0001593968-23-000540.txt : 20230331 0001593968-23-000540.hdr.sgml : 20230331 20230331170223 ACCESSION NUMBER: 0001593968-23-000540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mefford Jeffrey S. CENTRAL INDEX KEY: 0001526238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35272 FILM NUMBER: 23788961 MAIL ADDRESS: STREET 1: MIDLAND STATES BANCORP, INC. STREET 2: 133 WEST JEFFERSON AVENUE CITY: EFFINGHAM STATE: IL ZIP: 62401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Midland States Bancorp, Inc. CENTRAL INDEX KEY: 0001466026 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371233196 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 BUSINESS PHONE: (217) 342-2141 MAIL ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 4 1 primary_01.xml PRIMARY DOCUMENT X0407 4 2023-03-31 0001466026 Midland States Bancorp, Inc. MSBI 0001526238 Mefford Jeffrey S. 1201 NETWORK CENTRE DR. EFFINGHAM IL 62401 false true false false President Midland States Bank false Common Stock 2023-03-31 4 S false 1600 21.3265 D 29222.47 D Common Stock 2023-03-31 4 M false 1600 18 A 30822.47 D Option (right to buy) 18 2023-03-31 4 M false 1600 0 D 2024-08-05 Common Stock 1600 4561 D Option (right to buy) 23 2025-11-03 Common Stock 10702 10702 D Option (right to buy) 21 2024-12-02 Common Stock 7885 7885 D Option (right to buy) 28.59 2026-11-16 Common Stock 5341 5341 D Option (right to buy) 28.43 2032-10-31 Common Stock 29133 29133 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.125 - $21.48 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote. Options vested on 12/31/2017. These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant. /s/ Mefford Jeffrey S 2023-03-31 /s/ Douglas J. Tucker, attorney-in-fact 2023-03-31