-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VdDj4s6WxTBWUNS4C+6Wj86nc+uJE9Sd6oGJS5ywjnQaDA1YvoXLI4FhQdF4fRPp /nAvVdpnLOhesRZqSFbWlQ== 0000910472-10-000512.txt : 20100511 0000910472-10-000512.hdr.sgml : 20100511 20100511161126 ACCESSION NUMBER: 0000910472-10-000512 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100511 DATE AS OF CHANGE: 20100511 EFFECTIVENESS DATE: 20100511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: National Asset Management, Inc. CENTRAL INDEX KEY: 0001464811 IRS NUMBER: 911648671 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13634 FILM NUMBER: 10821133 BUSINESS ADDRESS: STREET 1: 1001 4TH AVENUE STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98154 BUSINESS PHONE: 206-343-8092 MAIL ADDRESS: STREET 1: 1001 4TH AVENUE STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98154 13F-HR 1 form13fq12010.txt NATIONAL ASSET MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: National Asset Management, Inc. Address: 1001 4[th] Avenue, Suite 2200 Seattle, WA 98154 Form 13F File Number: 28-13634 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alicia Guagliardo Title: Chief Compliance Officer Phone: 206-343-8092 Signature, Place, and Date of Signing: Alicia Guagliardo Seattle, WA 02/11/2010 [Signature] City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 801-60673 Atlanta Capital LLC 801-24896 Brandes Investment Partners, LP 801-60927 C.S. McKee, LP 801-26539 Cambridge Financial Group 801-23386 Congress Asset Management Company 801-9168 Contravisory Investment Management 801-54255 Dreman Value Management, LLC 801-62452 Estabrook Capital Management, LLC 801-06709 Fred Alger Management 801-60453 Hays Advisory 801-67624 Institute for WealthManagement 801-57934 Invesco AIM Private Asset Management 801-61701 Lazard Asset Management, LLC 801-43315 Mastrapasqua Asset Management 801-30582 Navellier & Associates 801-57432 Riverbridge Partners, LLC 801-55521 Roxbury Capital Management [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 18 Form 13F Information Table Entry Total: 322 Form 13F Information Table Value Total: 158,819 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File NumberName 1 801-60673 Atlanta Capital LLC 2 801-24896 Brandes Investment Partners, LP 3 801-60927 C.S. McKee, LP 4 801-26539 Cambridge Financial Group 5 801-23386 Congress Asset Management Company 6 801-9168 Contravisory Investment Management 7 801-54255 Dreman Value Management, LLC 8 801-62452 Estabrook Capital Management, LLC 9 801-06709 Fred Alger Management 10 801-60453 Hays Advisory 11 801-67624 Institute for WealthManagement 12 801-57934 Invesco AIM Private Asset Management 13 801-61701 Lazard Asset Management, LLC 14 801-43315 Mastrapasqua Asset Management 15 801-30582 Navellier & Associates 16 801-57432 Riverbridge Partners, LLC 17 801-55521 Roxbury Capital Management 18 801-57131 Sound Asset Management [Repeat as necessary.]
