVAL LEISURE GROUP INC
COM
46113M108
660
41500
SH
DFND
1
41500
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
2963
267414
SH
DFND
2
267414
0
0
ISHARES
MSCI JAPAN ETF
464286848
12847
1117100
SH
Call
DFND
1
1117100
0
0
ISHARES
MSCI MEX CAP ETF
464286822
2236
44400
SH
Call
DFND
1
44400
0
0
ISHARES
MSCI MEX CAP ETF
464286822
1511
30000
SH
Put
DFND
1
30000
0
0
ISHARES
MSCI TURKEY ETF
464286715
2490
62800
SH
Put
DFND
1
62800
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1892
55300
SH
Call
DFND
1
55300
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
4178
122100
SH
Put
DFND
1
122100
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
15936
138600
SH
Call
DFND
1
138600
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
124581
1083500
SH
Put
DFND
1
1083500
0
0
ITC HLDGS CORP
COM
465685105
5992
127986
SH
DFND
1
127986
0
0
KATE SPADE & CO
COM
485865109
1677
81353
SH
DFND
1
81353
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
2
148212
SH
DFND
3
148212
0
0
KLR ENERGY ACQUISITION CORP
*W EXP 09/16/202
49877M116
3
20300
SH
DFND
3
20300
0
0
KLR ENERGY ACQUISITION CORP
UNIT 12/31/2020
49877M207
275
27100
SH
DFND
3
27100
0
0
LAM RESEARCH CORP
COM
512807108
4203
50000
SH
Put
DFND
1
50000
0
0
LEXMARK INTL INC
CL A
529771107
14913
395034
SH
DFND
1
395034
0
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
393
15500
SH
DFND
1
15500
0
0
LIBERTY MEDIA CORP DELAWARE
COM A MEDIA GRP
531229870
683
35667
SH
DFND
1
35667
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
2909
92774
SH
DFND
1
92774
0
0
LIMELIGHT NETWORKS INC
COM
53261M104
153
102500
SH
DFND
1
102500
0
0
LINKEDIN CORP
COM CL A
53578A108
52214
275898
SH
DFND
1
275898
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
324
16000
SH
DFND
1
16000
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
331
14100
SH
DFND
1
14100
0
0
LOCKHEED MARTIN CORP
COM
539830109
620
2500
SH
DFND
1
2500
0
0
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
577
3345
SH
DFND
1
3345
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
830
10924
SH
DFND
1
10924
0
0
MATCH GROUP INC
COM
57665R106
679
45000
SH
Put
DFND
1
45000
0
0
MEDIA GEN INC NEW
COM
58441K100
19994
1163110
SH
DFND
1
1163110
0
0
MEDIVATION INC
COM
58501N101
6030
100000
SH
Put
DFND
1
100000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
2192
96881
SH
DFND
1
96881
0
0
MICROSOFT CORP
COM
594918104
3099
60572
SH
DFND
2
60572
0
0
MOLSON COORS BREWING CO
CL B
60871R209
6133
60649
SH
DFND
1
60649
0
0
MOLSON COORS BREWING CO
CL B
60871R209
99037
979300
SH
Put
DFND
1
979300
0
0
MONDELEZ INTL INC
CL A
609207105
3277
72015
SH
DFND
2
72015
0
0
MONSANTO CO NEW
COM
61166W101
9630
93127
SH
DFND
1
93127
0
0
MSG NETWORK INC
CL A
553573106
546
35607
SH
DFND
1
35607
0
0
MYLAN N V
SHS EURO
N59465109
13076
302400
SH
Call
DFND
1
302400
0
0
NANOVIRICIDES INC
COM NEW
630087203
1
373750
SH
DFND
1
373750
0
0
NEXVET BIOPHARMA PUB LTD CO
ORD SHS
G6503X109
128
27485
SH
DFND
1
27485
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
2938
73748
SH
DFND
1
73748
0
0
NVIDIA CORP
COM
67066G104
1026
21818
SH
DFND
1
21818
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
628
126904
SH
DFND
1
126904
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
743
18553
SH
DFND
1
18553
0
0
ORGANOVO HLDGS INC
COM
68620A104
234
63000
SH
DFND
1
63000
0
0
PAYPAL HLDGS INC
COM
70450Y103
628
17200
SH
DFND
1
17200
0
0
PENN NATL GAMING INC
COM
707569109
1567
112313
SH
DFND
1
112313
0
0
PFIZER INC
COM
717081103
3227
91661
SH
DFND
2
91661
0
0
PFIZER INC
COM
717081103
690
19600
SH
DFND
3
19600
0
0
PINNACLE ENTMT INC NEW
COM
72348Y105
650
58700
SH
DFND
1
58700
0
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
177
16950
SH
DFND
1
16950
0
0
PLURISTEM THERAPEUTICS INC
COM
72940R102
0
180000
SH
DFND
1
180000
0
0
POLYCOM INC
COM
73172K104
16578
1473563
SH
DFND
1
1473563
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
14326
623700
SH
Put
DFND
1
623700
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
1861
238000
SH
Put
DFND
1
238000
0
0
PRUDENTIAL SHT DURATION HG Y
COM
74442F107
1437
91000
SH
DFND
1
91000
0
0
PVH CORP
COM
693656100
1501
15927
SH
DFND
1
15927
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
97291
3289089
SH
DFND
1
3289089
0
0
RACKSPACE HOSTING INC
COM
750086100
3022
144866
SH
DFND
2
144866
0
0
RADIUS HEALTH INC
COM NEW
750469207
239
6500
SH
DFND
1
6500
0
0
RAYTHEON CO
COM NEW
755111507
340
2500
SH
DFND
