0001172661-12-000104.txt : 20120213
0001172661-12-000104.hdr.sgml : 20120213
20120213164249
ACCESSION NUMBER: 0001172661-12-000104
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DILLARDS INC
CENTRAL INDEX KEY: 0000028917
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 710388071
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0203
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-02823
FILM NUMBER: 12599743
BUSINESS ADDRESS:
STREET 1: 1600 CANTRELL RD
CITY: LITTLE ROCK
STATE: AR
ZIP: 72201
BUSINESS PHONE: 5013765200
FORMER COMPANY:
FORMER CONFORMED NAME: DILLARD DEPARTMENT STORES INC
DATE OF NAME CHANGE: 19920703
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Evercore Trust Company, N.A.
CENTRAL INDEX KEY: 0001466052
IRS NUMBER: 264691954
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 646-264-2354
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
SC 13G/A
1
dds123111a1.txt
SCHEDULE 13G HOLDINGS REPORT AMENDMENT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Dillard's, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
254067101
(CUSIP Number)
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 254067101
1. Names of Reporting Person
Evercore Trust Company, N.A.
I.R.S. Identification Nos. of above person: 26-4691954
2. Check the Appropriate Box if a Member Of a Group
[ ] (a)
[ ] (b)
3. SEC Use Only
4. Citizenship or Place of Organization
New York, New York
5. Sole Voting Power: 0
Number of
Shares 6. Shared Voting Power: 0
Beneficially
Owned by 7. Sole Dispositive Power: 0
Each Reporting
Person With 8. Shared Dispositive Power: 11,614,051
9. Aggregate Amount Beneficially Owned by Each Reporting Person
11,614,051
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (9)
25.13%
12. Type of Reporting Person
BK
Item 1. (a) Issuer: Dillard's, Inc.
(b) Address of Issuer's Principal Executive Offices:
1600 Cantrell Road
Little Rock, AR 72201
Item 2. (a) Name of Person Filing:
Evercore Trust Company, N.A.
(b) Address of Principal Business Offices:
55 East 52nd Street, 36th Floor
New York, NY 10055
(c) Citizenship:
Please refer to Item 4 on each cover sheet for each
Reporting Person
(d) Title of Class of Securities
Common Stock
(e) CUSIP Number: 254067101
Item 3. Evercore Trust Company, N.A. is a bank as defined in Section
3(a)(6) of the Act.
Item 4. Ownership
Please see Items 5 - 9 and 11 on each cover sheet for each
Reporting Person
Evercore Trust Company, N.A. is a beneficial owner of the securities
referenced herein in its capacity as trustee of the Dillard's, Inc.
Investment and Employee Stock Ownership Plan Dillard's Stock Fund Trust.
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not Applicable
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and held in the ordinary
course of business and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 13, 2012
Evercore Trust Company, N.A.
By: /s/ James Thistle
--------------------------
Name: James Thistle
Title: Director and Controller