Name Of Issuer Title Of Cusip Market SHRS SH PUT Investment Other Sole Shared None Class Value OR PRN PRN CALL Discretion Managers AMT GOLDMAN SACHS GROUP PUT 38141G954 69 23500 SH PUT SOLE 0 0 23500 INC MARKET VECTORS ETF CALL 57060U837 329 24000 SH CALL SOLE 0 0 24000 TR NEXXUS LIGHTING INC COM 65338E105 1266 385826 SH SOLE 0 0 385826 FX ENERGY INC COM 302695101 1230 366033 SH SOLE 0 0 366033 CITIGROUP INC COM 172967101 851 208104 SH SOLE 0 0 208104 HESKA CORP COM 42805E108 166 198000 SH SOLE 0 0 198000 TIVO INC COM 888706108 3145 187416 SH SOLE 0 0 187416 ULTRALIFE CORP COM 903899102 628 158155 SH SOLE 0 0 158155 GENERAL ELECTRIC CO COM 369604103 2803 153179 SH SOLE 0 0 153179 CRYSTALLEX INTL COM 22942F101 40 120200 SH SOLE 0 0 120200 CORP MOLECULAR INSIGHT COM 60852M104 130 98850 SH SOLE 0 0 98850 PHARM INC BANK OF AMERICA COM 060505104 1748 98408 SH SOLE 0 0 98408 CORPORATION ING CLARION GLB RE COM 44982G104 650 85296 SH SOLE 0 0 85296 EST INCM HELIOS TOTAL RETURN COM 42327V109 468 83955 SH SOLE 0 0 83955 FD INC ALLIANCEBERNSTEIN COM 01881E101 679 83708 SH SOLE 0 0 83708 INCOME FUN AT&T INC COM 00206R102 2123 81806 SH SOLE 0 0 81806 MFS INTER INCOME TR SH BEN INT 55273C107 554 81171 SH SOLE 0 0 81171 NUVEEN TAX ADV FLTG COM 6706EV102 177 80660 SH SOLE 0 0 80660 RATE FUN JAVELIN COM 471894105 101 78030 SH SOLE 0 0 78030 PHARMACEUTICALS INC MICROSOFT CORP COM 594918104 2277 76478 SH SOLE 0 0 76478 JACKSON HEWITT TAX COM 468202106 151 75740 SH SOLE 0 0 75740 SVCS INC E M C CORP MASS COM 268648102 1349 74768 SH SOLE 0 0 74768 CONCEPTUS INC COM 206016107 1527 74535 SH SOLE 0 0 74535 PFIZER INC COM 717081103 1275 73896 SH SOLE 0 0 73896 ISHARES TR INDEX S&P 500 464287408 4171 73594 SH SOLE 0 0 73594 VALUE SULPHCO INC COM 865378103 21 70000 SH SOLE 0 0 70000 ISHARES TR INDEX S&P SMLCP 464287887 4271 69071 SH SOLE 0 0 69071 GROW PUTNAM PREMIER SH BEN INT 746853100 445 68353 SH SOLE 0 0 68353 INCOME TR ISHARES TR INDEX S&P SMLCP 464287879 4371 67501 SH SOLE 0 0 67501 VALU ISHARES TR INDEX S&P500 GRW 464287309 4042 67203 SH SOLE 0 0 67203 TRIQUINT COM 89674K103 454 64567 SH SOLE 0 0 64567 SEMICONDUCTOR INC ISHARES TR INDEX S&P MIDCP 464287705 4446 61865 SH SOLE 0 0 61865 VALU CARDIUM COM 141916106 30 60334 SH SOLE 0 0 60334 THERAPEUTICS INC CISCO SYS INC COM 17275R102 1590 59679 SH SOLE 0 0 59679 NICHOLAS APPLEGATE COM 65370G109 515 54963 SH SOLE 0 0 54963 CV&INC FD BLUE CHIP VALUE FD COM 095333100 176 52891 SH SOLE 0 0 52891 INC WESTERN ASSET CLYM COM SH BEN 95766Q106 615 50873 SH SOLE 0 0 50873 INFL SEC INT PURECYCLE CORP COM NEW 746228303 125 50790 SH SOLE 0 0 50790 MANAGED HIGH YIELD COM 561911108 114 50758 SH SOLE 0 0 50758 PLUS FD I SPRINT NEXTEL CORP COM SER 1 852061100 191 49905 SH SOLE 0 0 49905 ISHARES TR INDEX S&P MC 400 464287606 4207 49268 SH SOLE 0 0 49268 GRW INTEL CORP COM 458140100 1099 49183 SH SOLE 0 0 49183 ZWEIG TOTAL RETURN COM 989837109 191 49025 SH SOLE 0 0 49025 FD INC CHIMERA INVT CORP COM 16934Q109 180 46015 SH SOLE 0 0 46015 PROVIDENT ENERGY TR TR UNIT 74386K104 348 45840 SH SOLE 0 0 45840 KINGSWAY FINL