-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ttmd1GbGJYn4WeIssIFGB6L8NsZrOznyPe0JZr3HyihN4JLrQry7AzqjYEkgBmuF g8DG5g5D9lMl6v9xMvn4MQ== 0001466067-09-000028.txt : 20091105 0001466067-09-000028.hdr.sgml : 20091105 20091104180202 ACCESSION NUMBER: 0001466067-09-000028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091105 DATE AS OF CHANGE: 20091104 EFFECTIVENESS DATE: 20091105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KOKUSAI Asset Management Co., Ltd. CENTRAL INDEX KEY: 0001466067 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13569 FILM NUMBER: 091158881 BUSINESS ADDRESS: STREET 1: 3-1-1 MARUNOUCHI CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 BUSINESS PHONE: 81-3-5221-6200 MAIL ADDRESS: STREET 1: 3-1-1 MARUNOUCHI CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 13F-HR 1 kam20090930.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: KOKUSAI Asset Management Co., Ltd. Address: 3-1-1, Marunouchi Chiyoda-ku Tokyo, Japan 100-0005 13F File Number: 28-13569 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Keiichiro Goda Title: Senior Manager Phone: +81-3-5221-6268 Signature, Place and Date of Signing: /s/Keiichiro Goda, Tokyo, November 4 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $237,396(thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed , other than the manager filing this report. No. 13F File Number Name 01 28-13582 Mitsubishi UFJ Financial Group, Inc. 02 28-13570 Mitsubishi UFJ Securities Co., Ltd. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANSGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AFLAC INC COM 001055102 4210 98500 SH DEFINED 01 02 98500 0 0 AT&T INC COM 00206R102 9180 339877 SH DEFINED 01 02 339877 0 0 ALTRIA GROUP INC COM 02209S103 9772 548700 SH DEFINED 01 02 548700 0 0 AMERICAN ELEC PWR INC COM 025537101 5307 171264 SH DEFINED 01 02 171264 0 0 ANALOG DEVICES INC COM 032654105 4432 160700 SH DEFINED 01 02 160700 0 0 BAKER HUGHES INC COM 057224107 3413 80000 SH DEFINED 01 02 80000 0 0 BANK OF AMERICA CORPORATION COM 060505104 5915 349600 SH DEFINED 01 02 349600 0 0 COMCAST CORP CL A 20030N101 8154 482800 SH DEFINED 01 02 482800 0 0 EXELON CORP COM 30161N101 7016 141400 SH DEFINED 01 02 141400 0 0 FIRSTENERGY CORP COM 337932107 4901 107200 SH DEFINED 01 02 107200 0 0 FORTUNE BRANDS INC COM 349631101 4805 111800 SH DEFINED 01 02 111800 0 0 GENERAL ELECTRIC CO COM 369604103 7938 483451 SH DEFINED 01 02 483451 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 8523 72000 SH DEFINED 01 02 72000 0 0 HALLIBURTON CO COM 406216101 5429 200200 SH DEFINED 01 02 200200 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 7516 155000 SH DEFINED 01 02 155000 0 0 INTEL CORP COM 458140100 11900 608090 SH DEFINED 01 02 608090 0 0 JPMORGAN CHASE & CO COM 46625H100 8342 190368 SH DEFINED 01 02 190368 0 0 LAUDER ESTEE COS INC CL A 518439104 5421 146200 SH DEFINED 01 02 146200 0 0 MDU RES GROUP INC COM 552690109 3882 186200 SH DEFINED 01 02 186200 0 0 MARATHON OIL CORP COM 565849106 5346 167600 SH DEFINED 01 02 167600 0 0 MERCK & CO INC COM 589331107 8973 283692 SH DEFINED 01 02 283692 0 0 MICROSOFT CORP COM 594918104 14355 554447 SH DEFINED 01 02 554447 0 0 MORGAN STANLEY COM 617446448 7658 248000 SH DEFINED 01 02 248000 0 0 PACCAR INC COM 693718108 5977 158500 SH DEFINED 01 02 158500 0 0 PENNEY J C INC COM 708160106 8016 237500 SH DEFINED 01 02 237500 0 0 PEPCO HOLDINGS INC COM 713291102 5854 393430 SH DEFINED 01 02 393430 0 0 PFIZER INC COM 717081103 11600 700900 SH DEFINED 01 02 700900 0 0 PITNEY BOWES INC COM 724479100 8036 323400 SH DEFINED 01 02 323400 0 0 REPUBLIC SVCS INC COM 760759100 8162 307200 SH DEFINED 01 02 307200 0 0 SUNOCO INC COM 86764P109 8009 281500 SH DEFINED 01 02 281500 0 0 SYSCO CORP COM 871829107 8755 352318 SH DEFINED 01 02 352318 0 0 WELLS FARGO & CO COM 949746101 10599 376120 SH DEFINED 01 02 376120 0 0
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