0001085146-14-000606.txt : 20140213 0001085146-14-000606.hdr.sgml : 20140213 20140213162902 ACCESSION NUMBER: 0001085146-14-000606 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COWEN GROUP, INC. CENTRAL INDEX KEY: 0001466538 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14571 FILM NUMBER: 14606562 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-845-7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LexingtonPark Parent Corp DATE OF NAME CHANGE: 20090617 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001466538 XXXXXXXX 12-31-2013 12-31-2013 COWEN GROUP, INC.
599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022
13F HOLDINGS REPORT 028-14571 N
Owen Littman General Counsel 212-201-4841 /s/ Owen Littman New York NY 02-13-2014 3 226 594922 false 1 0001275893 028-10674 RAMIUS ADVISORS LLC 2 0001512349 028-14361 Ramius Alternative Solutions LLC 3 0001066036 028-04125 COWEN & COMPANY, LLC
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACHILLION PHARMACEUTICALS INCOM00448Q2015015000SHDFND11500000ACHILLION PHARMACEUTICALS INCOM00448Q201332100000SHCallDFND310000000ACI WORLDWIDE INCCOM004498101247738100SHDFND23810000ADOBE SYS INCCOM00724F101258143100SHDFND24310000AIR PRODS & CHEMS INCCOM009158106245922000SHDFND22200000AIR PRODS & CHEMS INCCOM009158106253722700SHDFND32270000AIR PRODS & CHEMS INCCOM009158106253722700SHPutDFND32270000AKAMAI TECHNOLOGIES INCCOM00971T101250153000SHDFND25300000ALCOA INCCOM01381710139337000SHCallDFND33700000ALLISON TRANSMISSION HLDGS ICOM01973R10147217092SHDFND11709200AMERICAN AIRLS GROUP INCCOM02376R102140155500SHCallDFND15550000AMERICAN AIRLS GROUP INCCOM02376R102196977985SHDFND17798500AMERICAN RLTY CAP PPTYS INCCOM02917T10429422900SHCallDFND32290000ANTARES PHARMA INCCOM0366421066715000SHDFND11500000AOL INCCOM00184X105209344900SHDFND34490000APPLIED MATLS INCCOM038222105885000SHDFND3500000APPLIED MATLS INCCOM0382221057358416200SHCallDFND141620000ARENA PHARMACEUTICALS INCCOM0400471025910000SHDFND11000000ARIAD PHARMACEUTICALS INCCOM04033A10010215000SHDFND11500000ASHLAND INC NEWCOM044209104218022468SHDFND12246800ASHLAND INC NEWCOM044209104247525500SHDFND22550000ASHLAND INC NEWCOM044209104503651900SHPutDFND15190000BAKER HUGHES INCCOM057224107248144900SHDFND24490000BARRICK GOLD CORPCOM06790110844125000SHDFND12500000BEAM INCCOM073730103238235000SHDFND23500000BLUEBIRD BIO INCCOM09609G1003330158709SHDFND115870900BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710471728100SHDFND12810000BOB EVANS FARMS INCCOM096761101160131643SHDFND13164300BROCADE COMMUNICATIONS SYS ICOM NEW1116213062477279400SHDFND227940000BUCKEYE PARTNERS L PUNIT LTD PARTN118230101122517250SHDFND11725000BURGER KING WORLDWIDE INCCOM1212201072569112400SHDFND211240000CACI INTL INCCL A127190304240932900SHDFND23290000CANADIAN PAC RY LTDCOM13645T100237615700SHDFND21570000CAPITAL ONE FINL CORPCOM14040H1053835000SHDFND1500000CAPITAL SR LIVING CORPCOM14047510424010000SHPutDFND31000000CBS CORP NEWCL B124857202256940300SHDFND24030000CEMPRA INCCOM15130J10924820000SHDFND12000000CHICOS FAS INCCOM1686151022376126100SHDFND212610000CISCO SYS INCCOM17275R10245720383SHDFND32038300CISCO SYS INCCOM17275R1023813170000SHPutDFND317000000COBALT INTL ENERGY INCCOM19075F10662938200SHCallDFND33820000COLE REAL ESTATE INVTS INCCOM19329V1051841131100SHDFND113110000COMMONWEALTH REITCOM SH BEN INT2032331012434104400SHDFND210440000COMMONWEALTH REITCOM SH BEN