SVCS COM 496904103 72 45000 SH SOLE 0 0 45000 INC NEW AMER HIGH COM NEW 641876800 400 42134 SH SOLE 0 0 42134 INCOME FD INC UNITED STATES NATL UNIT 912318102 283 39813 SH SOLE 0 0 39813 GAS FUND REDIFF COM INDIA SPONSORED 757479100 92 39626 SH SOLE 0 0 39626 LTD ADR EXXON MOBIL CORP COM 30231G102 2631 39240 SH SOLE 0 0 39240 BANK HAWAII CORP COM 062540109 1739 39000 SH SOLE 0 0 39000 VERIZON COM 92343V104 1203 38523 SH SOLE 0 0 38523 COMMUNICATIONS INC ALTRIA GROUP INC COM 02209S103 790 38276 SH SOLE 0 0 38276 JPMORGAN CHASE & CO COM 46625H100 1672 37509 SH SOLE 0 0 37509 NOVAVAX INC COM 670002104 85 35984 SH SOLE 0 0 35984 JOHNSON & JOHNSON COM 478160104 2327 35856 SH SOLE 0 0 35856 FORD MTR CO DEL COM PAR 345370860 456 34309 SH SOLE 0 0 34309 $0.01 HIGHLAND CR COM 43005Q107 269 33856 SH SOLE 0 0 33856 STRATEGIES FD CAPSTEAD MTG CORP COM NO PAR 14067E506 382 32752 SH SOLE 0 0 32752 ORBITZ WORLDWIDE COM 68557K109 234 32750 SH SOLE 0 0 32750 INC ATHERSYS INC COM 04744L106 101 32500 SH SOLE 0 0 32500 ANWORTH MORTGAGE COM 037347101 218 32405 SH SOLE 0 0 32405 ASSET CP ING GLOBAL EQTY DIV COM 45684E107 422 32272 SH SOLE 0 0 32272 & PREM O BLACKROCK GLOBAL COM 092501105 620 31634 SH SOLE 0 0 31634 OPP EQTY TR PARK BANCORP INC COM 700164106 163 30953 SH SOLE 0 0 30953 PENGROWTH ENERGY TR TR UNIT NEW 706902509 351 30308 SH SOLE 0 0 30308 GMX RES INC COM 38011M108 244 30070 SH SOLE 0 0 30070 ISHARES SILVER ISHARES 46428Q109 509 30047 SH SOLE 0 0 30047 TRUST BORDERS GROUP INC COM 099709107 53 30000 SH SOLE 0 0 30000 NASDAQ PREM INCM & COM 63110R105 416 29585 SH SOLE 0 0 29585 GRW FD IN ENTERPRISE PRODS COM 293792107 979 28781 SH SOLE 0 0 28781 PARTNERS L YRC WORLDWIDE INC COM 984249102 15 28613 SH SOLE 0 0 28613 MEDTRONIC INC COM 585055106 1278 28378 SH SOLE 0 0 28378 SPDR SERIES TRUST BRCLYS MUNI 78464A458 635 27959 SH SOLE 0 0 27959 ETF WELLS FARGO & CO COM 949746101 851 27603 SH SOLE 0 0 27603 NEW BLACKROCK HIGH SHS BEN INT 09250E107 55 27450 SH SOLE 0 0 27450 INCOME SHS PHILIP MORRIS INTL COM 718172109 1437 27377 SH SOLE 0 0 27377 INC WINDSTREAM CORP COM 97381W104 297 27168 SH SOLE 0 0 27168 KERYX COM 492515101 74 26700 SH SOLE 0 0 26700 BIOPHARMACEUTICALS INC BRISTOL MYERS COM 110122108 705 26358 SH SOLE 0 0 26358 SQUIBB CO GENERAL STEEL COM 370853103 108 26256 SH SOLE 0 0 26256 HOLDINGS INC TELECOMMUNICATION CL A 87929J103 197 26119 SH SOLE 0 0 26119 SYS INC MELCO CROWN ENTMT ADR 585464100 119 25935 SH SOLE 0 0 25935 LTD ABERDEEN ASIA COM 003009107 167 25559 SH SOLE 0 0 25559 PACIFIC INCOM CUSHING MLP TOTAL COM SHS 231631102 229 25175 SH SOLE 0 0 25175 RETURN FD BLACKROCK DIVID COM 09250N107 230 24700 SH SOLE 0 0 24700 ACHIEVRS TM HEWLETT PACKARD CO COM 428236103 1265 23745 SH SOLE 0 0 23745 REGENCY ENERGY COM UNITS L 75885Y107 513 23180 SH SOLE 0 0 23180 PARTNERS L P P COCA COLA CO COM 191216100 1266 23080 SH SOLE 0 0 23080 LINN ENERGY LLC UNIT LTD 536020100 589 22979 SH SOLE 0 0 22979 LIAB ALPINE TOTAL COM SBI 021060108 205 22740 SH SOLE 0 0 22740 