0001466067-11-000014.txt : 20111102 0001466067-11-000014.hdr.sgml : 20111102 20111101210858 ACCESSION NUMBER: 0001466067-11-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111101 EFFECTIVENESS DATE: 20111102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOKUSAI Asset Management Co., Ltd. CENTRAL INDEX KEY: 0001466067 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13569 FILM NUMBER: 111172835 BUSINESS ADDRESS: STREET 1: 3-1-1 MARUNOUCHI CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 BUSINESS PHONE: 81-3-5221-6200 MAIL ADDRESS: STREET 1: 3-1-1 MARUNOUCHI CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 13F-HR 1 kam20110930.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Quarter Ended:September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: KOKUSAI Asset Management Co., Ltd. Address: 3-1-1, Marunouchi Chiyoda-ku Tokyo, Japan 100-0005 13F File Number: 28-13569 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Keiichiro Goda Title: Senior Manager Phone: +81-3-5221-6268 Signature, Place and Date of Signing: /s/Keiichiro Goda, Tokyo, November 1 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: $100,442(thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed , other than the manager filing this report. No. 13F File Number Name 01 28-13582 Mitsubishi UFJ Financial Group, Inc. 02 28-13570 Mitsubishi UFJ Securities Holdings Co., Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 4470 87400 SH DEFINED 01 02 87400 0 0 ALTRIA GROUP INC COM 02209S103 3643 135900 SH DEFINED 01 02 135900 0 0 AMERICAN ELEC PWR INC COM 025537101 4588 120664 SH DEFINED 01 02 120664 0 0 AT&T INC COM 00206R102 4295 150600 SH DEFINED 01 02 150600 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 2086 112200 SH DEFINED 01 02 112200 0 0 BOEING CO COM 097023105 5004 82700 SH DEFINED 01 02 82700 0 0 CAPITAL ONE FINL CORP COM 14040H105 2354 59400 SH DEFINED 01 02 59400 0 0 COLGATE PALMOLIVE CO COM 194162103 6569 74070 SH DEFINED 01 02 74070 0 0 COMCAST CORP NEW CL A 20030N101 4124 197300 SH DEFINED 01 02 197300 0 0 CRANE CO COM 224399105 168 4700 SH DEFINED 01 02 4700 0 0 CSX CORP COM 126408103 123 6600 SH DEFINED 01 02 6600 0 0 FIRSTENERGY CORP COM 337932107 4913 109400 SH DEFINED 01 02 109400 0 0 GENERAL DYNAMICS CORP COM 369550108 3129 55000 SH DEFINED 01 02 55000 0 0 GENERAL ELECTRIC CO COM 369604103 5489 360200 SH DEFINED 01 02 360200 0 0 GOOGLE INC CL A 38259P508 2700 5250 SH DEFINED 01 02 5250 0 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 280 48000 SH DEFINED 01 02 48000 0 0 INFOSYS LTD SPONSORED ADR 456788108 327 6400 SH DEFINED 01 02 6400 0 0 INTEL CORP COM 458140100 3225 151190 SH DEFINED 01 02 151190 0 0 JPMORGAN CHASE & CO COM 46625H100 3758 124768 SH DEFINED 01 02 124768 0 0 LOWES COS INC COM 548661107 3355 173500 SH DEFINED 01 02 173500 0 0 MDU RES GROUP INC COM 552690109 3945 205600 SH DEFINED 01 02 205600 0 0 MERCK & CO INC NEW COM 58933Y105 5717 174792 SH DEFINED 01 02 174792 0 0 METLIFE INC COM 59156R108 2168 77400 SH DEFINED 01 02 77400 0 0 MICROSOFT CORP COM 594918104 7588 304847 SH DEFINED 01 02 304847 0 0 NORFOLK SOUTHERN CORP COM 655844108 211 3465 SH DEFINED 01 02 3465 0 0 PITNEY BOWES INC COM 724479100 3982 211800 SH DEFINED 01 02 211800 0 0 REPUBLIC SVCS INC COM 760759100 4554 162300 SH DEFINED 01 02 162300 0 0 TEXAS INSTRS INC COM 882508104 2676 100400 SH DEFINED 01 02 100400 0 0 TIMKEN CO COM 887389104 2222 67700 SH DEFINED 01 02 67700 0 0 TRINITY INDS INC COM 896522109 54 2500 SH DEFINED 01 02 2500 0 0 UNION PAC CORP COM 907818108 98 1200 SH DEFINED 01 02 1200 0 0 WABTEC CORP COM 929740108 190 3600 SH DEFINED 01 02 3600 0 0 WOODWARD INC COM 980745103 88 3200 SH DEFINED 01 02 3200 0 0 XILINX INC COM 983919101 2349 85600 SH DEFINED 01 02 85600 0 0