INT203233101278SHDFND37800COMMUNITY HEALTH SYS INC NEWCOM20366810839999SHDFND399900COMMUNITY HEALTH SYS INC NEWCOM20366810871918300SHDFND11830000COMMUNITY HEALTH SYS INC NEWCOM203668108318481100SHCallDFND18110000COMPUWARE CORPCOM2056381092879256800SHCallDFND125680000COMPUWARE CORPCOM2056381093051272208SHDFND127220800COWEN GROUP INC NEWCL A223622101168774316490SHDFND1431649000CRESTWOOD MIDSTREAM PARTNERSUNIT LTD PARTNER22637810781232624SHDFND13262400CUBIST PHARMACEUTICALS INCCOM2296781072073000SHDFND1300000CYPRESS SEMICONDUCTOR CORPCOM23280610926325000SHPutDFND32500000CYPRESS SEMICONDUCTOR CORPCOM23280610955152500SHCallDFND35250000EBAY INCCOM27864210387315916SHDFND11591600EDWARDS GROUP LTDSPONSORED ADR2817361081174115344SHDFND111534400ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V100173121175SHDFND12117500ENTERPRISE PRODS PARTNERS LCOM29379210798614875SHDFND11487500EQUINIX INCCOM NEW29444U502285316080SHDFND11608000EXXON MOBIL CORPCOM30231G1023012971SHDFND1297100F M C CORPCOM NEW302491303196226000SHCallDFND32600000FAMILY DLR STORES INCCOM3070001091953000SHDFND3300000FAMILY DLR STORES INCCOM30700010965010000SHCallDFND31000000FAMILY DLR STORES INCCOM30700010965010000SHPutDFND31000000FAMILY DLR STORES INCCOM307000109236536400SHDFND23640000FEDERAL SIGNAL CORPCOM31385510867045708SHDFND14570800FIDELITY NATIONAL FINANCIALCL A31620R10514333441700SHCallDFND144170000FORTRESS PAPER LTD-CL ACS34958R1011114280328SHDFND128032800GENERAL GROWTH PPTYS INC NEWCOM3700231032294114300SHDFND211430000GENESIS ENERGY L PUNIT LTD PARTN3719271043947500SHDFND1750000GERON CORPCOM3741631035912500SHDFND11250000GOOGLE INCCL A38259P50814571300SHDFND1130000HALLIBURTON COCOM4062161017993157500SHCallDFND315750000HARMAN INTL INDS INCCOM413086109239829300SHDFND22930000HEALTH MGMT ASSOC INC NEWCL A42193310246235300SHCallDFND33530000HEALTH MGMT ASSOC INC NEWCL A4219331021391106200SHPutDFND110620000HERBALIFE LTDCOM USD SHSG4412G10183210575SHDFND11057500HEWLETT PACKARD COCOM428236103244387300SHDFND28730000HOLOGIC INCCOM43644010150322499SHDFND12249900HOUSTON AMERN ENERGY CORPCOM44183U1001038000SHDFND13800000ILLINOIS TOOL WKS INCCOM452308109251429900SHDFND22990000IMMUNOGEN INCCOM45253H101112576658SHDFND37665800IMMUNOGEN INCCOM45253H101132090000SHPutDFND39000000INGERSOLL-RAND PLCSHSG47791101259342100SHDFND24210000INTERNATIONAL BUSINESS MACHSCOM4592001018444500SHDFND1450000ISHARESMSCI CDA ETF46428650929210000SHDFND11000000ISHARESRUSSELL 2000 ETF46428765559872519000SHPutDFND151900000JOHNSON & JOHNSONCOM4781601041651800SHDFND3180000JOHNSON & JOHNSONCOM478160104183220000SHPutDFND32000000KRAFT FOODS GROUP INCCOM50076Q106114321200SHDFND32120000KRAFT FOODS GROUP INCCOM50076Q106114321200SHPutDFND32120000LAMAR ADVERTISING COCL A512815101358768645SHDFND16864500LAMAR ADVERTISING COCL A51281510115508296800SHPutDFND129680000LAMAR ADVERTISING COCL A51281510118001344500SHCallDFND134450000LEAP WIRELESS INTL INCCOM NEW52186330811656669900SHPutDFND166990000LEAR CORPCOM NEW521865204237229300SHDFND22930000LENDER PROCESSING SVCS INCCOM52602E10296425787SHDFND12578700LIFE TECHNOLOGIES CORPCOM53217V109521568800SHCallDFND36880000LIFE TECHNOLOGIES CORPCOM53217V10933882446989SHDFND144698900LINN ENERGY LLCUNIT LTD LIAB5360201004899159100SHCallDFND115910000LINNCO LLCCOMSHS LTD INT53578210601SHDFND3100LINNCO LLCCOMSHS LTD INT535782106168554700SHPutDFND15470000LORAL SPACE & COMMUNICATNS ICOM5438811065356600SHCallDFND3660000LORAL