DYNAMIC DIVID F ALCOA INC COM 013817101 327 22684 SH SOLE 0 0 22684 PROCTER & GAMBLE CO COM 742718109 1437 22569 SH SOLE 0 0 22569 MOTOROLA INC COM 620076109 162 22514 SH SOLE 0 0 22514 HAWAIIAN ELEC COM 419870100 508 22500 SH SOLE 0 0 22500 INDUSTRIES CHEVRON CORP NEW COM 166764100 1681 22324 SH SOLE 0 0 22324 INCYTE CORP COM 45337C102 309 22051 SH SOLE 0 0 22051 DNP SELECT INCOME COM 23325P104 202 22004 SH SOLE 0 0 22004 FD ISHARES TR INDEX IBOXX INV 464287242 2275 21519 SH SOLE 0 0 21519 CPBD NAVIOS MARITIME UNIT LPI Y62267102 369 20790 SH SOLE 0 0 20790 PARTNERS L P BLACKROCK HIGH SH BEN INT 09248N102 130 20380 SH SOLE 0 0 20380 YIELD TR VALERO ENERGY CORP COM 91913Y100 404 20379 SH SOLE 0 0 20379 NEW CALUMET SPECIALTY UT LTD 131476103 423 20190 SH SOLE 0 0 20190 PRODS PTNR PARTNER PUTNAM MANAGED MUN COM 746823103 145 20129 SH SOLE 0 0 20129 INCOM TR AMERICAN TOWER CORP CL A 029912201 861 20115 SH SOLE 0 0 20115 ALCATEL-LUCENT SPONSORED 013904305 63 19870 SH SOLE 0 0 19870 ADR STAAR SURGICAL CO COM PAR 852312305 69 19572 SH SOLE 0 0 19572 $0.01 PIMCO FLOATING RATE COM 72201J104 187 19500 SH SOLE 0 0 19500 STRTGY F BLACKROCK SR HIGH COM 09255T109 75 18818 SH SOLE 0 0 18818 INCOME FD AMERICAN INTL GROUP UNIT 026874115 195 18757 SH SOLE 0 0 18757 INC 99/99/9999 SPDR SERIES TRUST BRCLYS YLD 78464A417 746 18744 SH SOLE 0 0 18744 ETF FIVE STAR QUALITY COM 33832D106 57 18587 SH SOLE 0 0 18587 CARE INC GEO GROUP INC COM 36159R103 370 18511 SH SOLE 0 0 18511 ISHARES TR INDEX BARCLYS TIPS 464287176 1914 18504 SH SOLE 0 0 18504 BD NUVEEN PERFORMANCE COM 67062P108 264 18498 SH SOLE 0 0 18498 PLUS MUN HOME DEPOT INC COM 437076102 591 18079 SH SOLE 0 0 18079 STANDARD PAC CORP COM 85375C101 85 18000 SH SOLE 0 0 18000 NEW NUVEEN EQTY PRM COM 6706EM102 239 17832 SH SOLE 0 0 17832 OPPORTUNITYF MFS HIGH INCOME MUN SH BEN INT 59318D104 88 17742 SH SOLE 0 0 17742 TR FORTRESS INVESTMENT CL A 34958B106 71 17700 SH SOLE 0 0 17700 GROUP LL EVERGREEN MULTI COM SHS 30024Y104 263 17625 SH SOLE 0 0 17625 SECT INC FUN MERCK & CO INC NEW COM 58933Y105 657 17448 SH SOLE 0 0 17448 SELECT SECTOR SPDR SBI INT-FINL 81369Y605 272 17070 SH SOLE 0 0 17070 TR IVANHOE MINES LTD COM 46579N103 287 16931 SH SOLE 0 0 16931 BLACKROCK INSD MUN COM 092479104 233 16645 SH SOLE 0 0 16645 INCOME TR BP PLC SPONSORED 055622104 933 16426 SH SOLE 0 0 16426 ADR WESTERN ASSET CLYM COM 95766R104 193 16300 SH SOLE 0 0 16300 INFL OPP CVS CAREMARK COM 126650100 594 16029 SH SOLE 0 0 16029 CORPORATION DUKE ENERGY CORP COM 26441C105 262 15948 SH SOLE 0 0 15948 NEW ALEXANDER & BALDWIN COM 014482103 526 15937 SH SOLE 0 0 15937 INC ISHARES TR INDEX FTSE XNHUA 464287184 669 15823 SH SOLE 0 0 15823 IDX PIMCO HIGH INCOME COM SHS 722014107 190 15650 SH SOLE 0 0 15650 FD WESTERN ASST MNG COM 95766M105 196 15360 SH SOLE 0 0 15360 MUN FD INC E TRADE FINANCIAL COM 269246104 25 15340 SH SOLE 0 0 15340 CORP EDISON INTL COM 281020107 522 15118 SH SOLE 0 0 15118 CHINA YUCHAI INTL COM G21082105 274 15100 SH SOLE 0 0 15100 