1
2500
0
0
REMARK MEDIA INC
COM
75954W107
0
22222
SH
DFND
1
22222
0
0
RITE AID CORP
COM
767754104
34840
4651539
SH
DFND
1
4651539
0
0
RITE AID CORP
COM
767754104
4120
550000
SH
Call
DFND
1
550000
0
0
ROFIN SINAR TECHNOLOGIES INC
COM
775043102
374
11697
SH
DFND
1
11697
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1802
26841
SH
DFND
1
26841
0
0
SAGE THERAPEUTICS INC
COM
78667J108
211
7000
SH
DFND
3
7000
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
294
10000
SH
DFND
1
10000
0
0
SANOFI
RIGHT 12/31/2020
80105N113
8
33334
SH
DFND
3
33334
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
3422
31707
SH
DFND
2
31707
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
430
17000
SH
DFND
1
17000
0
0
SCIENTIFIC GAMES CORP
CL A
80874P109
2449
266434
SH
DFND
1
266434
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
286
4095
SH
DFND
1
4095
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
8548
155000
SH
Call
DFND
1
155000
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
11394
206600
SH
Put
DFND
1
206600
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
6525
116500
SH
Call
DFND
1
116500
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
3200
38835
SH
DFND
2
38835
0
0
SILVER RUN ACQUISITION CORP
UNIT 99/99/9999T
82811P200
294
29425
SH
DFND
3
29425
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
3057
24175
SH
DFND
1
24175
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2618
12500
SH
Put
DFND
1
12500
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
1357
25100
SH
Call
DFND
1
25100
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
7453
222200
SH
Call
DFND
1
222200
0
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
3986
163300
SH
Put
DFND
1
163300
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
944
22500
SH
DFND
3
22500
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
365
13000
SH
DFND
1
13000
0
0
ST JUDE MED INC
COM
790849103
116723
1496443
SH
DFND
1
1496443
0
0
STAPLES INC
COM
855030102
1313
152300
SH
Call
DFND
1
152300
0
0
STARZ
COM SER A
85571Q102
7097
237200
SH
DFND
1
237200
0
0
STERLING BANCORP DEL
COM
85917A100
816
51960
SH
DFND
1
51960
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
515
15426
SH
DFND
1
15426
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
810
28188
SH
DFND
1
28188
0
0
SUNOCO LP
COM U REP LP
86765K109
398
13300
SH
DFND
1
13300
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
675
177700
SH
DFND
1
177700
0
0
SYSCO CORP
COM
871829107
3248
64012
SH
DFND
2
64012
0
0
TAILORED BRANDS INC
COM
87403A107
1578
124628
SH
DFND
1
124628
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
13
63217
SH
DFND
3
63217
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
6380
127000
SH
Call
DFND
1
127000
0
0
TIME WARNER INC
COM NEW
887317303
1403
19080
SH
DFND
1
19080
0
0
TIVO INC
COM
888706108
12573
1270032
SH
DFND
1
1270032
0
0
TREEHOUSE FOODS INC
COM
89469A104
2487
24230
SH
DFND
1
24230
0
0
TRONC INC
COM
89703P107
276
20000
SH
DFND
3
20000
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
3113
114241
SH
DFND
2
114241
0
0
TYSON FOODS INC
CL A
902494103
1800
26956
SH
DFND
1
26956
0
0
UNDER ARMOUR INC
CL C
904311206
430
11825
SH
DFND
1
11825
0
0
VALSPAR CORP
COM
920355104
17555
162500
SH
Put
DFND
1
162500
0
0
VECTOR GROUP LTD
COM
92240M108
751
33500
SH
DFND
1
33500
0
0
VMWARE INC
CL A COM
928563402
11444
200000
SH
Call
DFND
1
200000
0
0
VONAGE HLDGS CORP
COM
92886T201
1556
255000
SH
DFND
1
255000
0
0
VORNADO RLTY TR
SH BEN INT
929042109
2764
27603
SH
DFND
1
27603
0
0
WHOLE FOODS MKT INC
COM
966837106
1892
59101
SH
DFND
1
59101
0
0
WILLIAMS COS INC DEL
COM
969457100
3113
143932
SH
DFND
2
143932
0
0
WILLIAMS SONOMA INC
COM
969904101
1711
32829
SH
DFND
1
32829
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
3172
25515
SH
DFND
2
25515
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
352
40000
SH
DFND
1
40000
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
32754
648200
SH
Call
DFND
1
648200
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
2054
111585
SH
DFND
1
111585
0
0
XILINX INC
COM
983919101
2962
64215
SH
DFND
2
64215
0
0
XOMA CORP DEL
COM
98419J107
0
113636
SH
DFND
1
113636
0
0
XURA INC
COM
98420V107
7392
302570
SH
DFND
1
302570
0
0
YAHOO INC
COM
984332106
13189
351139
SH
DFND
1
351139
0
0
YUM BRANDS INC
COM
988498101
3185
38413
SH
DFND
2
38413
0
0
ZYNGA INC
CL A
98986T108
1005
403728
SH
DFND
1
403728
0
0