SPACE & COMMUNICATNS ICOM54388110685010500SHPutDFND31050000LORAL SPACE & COMMUNICATNS ICOM543881106380647000SHDFND34700000LSI CORPORATIONCOM50216110214312994SHDFND31299400LYONDELLBASELL INDUSTRIES NSHS - A -N53745100200725000SHPutDFND32500000LYONDELLBASELL INDUSTRIES NSHS - A -N537451009930123700SHCallDFND312370000MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106176927960SHDFND12796000MANNKIND CORPCOM56400P20112524000SHDFND32400000MCKESSON CORPCOM58155Q1032421500SHDFND1150000MEDASSETS INCCOM5840451082119106859SHDFND210685900MENS WEARHOUSE INCCOM58711810061212000SHCallDFND31200000MICROSOFT CORPCOM594918104234262600SHDFND26260000MONDELEZ INTL INCCL A609207105243969100SHDFND26910000MOTOROLA SOLUTIONS INCCOM NEW620076307246436500SHDFND23650000MYLAN INCCOM628530107303870000SHPutDFND37000000MYRIAD GENETICS INCCOM62855J104633000SHDFND3300000MYRIAD GENETICS INCCOM62855J10442020000SHPutDFND32000000NABORS INDUSTRIES LTDSHSG6359F10367939968SHDFND13996800NCR CORP NEWCOM62886E10851114994SHDFND11499400NCR CORP NEWCOM62886E108251073700SHDFND27370000NEUROCRINE BIOSCIENCES INCCOM64125C1099310000SHCallDFND31000000NII HLDGS INCCL B NEW62913F2010100SHDFND310000NII HLDGS INCCL B NEW62913F201388140900SHCallDFND314090000NII HLDGS INCCL B NEW62913F201792288178SHDFND128817800NORTHWEST PIPE COCOM667746101195751820SHDFND15182000NUANCE COMMUNICATIONS INCCOM67020Y100151599700SHCallDFND19970000NUANCE COMMUNICATIONS INCCOM67020Y1002749180827SHDFND118082700NUANCE COMMUNICATIONS INCCOM67020Y10015210000SHDFND31000000NUPATHE INCCOM67059M100420128492SHDFND112849200OIL STS INTL INCCOM678026105204920147SHDFND12014700OIL STS INTL INCCOM678026105240123600SHDFND22360000OLIN CORPCOM PAR $1680665205101035000SHCallDFND33500000OMNICOM GROUP INCCOM68191910617403234006SHDFND123400600ONCOTHYREON INCCOM682324108616350000SHDFND135000000ONEOK PARTNERS LPUNIT LTD PARTN68268N10362211815SHDFND11181500OUTERWALL INCCOM690070107100414922SHDFND11492200OWENS ILL INCCOM NEW690768403254871200SHDFND27120000PACTERA TECHNOLOGY INTL LTDSPONSORED ADR695255109718102500SHPutDFND110250000PARKERVISION INCCOM7013541029120000SHDFND12000000PENNEY J C INCCOM7081601062814307500SHCallDFND130750000PENNEY J C INCCOM70816010671277800SHPutDFND17780000PEPSICO INCCOM713448108236428500SHDFND22850000PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105109121070SHDFND12107000POLYCOM INCCOM73172K10459052500SHDFND35250000POLYCOM INCCOM73172K10463456500SHPutDFND35650000POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76913211530803SHDFND253080300PROGRESSIVE WASTE SOLUTIONSCOM74339G101197979958SHDFND27995800PROSHARES TR IIULTRASHORT YEN N74347W56978011000SHDFND11100000PVR PARTNERS L PCOM UNIT REPTG L693665101248292523SHDFND19252300QUESTCOR PHARMACEUTICALS INCCOM74835Y1014798800SHCallDFND3880000RAYTHEON COCOM NEW75511150794310400SHDFND31040000RAYTHEON COCOM NEW75511150794310400SHPutDFND31040000REGENCY ENERGY PARTNERS L PCOM UNITS L P75885Y10726310000SHDFND11000000REGIONS FINL CORP NEWCOM7591EP10058459000SHCallDFND35900000RIVERBED TECHNOLOGY INCCOM76857310746225558SHDFND12555800RLJ ENTMT INCCOM74965F1046513503SHDFND11350300ROCKWELL COLLINS INCCOM774341101243232900SHDFND23290000ROCKWOOD HLDGS INCCOM7744151032733800SHCallDFND3380000SAFEWAY INCCOM NEW78651420881425000SHCallDFND12500000SAFEWAY INCCOM NEW7865142084589140900SHPutDFND114090000SALESFORCE COM INCCOM79466L3022765000SHDFND3500000SALESFORCE COM INCCOM79466L3023867000SHPutDFND3700000SANCHEZ ENERGY CORPCOM79970Y10526610857SHDFND11085700SANTARUS INCCOM80281730463920000SHDFND32000000SCHWAB CHARLES CORP NEWCOM808513105130450150SHDFND15015000SCIENCE APPLICATNS INTL CP NCOM80862510766120000SHDFND12000000SCIENTIFIC GAMES CORPCL A80874P1094735279701SHDFND127970100SEALED AIR CORP NEWCOM81211K100127737500SHCallDFND33750000SEATTLE GENETICS INCCOM812578102802000SHDFND3200000SEATTLE GENETICS INCCOM812578102100925300SHPutDFND32530000SERVICE CORP INTLCOM817565104173195479SHDFND19547900SIGA TECHNOLOGIES INCCOM826917106686209654SHDFND120965400SLM CORPCOM78442P1066200SHPutDFND320000SLM CORPCOM78442P10623915910000SHCallDFND391000000SOTHEBYSCOM835898107245346100SHDFND24610000SPDR S&P 500 ETF TRTR UNIT78462F1039054900SHDFND1490000SPDR S&P 500 ETF TRTR UNIT78462F10331582171000SHPutDFND117100000SPDR SERIES TRUSTBRC HGH YLD BD78464A417108526750SHDFND12675000SPRINT CORPCOM SER 185207U10554850989SHDFND15098900SPX CORPCOM784635104252025300SHDFND22530000STERLING BANCORP DELCOM85917A10069551960SHDFND15196000SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN86448210467114297SHDFND11429700SUNEDISON INCCOM86732Y1091355103900SHPutDFND310390000SUNEDISON INCCOM86732Y10930123000SHCallDFND32300000SUNEDISON INCCOM86732Y109125396000SHDFND39600000SUNESIS PHARMACEUTICALS INCCOM NEW8673286013299696075SHDFND369607500SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L108122716259SHDFND11625900SYSCO CORPCOM8718291075429150400SHCallDFND115040000TETRAPHASE PHARMACEUTICALS ICOM88165N10520315000SHDFND11500000THE ADT CORPORATIONCOM00101J1063649000SHDFND3900000THE ADT CORPORATIONCOM00101J106202450000SHCallDFND35000000THE ADT CORPORATIONCOM00101J106240059300SHDFND25930000THERAVANCE INCCOM88338T104142640005SHDFND14000500THERMO FISHER SCIENTIFIC INCCOM883556102259423300SHDFND22330000TIME WARNER CABLE INCCOM88732J2077605612SHDFND1561200TIME WARNER CABLE INCCOM88732J207233117200SHPutDFND11720000TIMKEN COCOM88738910487415875SHDFND11587500T-MOBILE US INCCOM87259010454216119SHDFND11611900TRANSOCEAN LTDREG SHSH8817H10097219659SHDFND11965900TRANSOCEAN LTDREG SHSH8817H1005174104700SHCallDFND110470000UNITED RENTALS INCCOM911363109262733700SHDFND23370000UNITEDHEALTH GROUP INCCOM91324P1022863800SHDFND3380000UNITEDHEALTH GROUP INCCOM91324P1022863800SHPutDFND3380000UTI WORLDWIDE INCORDG872101032378135430SHDFND213543000VAIL RESORTS INCCOM91879Q109240031900SHDFND23190000VALEANT PHARMACEUTICALS INTLCOM91911K102259522100SHDFND22210000VANDA PHARMACEUTICALS INCCOM92165910831025000SHDFND12500000VERTEX PHARMACEUTICALS INCCOM92532F100185825000SHPutDFND32500000VERTEX PHARMACEUTICALS INCCOM92532F1003725000SHCallDFND3500000VERTEX PHARMACEUTICALS INCCOM92532F1007069500SHDFND3950000VIRNETX HLDG CORPCOM92823T1084778246157SHDFND124615700VIROPHARMA INCCOM92824110899720000SHDFND12000000VIROPHARMA INCCOM928241108255251200SHPutDFND15120000VIVUS INCCOM9285511001432157738SHDFND115773800VIVUS INCCOM9285511002543280000SHCallDFND328000000VMWARE INCCL A COM928563402609167900SHPutDFND36790000WAL-MART STORES INCCOM9311421036398125SHDFND1812500WAL-MART STORES INCCOM931142103393550000SHCallDFND35000000WALTER INVT MGMT CORPCOM93317W10240111335SHDFND11133500WENDYS COCOM95058W1002454281400SHDFND228140000WILLIAMS COS INC DELCOM96945710048212500SHDFND11250000WILLIAMS COS INC DELCOM969457100264668600SHDFND26860000XYLEM INCCOM98419M10065418900SHCallDFND31890000YUM BRANDS INCCOM988498101415855000SHCallDFND35500000