LTD PARKERVISION INC COM 701354102 27 15000 SH SOLE 0 0 15000 MFS CHARTER INCOME SH BEN INT 552727109 138 14714 SH SOLE 0 0 14714 TR POWERSHARES ETF WATER 73935X575 255 14510 SH SOLE 0 0 14510 TRUST RESOURCE CLAYMORE EXCHANGE MAC GLOB 18383M621 123 14410 SH SOLE 0 0 14410 TRADED FD SOLAR ISHARES TR INDEX BARCLYS 1-3 464287457 1196 14352 SH SOLE 0 0 14352 YR ISHARES TR US PFD STK 464288687 558 14340 SH SOLE 0 0 14340 IDX PIMCO STRATEGIC GBL COM 72200X104 149 14256 SH SOLE 0 0 14256 GOV FD I PEPSICO INC COM 713448108 942 14111 SH SOLE 0 0 14111 ZWEIG FD COM 989834106 50 14057 SH SOLE 0 0 14057 ORACLE CORP COM 68389X105 359 14055 SH SOLE 0 0 14055 EATON VANCE TXMGD COM 27829C105 185 13836 SH SOLE 0 0 13836 GL BUYWR O MIZUHO FINL GROUP SPONSORED 60687Y109 55 13765 SH SOLE 0 0 13765 INC ADR NUVEEN MULTI STRAT COM 67073B106 108 13705 SH SOLE 0 0 13705 INC & GR DISNEY WALT CO COM DISNEY 254687106 477 13600 SH SOLE 0 0 13600 EVERGREEN SOLAR INC COM 30033R108 15 13580 SH SOLE 0 0 13580 VAN KAMPEN DYNAMIC COM 921166104 170 13506 SH SOLE 0 0 13506 CR OPPORT NICHOLAS-APPLEGATE COM 65370F101 133 13438 SH SOLE 0 0 13438 CV & INC WESTERN ASSET HIGH COM 95766K109 85 13380 SH SOLE 0 0 13380 INCM OPP FIRST TR NASDAQ100 SHS 337345102 292 13305 SH SOLE 0 0 13305 TECH INDE MARKET VECTORS ETF MKTVEC 57060U803 229 13226 SH SOLE 0 0 13226 TR SMUNETF BLACKROCK ENERGY & COM 09250U101 329 13206 SH SOLE 0 0 13206 RES TR OMEROS CORP COM 682143102 80 13200 SH SOLE 0 0 13200 MITSUBISHI UFJ FINL SPONSORED 606822104 69 12895 SH SOLE 0 0 12895 GROUP IN ADR SPDR SERIES TRUST SPDR KBW BK 78464A797 328 12742 SH SOLE 0 0 12742 ETF PROSHARES TR PSHS ULTSHT 74347R628 244 12662 SH SOLE 0 0 12662 FINL DEUTSCHE TELEKOM AG SPONSORED 251566105 169 12647 SH SOLE 0 0 12647 ADR POWERSHARES QQQ UNIT SER 1 73935A104 603 12468 SH SOLE 0 0 12468 TRUST POWERSHARES DB UNIT BEN INT 73935S105 291 12362 SH SOLE 0 0 12362 CMDTY IDX TRA ING ASIA PAC HGH COM 44983J107 229 12085 SH SOLE 0 0 12085 DIVID EQ IN ISHARES TR INDEX DJ US ENERGY 464287796 397 12015 SH SOLE 0 0 12015 PACIFIC MERCANTILE COM 694552100 33 12000 SH SOLE 0 0 12000 BANCORP RENESOLA LTD SPONS ADS 75971T103 71 11957 SH SOLE 0 0 11957 ING PRIME RATE TR SH BEN INT 44977W106 74 11935 SH SOLE 0 0 11935 SUNOPTA INC COM 8676EP108 50 11819 SH SOLE 0 0 11819 ULTRATECH INC COM 904034105 157 11813 SH SOLE 0 0 11813 ALLIANCEBERNSTEIN COM 01879R106 168 11804 SH SOLE 0 0 11804 GBL HGH IN BLACKROCK MUNI COM 09253X102 163 11674 SH SOLE 0 0 11674 INTER DR FD I ENERPLUS RES FD UNIT TR G 29274D604 272 11669 SH SOLE 0 0 11669 NEW RAMBUS INC DEL COM 750917106 258 11655 SH SOLE 0 0 11655 BLACKROCK MUNIYIELD COM 09254F100 160 11604 SH SOLE 0 0 11604 QUALITY TEXAS INSTRS INC COM 882508104 285 11589 SH SOLE 0 0 11589 ISHARES TR INDEX RUSSELL MCP 464287473 469 11580 SH SOLE 0 0 11580 VL BLACKROCK REAL COM 09254B109 149 11363 SH SOLE 0 0 11363 ASSET EQUITY UNITED TECHNOLOGIES COM 913017109 838 11310 SH SOLE 0 0 11310 CORP CHINA FIRE & SEC COM 16938R103 150 11284 SH