0001593968-19-000777.txt : 20190318
0001593968-19-000777.hdr.sgml : 20190318
20190318160432
ACCESSION NUMBER: 0001593968-19-000777
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190315
FILED AS OF DATE: 20190318
DATE AS OF CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Funderburg R. Robert Jr
CENTRAL INDEX KEY: 0001730249
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35272
FILM NUMBER: 19688226
MAIL ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Midland States Bancorp, Inc.
CENTRAL INDEX KEY: 0001466026
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 371233196
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
BUSINESS PHONE: (217) 342-2141
MAIL ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2019-03-15
0001466026
Midland States Bancorp, Inc.
MSBI
0001730249
Funderburg R. Robert Jr
1201 NETWORK CENTRE DRIVE
EFFINGHAM
IL
62401
true
false
false
false
Common Stock
2019-03-15
4
S
false
10000
24.9368
D
431080
D
Common Stock
2019-03-18
4
S
false
6080
25.0687
D
425000
D
Common Stock
400239
I
Irrevocable Trust(s)
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.92 - $24.96 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.06 - $25.10 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Midland States Bank acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Midland States Bank serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.
/s/ Funderburg, Jr., R. Robert
2019-03-18
/s/ Douglas J. Tucker, attorney-in-fact
2019-03-18