0001181431-14-039593.txt : 20141223 0001181431-14-039593.hdr.sgml : 20141223 20141223205633 ACCESSION NUMBER: 0001181431-14-039593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141222 FILED AS OF DATE: 20141223 DATE AS OF CHANGE: 20141223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pike Corp CENTRAL INDEX KEY: 0001317577 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 203112047 STATE OF INCORPORATION: NC FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 100 PIKE WAY CITY: MOUNT AIRY STATE: NC ZIP: 27030 BUSINESS PHONE: (336) 789-2171 MAIL ADDRESS: STREET 1: 100 PIKE WAY CITY: MOUNT AIRY STATE: NC ZIP: 27030 FORMER COMPANY: FORMER CONFORMED NAME: Pike Electric CORP DATE OF NAME CHANGE: 20050707 FORMER COMPANY: FORMER CONFORMED NAME: Pike Holdings, Inc. DATE OF NAME CHANGE: 20050214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benfield James T CENTRAL INDEX KEY: 0001464600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32582 FILM NUMBER: 141308365 MAIL ADDRESS: STREET 1: PIKE ELECTRIC CORPORATION STREET 2: 100 PIKE WAY CITY: MOUNT AIRY STATE: NC ZIP: 27030 4 1 rrd420711.xml X0306 4 2014-12-22 0 0001317577 Pike Corp PIKE 0001464600 Benfield James T 100 PIKE WAY PO BOX 868 MOUNT AIRY NC 27030 0 1 0 0 President of Pike Subsidiary Common Stock 2014-12-22 4 D 0 89223 12.00 D 0 D Option to Buy 14.00 2014-12-22 4 D 0 38690 D 2015-07-27 Common Stock 38690 0 D Option to Buy 18.41 2014-12-22 4 D 0 10000 D 2016-11-01 Common Stock 10000 0 D Option to Buy 8.81 2014-12-22 4 D 0 30076 D 2018-11-03 Common Stock 30076 0 D Option to Buy 11.33 2014-12-22 4 D 0 21628 D 2019-09-01 Common Stock 21628 0 D Option to Buy 9.61 2014-12-22 4 D 0 23648 D 2021-03-01 Common Stock 23648 0 D Restricted Stock Units 0 2014-12-22 4 D 0 4228 0 D Common Stock 4228 0 D Option to Buy 9.22 2014-12-22 4 D 0 26386 D 2022-03-01 Common Stock 26386 0 D Restricted Stock Units 0 2014-12-22 4 D 0 14282 0 D Common Stock 14282 0 D Pursuant to the Agreement and Plan of Merger, dated as of August 4, 2014, among the Issuer, Pioneer Parent, Inc. and Pioneer Merger Sub, Inc. (the "Merger Agreement"), these shares were cancelled and converted into the right to receive $12.00 in cash per share, without interest and less any applicable withholding taxes. Pursuant to the Merger Agreement, each of these options became fully vested and was cancelled and converted into the right to receive cash consideration, without interest and less any applicable withholding taxes, equal to the product of (i) the number of shares of the Issuer's common stock subject to the option and (ii) the excess, if any, of $12.00 over the per share exercise price of the option. All of these options were vested and exercisable as of December 22, 2014. Pursuant to the Merger Agreement, these restricted stock units became fully vested and were cancelled and converted into the right to receive $12.00 in cash per share of the Issuer's common stock subject to such restricted stock units, without interest and less any applicable withholding taxes. These restricted stock units would have vested on February 1, 2015. 17,590 of these options were vested and exercisable as of December 22, 2014 and 8,796 of these options would have vested on March 1, 2015. These restricted stock units would have vested in equal amounts on January 30 of each of 2015 and 2016. /s/ James R. Wyche by power of attorney for James T. Benfield 2014-12-23