EX-99.(D) 3 dex99d.htm FORM OF SPECIMEN CERTIFICATE Form of Specimen Certificate

Exhibit (d)

[FORM OF SPECIMEN COMMON STOCK CERTIFICATE]

 

NUMBER             

                SHARES

THL CREDIT, INC.

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

COMMON STOCK

SEE REVERSE FOR

CERTAIN DEFINITIONS

CUSIP:             

THIS CERTIFIES THAT                                                                                                                                                                                 

IS THE OWNER OF                                                                                                                                                                                         

FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.001 EACH

OF THE COMMON STOCK OF

THL CREDIT, INC. (THE “CORPORATION”)

TRANSFERABLE ON THE BOOKS OF THE CORPORATION IN PERSON OR BY DULY AUTHORIZED ATTORNEY UPON SURRENDER OF THIS CERTIFICATE PROPERLY ENDORSED. THIS CERTIFICATE IS NOT VALID UNLESS COUNTERSIGNED BY THE TRANSFER AGENT AND REGISTERED BY THE REGISTRAR. WITNESS THE SEAL OF THE COMPANY AND THE FACSIMILE SIGNATURES OF ITS DULY AUTHORIZED OFFICERS.

DATED:

THL CREDIT, INC.

CORPORATE

DELAWARE

SEAL

2010

 

By:   

 

     

 

   President       Secretary
By:   

 

     
   Transfer Agent      

 

1


 

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM —

  as tenants in common    UNIF GIFT MIN ACT        

                 Custodian              

        

TEN ENT—

  as tenants by the entireties      

(Cust)

  

(Minor)

JT TEN —

 

as joint tenants with right of survivorship

and not as tenants in common

     

under Uniform Gifts to

Minors Act                 

           (State)

Additional abbreviations may also be used though not in the above list.

THL CREDIT, INC.

The Corporation will furnish without charge to each stockholder who so requests a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights.

FOR VALUE RECEIVED,                                                                               HEREBY SELLS, ASSIGNS AND TRANSFERS UNTO

(PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE)

 

                                                                                                                                    

  

                                                                                                                                    

  
                                                                                                                                                                                                                                                                       

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

                                                                                                                                                                                                                                                                       

                                                                                                                                                                                                           

                                                                                       SHARES OF THE CAPITAL STOCK REPRESENTED BY THE WITHIN CERTIFICATE, AND DOES HEREBY IRREVOCABLY CONSTITUTE AND APPOINT                                                   ATTORNEY TO TRANSFER THE SAID STOCK ON THE BOOKS OF THE WITHIN NAMED CORPORATION WITH FULL POWER OF SUBSTITUTION IN THE PREMISES.

 

DATED:                                                                                     


           NOTICE: The signature(s) to this assignment must correspond
with the name(s) as written upon the face of the certificate in
every particular, without alteration or enlargement or any
change whatever.

 

Signature(s) Guaranteed:

         

 

 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO SECURITIES AND EXCHANGE COMMISSION RULE 17Ad-15).

    

 

2