0001085146-16-004234.txt : 20160810 0001085146-16-004234.hdr.sgml : 20160810 20160810155411 ACCESSION NUMBER: 0001085146-16-004234 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160810 DATE AS OF CHANGE: 20160810 EFFECTIVENESS DATE: 20160810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14571 FILM NUMBER: 161821493 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001466538 XXXXXXXX 06-30-2016 06-30-2016 false COWEN GROUP, INC.

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-14571 N Owen Littman 212-201-4841 /s/ Owen Littman New York NY 08-05-2016 3 217 1478670 1 0001275893 028-10674 RAMIUS ADVISORS LLC 2 0001512349 028-14361 Ramius Alternative Solutions LLC 3 0001066036 028-04125 COWEN & COMPANY, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 73 90000 SH DFND 1 90000 0 0 AARONS INC COM PAR $0.50 002535300 1141 52126 SH DFND 1 52126 0 0 ABBOTT LABS COM 002824100 12194 310200 SH Call DFND 1 310200 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 568 17500 SH DFND 3 17500 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1497 37782 SH DFND 1 37782 0 0 AETNA INC NEW COM 00817Y108 12213 100000 SH Put DFND 1 100000 0 0 AGCO CORP COM 001084102 2894 61396 SH DFND 2 61396 0 0 ALERE INC COM 01449J105 1038 24900 SH DFND 1 24900 0 0 ALERE INC COM 01449J105 104 2500 SH DFND 3 2500 0 0 ALERE INC COM 01449J105 1988 47700 SH Put DFND 1 47700 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 525 4500 SH DFND 1 4500 0 0 ALLERGAN PLC SHS G0177J108 3102 13423 SH DFND 2 13423 0 0 ALLERGAN PLC SHS G0177J108 3977 17208 SH DFND 1 17208 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 490 2500 SH DFND 1 2500 0 0 ALPHABET INC CAP STK CL A 02079K305 1238 1760 SH DFND 1 1760 0 0 ALPHABET INC CAP STK CL C 02079K107 2556 3693 SH DFND 1 3693 0 0 AMAZON COM INC COM 023135106 8007 11189 SH DFND 1 11189 0 0 AMERICAN CAP LTD COM 02503Y103 45781 2892014 SH DFND 1 2892014 0 0 AMERICAN CAP LTD COM 02503Y103 1029 65000 SH Put DFND 1 65000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 618 11693 SH DFND 1 11693 0 0 AMGEN INC COM 031162100 780 5125 SH DFND 1 5125 0 0 APOLLO ED GROUP INC CL A 037604105 6999 767400 SH Put DFND 1 767400 0 0 APPLE INC COM 037833100 961 10050 SH DFND 1 10050 0 0 APPLE INC COM 037833100 1052 11000 SH Call DFND 1 11000 0 0 APRICUS BIOSCIENCES INC COM 03832V109 0 175000 SH DFND 1 175000 0 0 ASTORIA FINL CORP COM 046265104 7599 495700 SH DFND 1 495700 0 0 AUTODESK INC COM 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CITRIX SYS INC COM 177376100 561 7000 SH DFND 1 7000 0 0 CLEVELAND BIOLABS INC COM NEW 185860202 0 109375 SH DFND 1 109375 0 0 CONAGRA FOODS INC COM 205887102 1435 30009 SH DFND 1 30009 0 0 CONFORMIS INC COM 20717E101 445 63350 SH DFND 1 63350 0 0 COVENANT TRANSN GROUP INC CL A 22284P105 271 15000 SH DFND 1 15000 0 0 CVENT INC COM 23247G109 5358 150000 SH Put DFND 1 150000 0 0 CYTRX CORP COM PAR $.001 232828509 0 321429 SH DFND 1 321429 0 0 DEMANDWARE INC COM 24802Y105 18725 250000 SH Call DFND 1 250000 0 0 DOLLAR GEN CORP NEW COM 256677105 235 2500 SH DFND 1 2500 0 0 DOLLAR TREE INC COM 256746108 236 2500 SH DFND 1 2500 0 0 DOMINION DIAMOND CORP COM 257287102 596 67379 SH DFND 1 67379 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 2203 53900 SH Call DFND 1 53900 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1296 20000 SH Put DFND 1 20000 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 3274 50518 SH DFND 2 50518 0 0 E M C CORP MASS COM 268648102 197480 7268303 SH DFND 1 7268303 0 0 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