0000704051-14-000085.txt : 20140730 0000704051-14-000085.hdr.sgml : 20140730 20140730142152 ACCESSION NUMBER: 0000704051-14-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140729 FILED AS OF DATE: 20140730 DATE AS OF CHANGE: 20140730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huff Barry W. CENTRAL INDEX KEY: 0001466500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 141002347 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 wf-form4_140674450094596.xml FORM 4 X0306 4 2014-07-29 0 0000704051 LEGG MASON, INC. LM 0001466500 Huff Barry W. LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 1 0 0 0 Common Stock 2014-07-29 4 A 0 1471 0 A 17492 D Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason Inc.'s 2013 Annual Meeting of Stockholders. /s/ Melissa A. Warren, Attorney-in-fact for Barry W. Huff 2014-07-30 EX-24 2 ex-24.htm POA_HUFF

POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and appoints each of Thomas C. Merchant, Melissa A. Warren and Beth McAuley O'Malley, or any of them signing singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to:

(1)    prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") any and all documents necessary or appropriate to obtain EDGAR access codes enabling the undersigned to make electronic filings with the SEC required by any rule or regulation of the SEC;
(2)    prepare, execute and file, with the SEC, for and on behalf of the undersigned, in the undersigned's capacity as a director of Legg Mason, Inc. (the "Company"), Forms 3, 4, 5 in accordance with Section 16 of the Securities Exchange Act of 1934 and the rules thereunder and any other rules applicable thereto;
(3)    prepare, execute and file, with the SEC, for and on behalf of the undersigned, in the undersigned's capacity as a director of the Company any Form 144 Notice under the Securities Act of 1933 and the rules thereunder and any other rules applicable thereto;
(4)    do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, 5 or 144, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and
(5)    take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.

          The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys in fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 or any other statute or rule.

          This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, 5 and 144 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys in fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 6th day of April 2014.


/s/ Barry W. Huff
Name: Barry W. Huff