SOLE 0 0 11284 GROUP INC DRYSHIPS INC SHS Y2109Q101 67 11267 SH SOLE 0 0 11267 B & G FOODS INC NEW CL A 05508R106 117 11240 SH SOLE 0 0 11240 CHESAPEAKE ENERGY COM 165167107 262 11198 SH SOLE 0 0 11198 CORP PROGRESS ENERGY INC COM 743263105 438 11127 SH SOLE 0 0 11127 CATERPILLAR INC DEL COM 149123101 701 11094 SH SOLE 0 0 11094 KAR AUCTION SVCS COM 48238T109 172 11050 SH SOLE 0 0 11050 INC BLACKROCK ENHANCED COM 09251A104 98 11047 SH SOLE 0 0 11047 DIV ACHV BLACKROCK CORPOR HI COM 09255M104 76 11045 SH SOLE 0 0 11045 YLD III EXELON CORP COM 30161N101 485 11024 SH SOLE 0 0 11024 BLACKROCK MUNIHLDGS COM 09254P108 147 11000 SH SOLE 0 0 11000 INS INV APPLE INC COM 037833100 2580 10980 SH SOLE 0 0 10980 AEGON N V NY REGISTRY 007924103 74 10901 SH SOLE 0 0 10901 SH HALLIBURTON CO COM 406216101 326 10863 SH SOLE 0 0 10863 LEVEL 3 COM 52729N100 17 10821 SH SOLE 0 0 10821 COMMUNICATIONS INC PROSHARES TR PSHS ULTSHRT 74347R875 179 10780 SH SOLE 0 0 10780 QQQ ISHARES TR INDEX BARCLY USAGG 464287226 1119 10749 SH SOLE 0 0 10749 B BLACKROCK INCOME COM 092475102 101 10729 SH SOLE 0 0 10729 OPP TRUST I SANDRIDGE ENERGY COM 80007P307 81 10665 SH SOLE 0 0 10665 INC DUFF & PHELPS UTIL COM 26432K108 130 10644 SH SOLE 0 0 10644 CORP BD T ISHARES TR INDEX RUSSELL 1000 464287622 687 10604 SH SOLE 0 0 10604 POWERSHARES ETF GBL LSTD PVT 73935X195 105 10595 SH SOLE 801-67624 10595 0 0 TRUST EQT PENN WEST ENERGY TR TR UNIT 707885109 222 10576 SH SOLE 0 0 10576 POWERSHARES GLOBAL INSUR NATL 73936T474 250 10555 SH SOLE 0 0 10555 ETF TRUST MUN CARMAX INC COM 143130102 273 10519 SH SOLE 0 0 10519 BOEING CO COM 097023105 773 10507 SH SOLE 0 0 10507 COHEN & STEERS COM 19247R103 118 10500 SH SOLE 0 0 10500 TOTAL RETURN ISHARES INC MSCI HONG 464286871 173 10452 SH SOLE 0 0 10452 KONG RELIV INTL INC COM 75952R100 30 10367 SH SOLE 0 0 10367 OMEGA HEALTHCARE COM 681936100 205 10336 SH SOLE 0 0 10336 INVS INC ADVENT CLAY GBL COM BENE 007639107 90 10332 SH SOLE 0 0 10332 CONV SEC INC INTER SPDR SERIES TRUST BRCLYS SHRT 78464A425 244 10201 SH SOLE 0 0 10201 ETF DANVERS BANCORP INC COM 236442109 145 10200 SH SOLE 0 0 10200 HELIOS HIGH YIELD COM 42328Q109 83 10179 SH SOLE 0 0 10179 FD ISHARES TR BARCLYS SH 464288679 1121 10171 SH SOLE 0 0 10171 TREA ALASKA COM 01167P101 82 10150 SH SOLE 0 0 10150 COMMUNICATIONS SYS GR HERSHA HOSPITALITY SH BEN INT A 427825104 51 10150 SH SOLE 0 0 10150 TR CONOCOPHILLIPS COM 20825C104 519 10134 SH SOLE 0 0 10134 WISDOMTREE TR MID EAST 97717X305 161 10028 SH SOLE 0 0 10028 DIVD CLEAR CHANNEL CL A 18451C109 106 10000 SH SOLE 0 0 10000 OUTDOOR HLDGS SIGA TECHNOLOGIES COM 826917106 66 10000 SH SOLE 0 0 10000 INC JOES JEANS INC COM 47777N101 27 10000 SH SOLE 0 0 10000 UR ENERGY INC COM 91688R108 8 10000 SH SOLE 0 0 10000 SPDR GOLD TRUST GOLD SHS 78463V107 1061 9828 SH SOLE 0 0 9828 INTEROIL CORP COM 460951106 639 9812 SH SOLE 0 0 9812 NEOGEN CORP COM 640491106 244 9646 SH SOLE 0 0 9646 KRAFT FOODS INC CL A 50075N104 286 9385 SH SOLE 0 0 9385 HCP INC COM 40414L109 