0001593968-19-001699.txt : 20190805
0001593968-19-001699.hdr.sgml : 20190805
20190805100100
ACCESSION NUMBER: 0001593968-19-001699
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190802
FILED AS OF DATE: 20190805
DATE AS OF CHANGE: 20190805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Erickson Stephen A.
CENTRAL INDEX KEY: 0001732696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35272
FILM NUMBER: 19997790
MAIL ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Midland States Bancorp, Inc.
CENTRAL INDEX KEY: 0001466026
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 371233196
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
BUSINESS PHONE: (217) 342-2141
MAIL ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2019-08-02
0001466026
Midland States Bancorp, Inc.
MSBI
0001732696
Erickson Stephen A.
1201 NETWORK CENTRE DR.
EFFINGHAM
IL
62401
false
true
false
false
Chief Financial Officer
Common Stock
2019-08-02
4
M
false
3500
16
A
14628.3690
D
Common Stock
2019-08-02
4
S
false
3500
26.0063
D
11128.3690
D
Option (right to buy)
16
2019-08-02
4
M
false
3500
0
D
2022-05-08
Common Stock
3500
12500
D
Option (right to buy)
16
2022-12-13
Common Stock
2438
2438
D
Option (right to buy)
23
2025-11-03
Common Stock
5045
5045
D
Option (right to buy)
16.59
2023-12-10
Common Stock
4822
4822
D
Option (right to buy)
28.59
2026-11-16
Common Stock
2289
2289
D
Option (right to buy)
21
2024-12-02
Common Stock
3909
3909
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 - 26.055 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.
/s/ Erickson Stephen A
2019-08-05
/s/ Douglas J. Tucker, attorney-in-fact
2019-08-05
EX-24
2
stephenerickson.txt
EX-24 DOCUMENT
1160464.v1
POWER OF ATTORNEY SECTION 16 FILINGS
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Douglas J. Tucker and Sarah Leonard as the undersigned's
true and lawful attorney-in-fact to:
(1) prepare, execute for and on behalf of the undersigned, and submit to
the United States Securities and Exchange Commission (the "Commission") a
Form ID, including amendments thereto, and any other documents necessary or
appropriate to obtain codes and passwords enabling the undersigned to make
electronic filings with the Commission of reports required by Section 16(a)
of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or
any rule or regulation of the SEC;
(2) execute for and on behalf of the undersigned, in the undersigned's
capacity as a reporting person of Midland States Bancorp, Inc. (the
"Company") pursuant to Section 16 of the Exchange Act and the rules
thereunder, Forms 3, 4 and 5 in accordance with Section 16(a) of the
Exchange Act and the rules thereunder;
(3) do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such Form
3, 4 or 5, complete and execute any amendment or amendments thereto and
file such form with the Commission and the applicable stock exchange or
similar authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of any of such attorneys-in-fact, may be of
benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by any of such
attorneys-in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions
as any of such attorneys-in-fact may approve in his or her discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to act separately and to do and perform any and every act and
thing whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present, with
full power of substitution or revocation, hereby ratifying and confirming
all that any of such attorneys-in-fact, or the substitute or substitutes of
any of such attorneys-in-fact, shall lawfully do or cause to be done by
virtue of this Power of Attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not
assuming, nor is the Company assuming, any of the undersigned's
responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to
the undersigned's holdings of and transactions in securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 23rd day of February, 2018.
/s/Stephen A. Erickson
Signature