310 9355 SH SOLE 0 0 9355 ISHARES TR INDEX MSCI EMERG 464287234 391 9320 SH SOLE 0 0 9320 MKT MONSANTO CO NEW COM 61166W101 661 9263 SH SOLE 0 0 9263 WISDOMTREE TRUST INTL ENERGY 97717W711 227 9253 SH SOLE 0 0 9253 TERNIUM SA SPON ADR 880890108 380 9191 SH SOLE 0 0 9191 NOKIA CORP SPONSORED 654902204 140 9114 SH SOLE 0 0 9114 ADR HONEYWELL INTL INC COM 438516106 406 9027 SH SOLE 0 0 9027 PETROLEO BRASILEIRO SPONSORED 71654V408 395 8993 SH SOLE 0 0 8993 SA PETRO ADR NATIONAL RETAIL COM 637417106 207 8966 SH SOLE 0 0 8966 PROPERTIES I FLIR SYS INC COM 302445101 249 8872 SH SOLE 0 0 8872 PAR PHARMACEUTICAL COM 69888P106 217 8639 SH SOLE 0 0 8639 COS INC ISHARES TR INDL OFF CAP 464288554 218 8588 SH SOLE 0 0 8588 IDX COHEN & STEERS COM 19248A109 128 8570 SH SOLE 0 0 8570 SELECT UTIL F CYPRESS COM 232806109 95 8209 SH SOLE 0 0 8209 SEMICONDUCTOR CORP MCDONALDS CORP COM 580135101 549 8163 SH SOLE 0 0 8163 KAYNE ANDERSON COM 48660P104 202 8108 SH SOLE 0 0 8108 ENRGY TTL RT FIRST TR LRGE CP COM SHS 33734K109 201 8100 SH SOLE 0 0 8100 CORE ALPHA SPDR SERIES TRUST S&P DIVID 78464A763 402 8099 SH SOLE 0 0 8099 ETF BB&T CORP COM 054937107 257 8052 SH SOLE 0 0 8052 WAL MART STORES INC COM 931142103 450 8041 SH SOLE 0 0 8041 BLACKROCK HEALTH COM 09250W107 205 7701 SH SOLE 0 0 7701 SCIENCES TR SELECT SECTOR SPDR SBI INT-INDS 81369Y704 236 7524 SH SOLE 0 0 7524 TR SELECT SECTOR SPDR SBI INT- 81369Y886 223 7490 SH SOLE 0 0 7490 TR UTILS ISHARES TR INDEX S&P NA NAT 464287374 255 7447 SH SOLE 0 0 7447 RES MASSEY ENERGY CORP COM 576206106 394 7441 SH SOLE 0 0 7441 ISHARES TR BARCLYS 1- 464288646 771 7375 SH SOLE 0 0 7375 3YR CR ISHARES TR INDEX S&P NA TECH 464287549 403 7215 SH SOLE 0 0 7215 FD MARKWEST ENERGY UNIT LTD 570759100 227 7170 SH SOLE 0 0 7170 PARTNERS L P PARTN DCP MIDSTREAM COM UT LTD 23311P100 226 7054 SH SOLE 0 0 7054 PARTNERS LP PTN PROSHARES TR PSHS ULT S&P 74347R107 293 6922 SH SOLE 0 0 6922 500 ARCELORMITTAL SA NY REGISTRY 03938L104 302 6891 SH SOLE 0 0 6891 LUXEMBOURG SH AMERICAN EXPRESS CO COM 025816109 283 6859 SH SOLE 0 0 6859 SPDR SERIES TRUST S&P METALS 78464A755 382 6740 SH SOLE 0 0 6740 MNG PROSHARES TR PSHS ULTSH 74347R297 331 6701 SH SOLE 0 0 6701 20YRS BALLY TECHNOLOGIES COM 05874B107 272 6655 SH SOLE 0 0 6655 INC VANGUARD INDEX FDS GROWTH ETF 922908736 366 6561 SH SOLE 0 0 6561 ISHARES TR HIGH YLD 464288513 581 6549 SH SOLE 0 0 6549 CORP VISA INC COM CL A 92826C839 591 6493 SH SOLE 0 0 6493 ISHARES TR INDEX MSCI EAFE 464287465 362 6458 SH SOLE 0 0 6458 IDX FREEPORT-MCMORAN COM 35671D857 538 6436 SH SOLE 0 0 6436 COPPER & GO SUNCOR ENERGY INC COM 867224107 208 6430 SH SOLE 0 0 6430 NEW ALLIANCE RES UT LTD PART 01877R108 262 6296 SH SOLE 0 0 6296 PARTNER L P VANGUARD INDEX FDS REIT ETF 922908553 309 6263 SH SOLE 0 0 6263 WALGREEN CO COM 931422109 234 6252 SH SOLE 0 0 6252 ISHARES TR INDEX RUSSELL 2000 464287655 424 6204 SH SOLE 0 0 6204 RESEARCH IN MOTION COM 760975102 465 6203 SH SOLE 0 0 6203 LTD SCHLUMBERGER LTD COM 806857108 389 6169 SH SOLE 0 0 6169 NEWMONT MINING CORP COM 651639106 312 6149 SH SOLE 0 0 6149 COVIDIEN PLC SHS G2554F105 308 6119 SH SOLE 0 0 6119 QUALCOMM INC COM 747525103 257 6100 SH SOLE 0 0 6100 BARRICK GOLD CORP COM 067901108 228 6048 SH SOLE 0 0 6048 BARCLAYS BANK PLC ADS7.75%PFD 06739H511 151 6047 SH SOLE 0 0 6047 S4 NETEASE COM INC SPONSORED 64110W102 218 5925 SH SOLE 0 0 5925 ADR BARCLAYS BANK PLC ETN 06739H255 226 5825 SH SOLE 0 0 5825 DJUBSPLATM38 ISHARES TR S&P GL 464288711 261 5695 SH SOLE 0 0 5695 UTILITI EMERSON ELEC CO COM 291011104 285 5611 SH SOLE 0 0 5611 KINDER MORGAN UT LTD 494550106 363 5583 SH SOLE 0 0 5583 ENERGY PARTNER PARTNER V F CORP COM 918204108 421 5262 SH SOLE 0 0 5262 AMERICA MOVIL SAB SPON ADR L 02364W105 255 5013 SH SOLE 0 0 5013 DE CV SHS SELECT SECTOR SPDR SBI INT- 81369Y506 287 5009 SH SOLE 0 0 5009 TR ENERGY DEVON ENERGY CORP COM 25179M103 320 4963 SH SOLE 0 0 4963 NEW ISHARES TR INDEX NYSE COMP 464287143 337 4934 SH SOLE 0 0 4934 INDX AMGEN INC COM 031162100 296 4927 SH SOLE 0 0 4927 CELGENE CORP COM 151020104 305 4888 SH SOLE 0 0 4888 NOBLE CORPORATION NAMEN -AKT H5833N103 200 4887 SH SOLE 0 0 4887 BAAR WISDOMTREE TRUST INTL MIDCAP 97717W778 237 4875 SH SOLE 0 0 4875 DV VANGUARD INDEX FDS SMALL CP ETF 922908751 305 4803 SH SOLE 0 0 4803 SPDR TR UNIT SER 1 78462F103 550 4682 SH SOLE 0 0 4682 DOLBY LABORATORIES COM 25659T107 270 4563 SH SOLE 0 0 4563 INC ISHARES INC MSCI BRAZIL 464286400 322 4428 SH SOLE 0 0 4428 NUCOR CORP COM 670346105 201 4405 SH SOLE 0 0 4405 TRANSDIGM GROUP INC COM 893641100 236 4387 SH SOLE 0 0 4387 CREE INC COM 225447101 305 4301 SH SOLE 0 0 4301 CHINA MOBILE SPONSORED 16941M109 209 4282 SH SOLE 0 0 4282 LIMITED ADR STEPAN CO COM 858586100 237 4224 SH SOLE 0 0 4224 OCCIDENTAL PETE COM 674599105 345 4096 SH SOLE 0 0 4096 CORP DEL ISHARES TR INDEX S&P GBL 464287325 215 4096 SH SOLE 0 0 4096 HLTHCR INTERNATIONAL COM 459200101 524 4070 SH SOLE 0 0 4070 BUSINESS MACHS TEVA PHARMACEUTICAL ADR 881624209 250 3935 SH SOLE 0 0 3935 INDS LTD VANGUARD WORLD FDS INF TECH ETF 92204A702 222 3930 SH SOLE 0 0 3930 ALEXION COM 015351109 214 3890 SH SOLE 0 0 3890 PHARMACEUTICALS INC 3M CO COM 88579Y101 324 3841 SH SOLE 0 0 3841 NORFOLK SOUTHERN COM 655844108 214 3807 SH SOLE 0 0 3807 CORP ISHARES TR INDEX BARCLYS 7-10 464287440 335 3753 SH SOLE 0 0 3753 YR CENTRAL GOLDTRUST TR UNIT 153546106 162 3701 SH SOLE 0 0 3701 ISHARES TR INDEX NASDQ BIO 464287556 304 3319 SH SOLE 0 0 3319 INDX COMPASS MINERALS COM 20451N101 249 3113 SH SOLE 0 0 3113 INTL INC PANERA BREAD CO CL A 69840W108 227 2947 SH SOLE 0 0 2947 GOLDMAN SACHS GROUP COM 38141G104 432 2522 SH SOLE 0 0 2522 INC ISHARES TR S&P NTL 464288414 256 2481 SH SOLE 0 0 2481 AMTFREE COLGATE PALMOLIVE COM 194162103 206 2415 SH SOLE 0 0 2415 CO GOOGLE INC CL A 38259P508 1242 2191 SH SOLE 0 0 2191 FIRST SOLAR INC COM 336433107 229 1871 SH SOLE 0 0 1871 WELLS FARGO & CO PERP PFD CNV 949746804 202 207 SH SOLE 0 0 207 NEW A
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